14th Apr 2008 13:22
Macquarie Group Limited14 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Capital Securities (Australia) LimitedCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinary shares ISIN: AU000000RIO1dealings being disclosed relate (Note 1) Date of dealing 11 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 15,000 0.00% (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total 15,000 0.00% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details Fully Paid Ordinary ISIN: AU000000RIO1 3. DEALINGS (Note 3) (a) Purchases and sales See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 14 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Annexure A: Stock Purchase/sale Number of Price per securities unit RIO Purchase 776 136.77RIO Purchase 238 136.77RIO Purchase 9 136.77RIO Purchase 1120 136.77RIO Purchase 1113 136.77RIO Purchase 210 136.77RIO Purchase 7 136.77RIO Purchase 11 136.77RIO Purchase 4 136.77RIO Purchase 512 136.77RIO Purchase 759 136.77RIO Purchase 40 136.77RIO Purchase 55 136.77RIO Purchase 37 136.77RIO Purchase 30 136.77RIO Purchase 609 136.77RIO Purchase 300 136.77RIO Purchase 78 136.77RIO Purchase 357 136.77RIO Purchase 735 136.77RIO Purchase 1602 136.7RIO Purchase 17000 136.53RIO Purchase 8500 136.81RIO Purchase 6500 136.81RIO Purchase 189 136.69RIO Purchase 2 136.69RIO Purchase 10 136.69RIO Purchase 100 136.69RIO Purchase 22 136.69RIO Purchase 209 136.69RIO Purchase 32 136.69RIO Purchase 2383 136.69RIO Purchase 5500 136.8RIO Purchase 4500 136.8RIO Purchase 674 136.8RIO Purchase 1000 136.8RIO Purchase 297 136.8RIO Purchase 96 136.8RIO Purchase 21 136.8RIO Purchase 201 136.8RIO Purchase 1 136.8RIO Purchase 168 136.8RIO Purchase 216 136.8RIO Purchase 2000 136.75RIO Purchase 5000 136.75RIO Purchase 3000 137.23RIO Purchase 5000 137.23RIO Purchase 3 137.23RIO Purchase 4997 137.23RIO Purchase 5000 137.23RIO Purchase 5000 137.17RIO Purchase 4 137.17RIO Purchase 38 137.17RIO Purchase 67 137.14RIO Purchase 10000 137.28RIO Purchase 4984 137.28RIO Purchase 16 137.28RIO Purchase 40 137.28RIO Purchase 914 137.28RIO Purchase 1794 137.39RIO Purchase 824 137.54RIO Purchase 474 137.54RIO Purchase 24 137.51RIO Purchase 1000 137.51RIO Purchase 164 137.52RIO Purchase 1271 137.63RIO Purchase 5000 138RIO Purchase 32 138RIO Purchase 98 138.17RIO Purchase 800 138.17RIO Purchase 735 138.17RIO Purchase 5 138.17RIO Purchase 326 138.17RIO Purchase 250 138.17RIO Purchase 5 138.17RIO Purchase 1100 138.17RIO Purchase 77 138.17RIO Purchase 5000 137.8RIO Purchase 1336 137.8RIO Purchase 365 137.8RIO Purchase 389 137.8RIO Purchase 109 137.8RIO Purchase 141 137.8RIO Purchase 660 137.8RIO Purchase 24 138RIO Purchase 2715 138RIO Purchase 260 138RIO Purchase 1 138RIO Purchase 45 138.11RIO Purchase 352 138.11RIO Purchase 258 138.11RIO Purchase 733 138.11RIO Purchase 612 138.11RIO Purchase 