18th Mar 2010 10:50
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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WITH RECOGNISED INTERMEDIARY STATUS |
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DEALING IN A CLIENT-SERVING CAPACITY |
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(Rule 38.5(a) of the Takeover Code)) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Babcock International Group |
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Class of relevant security to which the |
Common |
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dealings being disclosed relate |
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Date of dealing |
17/03/2010 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities |
Highest price paid |
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Lowest price paid |
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purchased |
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329,314 |
GBP 5.34 |
GBP 5.30 |
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Total number of securities sold |
Highest price received |
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Lowest price received |
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42,247 |
GBP 5.33 |
GBP 5.31 |
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(b) Derivatives transactions (other than options) |
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Product name, |
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Short/Long |
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Number of securities |
Price per unit |
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eg. CFD |
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Long Swap |
LONG |
6,138 |
GBP 5.33 |
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Long Swap |
LONG |
771 |
GBP 5.33 |
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Long Swap |
LONG |
969 |
GBP 5.34 |
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Long Swap |
LONG |
1,312 |
GBP 5.31 |
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Long Swap |
LONG |
1,328 |
GBP 5.33 |
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Long Swap |
LONG |
1,368 |
GBP 5.31 |
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Long Swap |
LONG |
1,538 |
GBP 5.33 |
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Long Swap |
LONG |
1,760 |
GBP 5.33 |
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Long Swap |
LONG |
623 |
GBP 5.34 |
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Long Swap |
LONG |
3,641 |
GBP 5.33 |
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Long Swap |
LONG |
6,383 |
GBP 5.33 |
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Long Swap |
LONG |
7,911 |
GBP 5.33 |
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Long Swap |
LONG |
17,423 |
GBP 5.33 |
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Long Swap |
LONG |
36,930 |
GBP 5.33 |
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Long Swap |
LONG |
69,300 |
GBP 5.33 |
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Long Swap |
LONG |
144,227 |
GBP 5.33 |
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Long Swap |
LONG |
2,926 |
GBP 5.31 |
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Product name, |
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Short/Long |
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Number of securities |
Price per unit |
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eg. CFD |
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Short Swap |
SHORT |
969 |
GBP 5.33 |
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Short Swap |
SHORT |
2,501 |
GBP 5.33 |
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Short Swap |
SHORT |
1,775 |
GBP 5.33 |
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(c) Options transactions in respect of existing securities |
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Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
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selling, |
securities under |
price |
American, |
date |
money |
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eg call option |
purchasing, |
option |
European etc |
paid/received |
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varying etc. |
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per unit |
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
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eg call option |
option |
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any |
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other person relating to the voting rights of any relevant securities under any option referred to on this |
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form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
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any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
18/03/2010 |
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Contact name |
Bhavika Mistry |
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Telephone number |
+44 207 995 4747 |
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Name of offeree/offeror with whom connected |
VT Group Plc |
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Nature of connection # |
Advisor |
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|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
VT Group Plc |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
17/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
22,212 |
GBP 6.92 |
GBP 6.83 |
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Total number of securities sold |
Highest price received |
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Lowest price received |
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651,661 |
GBP 6.92 |
GBP 6.86 |
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(b) Derivatives transactions (other than options) |
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|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
174 |
GBP 6.89 |
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Long Swap |
LONG |
315 |
GBP 6.83 |
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Long Swap |
LONG |
1,045 |
GBP 6.83 |
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Long Swap |
LONG |
1,056 |
GBP 6.83 |
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Long Swap |
LONG |
1,230 |
GBP 6.89 |
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Long Swap |
LONG |
133 |
GBP 6.89 |
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Product name, |
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Short/Long |
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Number of securities |
Price per unit |
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eg. CFD |
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|
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Short Swap |
SHORT |
14,185 |
GBP 6.90 |
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Short Swap |
SHORT |
320,505 |
GBP 6.90 |
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Short Swap |
SHORT |
153,999 |
GBP 6.90 |
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Short Swap |
SHORT |
53,269 |
GBP 6.90 |
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Short Swap |
SHORT |
17,579 |
GBP 6.90 |
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Short Swap |
SHORT |
174 |
GBP 6.91 |
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Short Swap |
SHORT |
13,640 |
GBP 6.90 |
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Short Swap |
SHORT |
8,092 |
GBP 6.90 |
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Short Swap |
SHORT |
7,868 |
GBP 6.92 |
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Short Swap |
SHORT |
2,374 |
GBP 6.90 |
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Short Swap |
SHORT |
2,156 |
GBP 6.90 |
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Short Swap |
SHORT |
1,765 |
GBP 6.90 |
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Short Swap |
SHORT |
1,230 |
GBP 6.90 |
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Short Swap |
SHORT |
1,056 |
GBP 6.91 |
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Short Swap |
SHORT |
1,012 |
GBP 6.90 |
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Short Swap |
SHORT |
24,934 |
GBP 6.90 |
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(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
18/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Vt Group Plc |
|
|
Nature of connection # |
Advisor |
Related Shares:
Babcock