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EPT Disclosure

3rd Jul 2008 12:09

RNS Number : 2544Y
Credit Suisse Securities (Eur) Ltd
03 July 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

02-Jul-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

144842

0.015

 

 

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

144842

0.015

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

84225

58.5 (GBP)

Buy

3266

59.12 (GBP)

Buy

1676

55.11 (GBP)

Buy

1468

55.45 (GBP)

Buy

1324

58.35 (GBP)

Buy

1222

56.32 (GBP)

Buy

1196

59.05 (GBP)

Buy

1071

57.86 (GBP)

Buy

1000

58.92 (GBP)

Buy

1000

58.92 (GBP)

Buy

960

56.06 (GBP)

Buy

891

58.35 (GBP)

Buy

838

56.39 (GBP)

Buy

755

58.94 (GBP)

Buy

720

59.39 (GBP)

Buy

652

59.29 (GBP)

Buy

578

58.92 (GBP)

Buy

500

59.26 (GBP)

Buy

500

59.44 (GBP)

Buy

488

59.12 (GBP)

Buy

480

59.22 (GBP)

Buy

465

59.12 (GBP)

Buy

400

56.38 (GBP)

Buy

400

56.38 (GBP)

Buy

390

56.36 (GBP)

Buy

383

59.01 (GBP)

Buy

360

59.27 (GBP)

Buy

360

59.25 (GBP)

Buy

360

59.25 (GBP)

Buy

354

58.49 (GBP)

Buy

342

58.9 (GBP)

Buy

326

59.21 (GBP)

Buy

300

59.43 (GBP)

Buy

300

59.1 (GBP)

Buy

298

58.49 (GBP)

Buy

248

59.05 (GBP)

Buy

247

58.47 (GBP)

Buy

240

59.23 (GBP)

Buy

240

59.18 (GBP)

Buy

240

58.03 (GBP)

Buy

231

59.21 (GBP)

Buy

230

59.12 (GBP)

Buy

229

59.31 (GBP)

Buy

212

58.94 (GBP)

Buy

212

58.94 (GBP)

Buy

200

58.88 (GBP)

Buy

200

55.45 (GBP)

Buy

200

55.45 (GBP)

Buy

200

59.42 (GBP)

Buy

191

58.99 (GBP)

Buy

165

58.92 (GBP)

Buy

164

56.39 (GBP)

Buy

153

58.99 (GBP)

Buy

150

58.99 (GBP)

Buy

141

59.32 (GBP)

Buy

136

55.11 (GBP)

Buy

133

58.47 (GBP)

Buy

129

59.21 (GBP)

Buy

121

59.12 (GBP)

Buy

121

58.49 (GBP)

Buy

120

59.25 (GBP)

Buy

120

59.33 (GBP)

Buy

120

59.29 (GBP)

Buy

120

59.02 (GBP)

Buy

120

59.02 (GBP)

Buy

117

59.23 (GBP)

Buy

113

55.45 (GBP)

Buy

112

58.92 (GBP)

Buy

107

59 (GBP)

Buy

100

59.3 (GBP)

Buy

95

58.99 (GBP)

Buy

89

55.42 (GBP)

Buy

89

59.01 (GBP)

Buy

86

57.83 (GBP)

Buy

86

57.99 (GBP)

Buy

85

58.08 (GBP)

Buy

85

58.57 (GBP)

Buy

85

58.34 (GBP)

Buy

85

58.42 (GBP)

Buy

84

58.89 (GBP)

Buy

84

58.78 (GBP)

Buy

84

58.75 (GBP)

Buy

81

59.3 (GBP)

Buy

72

55.42 (GBP)

Buy

71

59.31 (GBP)

Buy

71

55.93 (GBP)

Buy

70

59.26 (GBP)

Buy

69

57.83 (GBP)

Buy

69

57.69 (GBP)

Buy

69

57.84 (GBP)

Buy

69

57.84 (GBP)

Buy

69

57.69 (GBP)

Buy

68

59.29 (GBP)

Buy

68

58.58 (GBP)

Buy

68

58.53 (GBP)

Buy

68

58.34 (GBP)

Buy

68

58.34 (GBP)

Buy

68

58.08 (GBP)

Buy

68

57.89 (GBP)

Buy

68

57.91 (GBP)

Buy

68

57.91 (GBP)

Buy

68

57.91 (GBP)

Buy

68

57.91 (GBP)

Buy

68

57.99 (GBP)

Buy

68

57.89 (GBP)

Buy

68

58.08 (GBP)

Buy

67

59.17 (GBP)

Buy

67

58.89 (GBP)

Buy

67

58.94 (GBP)

Buy

67

58.9 (GBP)

Buy

67

58.75 (GBP)

Buy

67

58.73 (GBP)

Buy

67

58.95 (GBP)

Buy

61

58.5 (GBP)

Buy

58

58.54 (GBP)

Buy

58

58.54 (GBP)

Buy

57

58.54 (GBP)

Buy

57

58.54 (GBP)

Buy

56

58.54 (GBP)