5000 138.11RIO Purchase 5 138.2RIO Purchase 680 138.2RIO Purchase 500 138.2RIO Purchase 5000 138.24RIO Purchase 1404 138.25RIO Purchase 1 138.21RIO Purchase 1808 138.21RIO Purchase 83 138.21RIO Purchase 5000 138.15RIO Purchase 8 138.16RIO Purchase 34 138.16RIO Purchase 112 138.16RIO Purchase 36 138.16RIO Purchase 4 138.16RIO Purchase 1000 138.16RIO Purchase 50 138.16RIO Purchase 77 138.16RIO Purchase 144 138.16RIO Purchase 363 138.16RIO Purchase 175 138.16RIO Purchase 371 138.16RIO Purchase 200 138.28RIO Purchase 8 138.3RIO Purchase 2000 138.3RIO Purchase 247 138.3RIO Purchase 156 138.3RIO Purchase 17 138.3RIO Purchase 62 138.3RIO Purchase 1 138.3RIO Purchase 4764 138.3RIO Purchase 1 138.51RIO Purchase 199 138.51RIO Purchase 363 138.51RIO Purchase 500 138.64RIO Purchase 26 138.64RIO Purchase 113 138.64RIO Purchase 157 138.64RIO Purchase 34 138.64RIO Purchase 4 138.64RIO Purchase 438 138.64RIO Purchase 68 138.64RIO Purchase 4 138.64RIO Purchase 1000 138.64RIO Purchase 50 138.64RIO Purchase 363 138.64RIO Purchase 1000 138.64RIO Purchase 2490 138.65RIO Purchase 1 138.65RIO Purchase 4 138.65RIO Purchase 49 138.65RIO Purchase 22 138.65RIO Purchase 363 138.65RIO Purchase 109 138.65RIO Purchase 749 138.65RIO Purchase 2391 138.68RIO Purchase 4 138.68RIO Purchase 48 138.68RIO Purchase 161 139.14RIO Purchase 57 139.14RIO Purchase 48 139.14RIO Purchase 1000 139.14RIO Purchase 840 139.14RIO Purchase 10000 139.21RIO Purchase 1000 139.21RIO Purchase 646 139.21RIO Purchase 15 139.21RIO Purchase 295 139RIO Purchase 6 139RIO Purchase 1201 139RIO Purchase 1871 139RIO Purchase 2562 138.6RIO Purchase 2438 138.6RIO Purchase 164100 137.4377RIO Purchase 69197 136.471RIO Purchase 96450 136.4379RIO Purchase 328200 137.4048RIO Purchase 328200 137.3529RIO Purchase 15000 138.4175RIO Sale 10000 136.37RIO Sale 9100 136.37RIO Sale 18000 136.53RIO Sale 17000 136.53RIO Sale 8500 136.81RIO Sale 6500 136.81RIO Sale 5500 136.8RIO Sale 4500 136.8RIO Sale 5000 136.75RIO Sale 16 137.16RIO Sale 395 137.16RIO Sale 2670 137.16RIO Sale 8 137.16RIO Sale 8 137.16RIO Sale 218 137.16RIO Sale 337 137.16RIO Sale 1348 137.16RIO Sale 5000 137.23RIO Sale 5000 137.23RIO Sale 5000 137.17RIO Sale 10000 137.28RIO Sale 5000 138RIO Sale 5000 137.8RIO Sale 5000 138.11RIO Sale 5000 138.24RIO Sale 5000 138.15RIO Sale 1454 138.4RIO Sale 10 138.4RIO Sale 2587 138.4RIO Sale 1 138.4RIO Sale 225 138.4RIO Sale 21 138.39RIO Sale 5 138.39RIO Sale 21 138.39RIO Sale 150 138.39RIO Sale 526 138.39RIO Sale 197 138.65RIO Sale 401 138.68RIO Sale 11 138.68RIO Sale 2391 138.68RIO Sale 10000 139.21RIO Sale 7000 138.6RIO Sale 44450 136.419RIO Sale 135000 137.4375RIO Sale 150000 137.4072RIO Sale 328200 137.4048RIO Sale 328200 137.3529RIO Sale 42462 136.448RIO Sale 15000 138.4175 Total Purchases 1,192,412 Total Sales 1,207,412 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto