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EPT Disclosure

9th Sep 2008 11:32

RNS Number : 0351D
Deutsche Bank AG
09 September 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
Company dealt in
Rio Tinto Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
08/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
1,701,743 0.37%
-977,348 -0.21
(2) Derivatives (other than options)
 
730,817 0.16%
-1,419,079 -0.31
(3) Options and agreements to purchase/sell
 
1,217,000 0.27%
-913,100 -0.20
Total
 
3,649,560 0.80%
-3,309,548 -0.72
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
121
110.08
Purchase
2292
110.09
Purchase
2937
110.10
Purchase
14
110.11
Purchase
360
110.17
Purchase
2015
110.19
Purchase
883
110.20
Purchase
374
110.21
Purchase
1820
110.22
Purchase
15247
110.25
Purchase
391
110.27
Purchase
352
110.29
Purchase
2213
110.30
Purchase
434
110.31
Purchase
50
110.32
Purchase
868
110.37
Purchase
699
110.38
Purchase
1066
110.39
Purchase
3688
110.40
Purchase
637
110.41
Purchase
631
110.42
Purchase
352
110.44
Purchase
568
110.45
Purchase
469
110.48
Purchase
57
110.49
Purchase
1298
110.50
Purchase
556
110.51
Purchase
1221
110.55
Purchase
466
110.56
Purchase
413
110.66
Purchase
259
110.67
Purchase
52
110.68
Purchase
49
110.69
Purchase
408
110.70
Purchase
908
110.78
Purchase
367
110.80
Purchase
46
110.84
Purchase
464
110.85
Purchase
491
110.86
Purchase
78
110.92
Purchase
137
110.93
Purchase
185
110.94
Purchase
834
110.98
Purchase
3873
111.08
Purchase
451
111.10
Purchase
452
111.11
Purchase
336
111.12
Purchase
3012
111.14
Purchase
841
111.14
Purchase
452
111.15
Purchase
559
111.20
Purchase
870
111.21
Purchase
1985
111.26
Purchase
50
111.29
Purchase
490
111.30
Purchase
7
111.35
Purchase
1
111.38
Purchase
107
111.40
Purchase
1717
111.42
Purchase
140
111.43
Purchase
995
111.52
Purchase
998
111.60
Purchase
393
111.65
Purchase
1642
111.67
Purchase
479
111.68
Purchase
5
111.70
Purchase
701
111.72
Purchase
371
111.73
Purchase
1480
111.74
Purchase
1803
111.75
Purchase
2141
111.76
Purchase
282
111.77
Purchase
810
111.80
Purchase
814
111.82
Purchase
563
111.84
Purchase
1826
111.85
Purchase
106
111.86
Purchase
845
111.87
Purchase
833
111.88
Purchase
906
111.89
Purchase
1441
111.90
Purchase
480
111.91
Purchase
1419
111.92
Purchase
139
111.93
Purchase
352
111.94
Purchase
148
111.95
Purchase
552
111.97
Purchase
2367
111.98
Purchase
287
111.99
Purchase
923
112.00
Purchase
640
112.01
Purchase
448
112.02
Purchase
1332
112.07
Purchase
2394
112.10
Purchase
1655
112.14
Purchase
426
112.15
Purchase
743
112.16
Purchase
806
112.17
Purchase
1896
112.18
Purchase
442
112.19
Purchase
3494
112.20
Purchase
1302
112.21
Purchase
441
112.22
Purchase
1354
112.23
Purchase
1577
112.24
Purchase
495
112.25
Purchase
352
112.27
Purchase
1270
112.30
Purchase
537
112.34
Purchase
351
112.35
Purchase
259
112.37
Purchase
3505
112.39
Purchase
361
112.41
Purchase
325
112.46
Purchase
413
112.47
Purchase
350
112.48
Purchase
1040
112.49
Purchase
57
112.50
Purchase
352
112.54
Purchase
703
112.60
Purchase
352
112.61
Purchase
235
112.63
Purchase
501
112.64
TOTAL PURCHASE
118,622
 
Sale
45
110.06
Sale
1817
110.08
Sale
51
110.09
Sale
10058
110.10
Sale
477
110.12
Sale
901
110.17
Sale
731
110.18
Sale
531
110.19
Sale
249
110.20
Sale
149
110.21
Sale
105
110.22
Sale
485
110.23
Sale
18213
110.25
Sale
311
110.26
Sale
750
110.27
Sale
19
110.28
Sale
982
110.29
Sale
455
110.30
Sale
816
110.31
Sale
609
110.32
Sale
860
110.33
Sale
172
110.34
Sale
119
110.35
Sale
357
110.36
Sale
444
110.37
Sale
555
110.38
Sale
2440
110.39
Sale
660
110.40
Sale
185
110.43
Sale
50
110.44
Sale
359
110.45
Sale
160
110.47
Sale
50
110.48
Sale
418
110.49
Sale
140
110.50
Sale
14
110.51
Sale
99
110.53
Sale
864
110.54
Sale
703
110.55
Sale
200
110.56
Sale
52
110.57
Sale
592
110.58
Sale
814
110.59
Sale
923
110.60
Sale
36
110.63
Sale
77
110.65
Sale
52
110.66
Sale
680
110.69
Sale
535
110.71
Sale
31
110.74
Sale
409
110.79
Sale
60
110.97
Sale
265
110.99
Sale
250
111.00
Sale
4992
111.08
Sale
11
111.12
Sale
281
111.13
Sale
299
111.14
Sale
51
111.15
Sale
877
111.16
Sale
154
111.18
Sale
1343
111.19
Sale
156
111.20
Sale
47
111.21
Sale
17
111.22
Sale
271
111.23
Sale
118
111.25
Sale
946
111.37
Sale
10
111.42
Sale
26
111.43
Sale
24
111.46
Sale
456
111.50
Sale
193
111.51
Sale
244
111.52
Sale
199
111.53
Sale
49
111.56
Sale
7
111.60
Sale
533
111.68
Sale
176
111.69
Sale
194
111.70
Sale
1085
111.72
Sale
260
111.73
Sale
86
111.74
Sale
689
111.75
Sale
1509
111.76
Sale
286
111.77
Sale
111
111.78
Sale
1313
111.79
Sale
1877
111.80
Sale
746
111.81
Sale
152
111.83
Sale
736
111.84
Sale
1378
111.85
Sale
1139
111.86
Sale
1798
111.87
Sale
632
111.88
Sale
1339
111.89
Sale
38
111.90
Sale
187
111.91
Sale
81
111.92
Sale
367
111.94
Sale
77
111.96
Sale
58
111.98
Sale
1068
111.99
Sale
118
112.03
Sale
16
112.05
Sale
292
112.06
Sale
27
112.07
Sale
98
112.13
Sale
516
112.14
Sale
2273
112.17
Sale
627
112.18
Sale
1525
112.19
Sale
317
112.20
Sale
1001
112.21
Sale
639
112.22
Sale
149
112.23
Sale
109
112.24
Sale
214
112.25
Sale
91
112.31
Sale
216
112.34
Sale
77
112.37
Sale
298
112.38
Sale
161
112.39
Sale
20
112.41
Sale
159
112.44
Sale
47
112.47
Sale
96
112.48
Sale
624
112.49
Sale
148
112.50
Sale
1139
112.54
Sale
1269
112.56
Sale
108
112.59
Sale
245
112.62
Sale
166
112.63
Sale
815
112.64
Sale
246
112.65
Sale
10
112.66
Sale
163
112.68
Sale
316
112.69
Sale
482
112.72
Sale
57
112.75
Sale
353
112.76
TOTAL SALES
95,292
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
40
110.08
CFD
Long
249
110.20
CFD
Long
224
110.25
CFD
Long
492
110.27
CFD
Long
159
110.29
CFD
Long
554
110.31
CFD
Long
119
110.35
CFD
Long
444
110.37
CFD
Long
555
110.38
CFD
Long
995
110.39
CFD
Long
253
110.45
CFD
Long
105
110.55
CFD
Long
535
110.71
CFD
Long
409
110.79
CFD
Long
60
110.97
CFD
Long
250
111.00
CFD
Long
4992
111.08
CFD
Long
312
111.50
CFD
Long
43
111.74
CFD
Long
689
111.75
CFD
Long
735
111.80
CFD
Long
22
111.84
CFD
Long
57
111.85
CFD
Long
71
111.86
CFD
Long
2
111.87
CFD
Long
87
111.91
CFD
Long
75
112.19
CFD
Long
37
112.20
CFD
Long
91
112.31
CFD
Long
68
112.34
CFD
Long
77
112.37
CFD
Long
153
112.39
CFD
Long
47
112.47
CFD
Long
96
112.48
CFD
Long
535
112.49
CFD
Long
100
112.50
CFD
Long
89
112.54
CFD
Long
106
112.59
CFD
Long
75
112.64
CFD
Long
41
112.65
CFD
Long
57
112.75
CFD
Short
121
110.08
CFD
Short
1000
110.10
CFD
Short
200
110.25
CFD
Short
1150
110.30
CFD
Short
50
110.32
CFD
Short
367
110.39
CFD
Short
633
110.40
CFD
Short
3873
111.08
CFD
Short
3012
111.14
CFD
Short
500
111.20
CFD
Short
1985
111.26
CFD
Short
50
111.29
CFD
Short
50
111.85
CFD
Short
352
111.94
CFD
Short
148
111.95
CFD
Short
250
111.98
CFD
Short
571
112.00
CFD
Short
200
112.17
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
09/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 8515
Name of offeree/offeror with which connected
Rio Tinto plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk

 

 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81