Buy

56

58.47 (GBP)

Buy

55

58.54 (GBP)

Buy

51

58.53 (GBP)

Buy

50

58.54 (GBP)

Buy

50

58.5 (GBP)

Buy

47

58.94 (GBP)

Buy

42

58.92 (GBP)

Buy

42

58.54 (GBP)

Buy

41

59 (GBP)

Buy

40

58.54 (GBP)

Buy

40

56.06 (GBP)

Buy

37

58.88 (GBP)

Buy

37

58.54 (GBP)

Buy

37

58.53 (GBP)

Buy

33

58.47 (GBP)

Buy

31

59.01 (GBP)

Buy

24

55.18 (GBP)

Buy

22

58.49 (GBP)

Buy

22

58.47 (GBP)

Buy

18

57.02 (GBP)

Buy

18

57.29 (GBP)

Buy

17

55.65 (GBP)

Buy

15

58.54 (GBP)

Buy

15

58.54 (GBP)

Buy

13

58.54 (GBP)

Buy

13

58.47 (GBP)

Buy

13

58.53 (GBP)

Buy

12

58.5 (GBP)

Buy

11

58.35 (GBP)

Buy

10

58.92 (GBP)

Buy

7

55.18 (GBP)

Buy

5

58.97 (GBP)

Sell

2513

55.3 (GBP)

Sell

2106

55.11 (GBP)

Sell

2106

55.11 (GBP)

Sell

2106

55.11 (GBP)

Sell

2106

55.11 (GBP)

Sell

1956

59.16 (GBP)

Sell

1575

58.51 (GBP)

Sell

1200

58.5 (GBP)

Sell

1176

55.45 (GBP)

Sell

1155

58.89 (GBP)

Sell

1000

56.06 (GBP)

Sell

805

55.52 (GBP)

Sell

800

58.03 (GBP)

Sell

701

55.11 (GBP)

Sell

700

56.2 (GBP)

Sell

620

59.2 (GBP)

Sell

619

59.1 (GBP)

Sell

570

58 (GBP)

Sell

559

58 (GBP)

Sell

555

57.98 (GBP)

Sell

529

55.27 (GBP)

Sell

498

55.46 (GBP)

Sell

482

59.1 (GBP)

Sell

480

55.46 (GBP)

Sell

434

59.23 (GBP)

Sell

423

56.06 (GBP)

Sell

417

58.89 (GBP)

Sell

409

58.5 (GBP)

Sell

400

59.27 (GBP)

Sell

400

58.74 (GBP)

Sell

400

58.03 (GBP)

Sell

390

55.38 (GBP)

Sell

369

58.67 (GBP)

Sell

360

56.4 (GBP)

Sell

360

55.11 (GBP)

Sell

343

56.2 (GBP)

Sell

340

58.03 (GBP)

Sell

340

58.74 (GBP)

Sell

337

58.67 (GBP)

Sell

332

59.2 (GBP)

Sell

330

56.06 (GBP)

Sell

327

55.88 (GBP)

Sell

322

58.01 (GBP)

Sell

315

56.06 (GBP)

Sell

300

58.63 (GBP)

Sell

300

58.74 (GBP)

Sell

273

58.61 (GBP)

Sell

266

58.63 (GBP)

Sell

250

59.25 (GBP)

Sell

240

55.31 (GBP)

Sell

240

55.46 (GBP)

Sell

240

58.74 (GBP)

Sell

240

58.03 (GBP)

Sell

230

58.51 (GBP)

Sell

225

56 (GBP)

Sell

225

58.64 (GBP)

Sell

222

57.87 (GBP)

Sell

218

59.25 (GBP)

Sell

212

55.96 (GBP)

Sell

212

59.16 (GBP)

Sell

205

55.28 (GBP)

Sell

200

55.37 (GBP)

Sell

200

59.16 (GBP)

Sell

200

55.32 (GBP)

Sell

200

55.17 (GBP)

Sell

200

58.63 (GBP)

Sell

200

58.87 (GBP)

Sell

200

58.87 (GBP)

Sell

197

55.27 (GBP)

Sell

192

55.25 (GBP)

Sell

160

56.2 (GBP)

Sell

150

59.25 (GBP)

Sell

147

57.98 (GBP)

Sell

143

56.2 (GBP)

Sell

140

58 (GBP)

Sell

140

59.2 (GBP)

Sell

137

58.55 (GBP)

Sell

137

59.1 (GBP)

Sell

134

59.1 (GBP)

Sell

129

59.16 (GBP)

Sell

126

58.87 (GBP)

Sell

120

59.2 (GBP)

Sell

120

58.65 (GBP)

Sell

115

58.63 (GBP)

Sell

113

59.035 (GBP)

Sell

109

56 (GBP)

Sell

105

59.025 (GBP)

Sell

100

59.2 (GBP)

Sell

100

55.37 (GBP)

Sell

98

59.34 (GBP)

Sell

95

58.56 (GBP)

Sell

93

59.275 (GBP)

Sell

91

59.125 (GBP)

Sell

90

59.33 (GBP)

Sell

89

55.83 (GBP)

Sell

86

58.06 (GBP)

Sell

86

57.69 (GBP)

Sell

85

58.51 (GBP)

Sell

85

58.5 (GBP)

Sell

85

58.62 (GBP)

Sell

85

58.56 (GBP)

Sell

85

58.57 (GBP)

Sell

85

58.57 (GBP)

Sell

84

58.54 (GBP)

Sell

84

59.24 (GBP)

Sell

84

59.13 (GBP)

Sell

83

57.93 (GBP)

Sell

82

59.2 (GBP)

Sell

81

57.79 (GBP)

Sell

79

57.06 (GBP)

Sell

78

58.64 (GBP)

Sell

77

59.305 (GBP)

Sell

74

59.29 (GBP)

Sell

72

55.54 (GBP)

Sell

72

55.54 (GBP)

Sell

72

55.4 (GBP)

Sell

72

58.3 (GBP)

Sell

72

55.46 (GBP)

Sell

72

55.46 (GBP)

Sell

72

55.34 (GBP)

Sell

72

55.4 (GBP)

Sell

71

58.875 (GBP)

Sell

71

56.21 (GBP)

Sell

71

56.32 (GBP)

Sell

71

56.29 (GBP)

Sell

71

59.16 (GBP)

Sell

71

56.03 (GBP)

Sell

71

55.83 (GBP)

Sell

71

55.6 (GBP)

Sell

71

56.19 (GBP)

Sell

70

59.27 (GBP)

Sell

70

56.37 (GBP)

Sell

70

56.47 (GBP)

Sell

69

59.27 (GBP)

Sell

68

56.28 (GBP)

Sell

67

59.13 (GBP)

Sell

67

59.14 (GBP)

Sell

67

59.29 (GBP)

Sell

67

59.24 (GBP)

Sell

67

59.17 (GBP)

Sell

60

55.37 (GBP)

Sell

59

58 (GBP)

Sell

59

58 (GBP)

Sell

58

55.34 (GBP)

Sell

58

57.23 (GBP)

Sell

57

59.025 (GBP)

Sell

57

59.28 (GBP)

Sell

56

59.02 (GBP)

Sell

55

58.67 (GBP)

Sell

54

59.24 (GBP)

Sell

53

59.43 (GBP)

Sell

53

59.29 (GBP)

Sell

53

59.43 (GBP)

Sell

52

59.03 (GBP)

Sell

52

59.04 (GBP)

Sell

51

59.3 (GBP)

Sell

51

59.29 (GBP)

Sell

50

59.28 (GBP)

Sell

50

59.08 (GBP)

Sell

50

59.02 (GBP)

Sell

50

56.28 (GBP)

Sell

49

57.01 (GBP)

Sell

47

58.07 (GBP)

Sell

46

59.37 (GBP)

Sell

46

59.1 (GBP)

Sell

44

59.16 (GBP)

Sell

44

57.88 (GBP)

Sell

43

59.32 (GBP)

Sell

42

58.56 (GBP)

Sell

41

59.02 (GBP)

Sell

40

58.63 (GBP)

Sell

40

57.97 (GBP)

Sell

39

59.215 (GBP)

Sell

39

57.97 (GBP)

Sell

38

59.29 (GBP)

Sell

38

58.56 (GBP)

Sell

36

59.08 (GBP)

Sell

35

59.08 (GBP)

Sell

34

59.01 (GBP)

Sell

33

59.32 (GBP)

Sell

30

57.23 (GBP)

Sell

30

59.23 (GBP)

Sell

30

59.23 (GBP)

Sell

29

58.87 (GBP)

Sell

29

58.87 (GBP)

Sell

28

59.31 (GBP)

Sell

28

57.23 (GBP)

Sell

28

59.275 (GBP)

Sell

27

59.06 (GBP)

Sell

27

57.9 (GBP)

Sell

26

59.35 (GBP)

Sell

26

58.87 (GBP)

Sell

26

57.9 (GBP)

Sell

25

58.03 (GBP)

Sell

22

59.01 (GBP)

Sell

21

59.23 (GBP)

Sell

18

56.28 (GBP)

Sell

16

59.025 (GBP)

Sell

15

59.02 (GBP)

Sell

14

59.025 (GBP)

Sell

14

59.29 (GBP)

Sell

13

57.01 (GBP)

Sell

13

58.3 (GBP)

Sell

13

59.23 (GBP)

Sell

13

59.24 (GBP)

Sell

13

59.01 (GBP)

Sell

12

59.32 (GBP)

Sell

12

59.32 (GBP)

Sell

8

59.28 (GBP)

Sell

6

58.55 (GBP)

Sell

5

58.74 (GBP)

Sell

5

57.79 (GBP)

Sell

2

59.14 (GBP)

TOTAL BUYS:120169

TOTAL SELLS:49054

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

03-Jul-2008 

Contact name

Collins,Carolyn/ Crawley, Simon

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMSSEFFDSASESW

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,668.42
Change34.67