|
FORM 38.5 (b)
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
|
|
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
|
|
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
|
|
(Rule 38.5(b) of the Takeover Code)
|
|
1. KEY INFORMATION
|
|
Name of exempt principal trader
|
Credit Suisse Securities (Europe) Limited
|
|
Company dealt in
|
BHP Billiton Plc
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
Ordinary Shares
|
|
Date of dealing
|
25-Nov-2008
|
|
|
|
|
|
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
|
|
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
|
|
|
Long
|
Short
|
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1) Relevant securities
|
|
|
-11143
|
-0.001
|
|
(2) Derivatives (other than options)
|
|
|
|
|
|
(3) Options and agreements to purchase/sell
|
|
|
|
|
|
Total
|
|
|
-11143
|
-0.001
|
|
|
|
|
|
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
|
|
Class Of Relevant Security :
|
Long
|
Short
|
|
(1) Relevant Securities
|
|
|
|
(2) Derivatives (other than options)
|
|
|
|
(3) Options and agreements to purchasesell
|
|
|
|
Total
|
|
|
|
|
|
|
|
(c) Rights to subscribe (Note 2)
|
|
Class of relevant security:
|
Details
|
|
|
|
|
|
|
|
|
3. DEALINGS (Note 3)
|
|
(a) Purchases and sales
|
|
Purchase/sale
|
Number of securities
|
Price per unit (Note 4)
|
|
Buy
|
26960
|
10.82 (GBP)
|
|
Buy
|
18598
|
11.4 (GBP)
|
|
Buy
|
15891
|
11.29 (GBP)
|
|
Buy
|
15891
|
11.29 (GBP)
|
|
Buy
|
12302
|
11.29 (GBP)
|
|
Buy
|
10000
|
11.35 (GBP)
|
|
Buy
|
7528
|
11.44 (GBP)
|
|
Buy
|
7456
|
11.51 (GBP)
|
|
Buy
|
6990
|
11.19 (GBP)
|
|
Buy
|
6318
|
11.32 (GBP)
|
|
Buy
|
5996
|
11.24 (GBP)
|
|
Buy
|
4000
|
11.32 (GBP)
|
|
Buy
|
4000
|
11.35 (GBP)
|
|
Buy
|
3600
|
10.85 (GBP)
|
|
Buy
|
3600
|
11.35 (GBP)
|
|
Buy
|
3437
|
11.36 (GBP)
|
|
Buy
|
3382
|
11.36 (GBP)
|
|
Buy
|
3313
|
11.11 (GBP)
|
|
Buy
|
3313
|
11.11 (GBP)
|
|
Buy
|
3105
|
11.31 (GBP)
|
|
Buy
|
3044
|
11.48 (GBP)
|
|
Buy
|
3040
|
11.19 (GBP)
|
|
Buy
|
3040
|
11.19 (GBP)
|
|
Buy
|
3022
|
11.37 (GBP)
|
|
Buy
|
3000
|
11.37 (GBP)
|
|
Buy
|
2922
|
11.35 (GBP)
|
|
Buy
|
2903
|
11.2 (GBP)
|
|
Buy
|
2778
|
10.53 (GBP)
|
|
Buy
|
2773
|
11.2 (GBP)
|
|
Buy
|
2760
|
11.33 (GBP)
|
|
Buy
|
2748
|
11.36 (GBP)
|
|
Buy
|
2728
|
11.35 (GBP)
|
|
Buy
|
2718
|
10.85 (GBP)
|
|
Buy
|
2653
|
11.24 (GBP)
|
|
Buy
|
2653
|
11.24 (GBP)
|
|
Buy
|
2653
|
11.24 (GBP)
|
|
Buy
|
2653
|
11.24 (GBP)
|
|
Buy
|
2551
|
11.22 (GBP)
|
|
Buy
|
2521
|
11.54 (GBP)
|
|
Buy
|
2500
|
11.19 (GBP)
|
|
Buy
|
2400
|
11.48 (GBP)
|
|
Buy
|
2400
|
11.45 (GBP)
|
|
Buy
|
2386
|
11.52 (GBP)
|
|
Buy
|
2222
|
11.29 (GBP)
|
|
Buy
|
2070
|
11.25 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
2000
|
11.36 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
2000
|
11.35 (GBP)
|
|
Buy
|
1936
|
11.32 (GBP)
|
|
Buy
|
1936
|
10.33 (GBP)
|
|
Buy
|
1925
|
11.48 (GBP)
|
|
Buy
|
1913
|
10.45 (GBP)
|
|
Buy
|
1912
|
10.41 (GBP)
|
|
Buy
|
1893
|
10.56 (GBP)
|
|
Buy
|
1893
|
10.56 (GBP)
|
|
Buy
|
1881
|
10.63 (GBP)
|
|
Buy
|
1879
|
10.64 (GBP)
|
|
Buy
|
1846
|
10.83 (GBP)
|
|
Buy
|
1834
|
10.9 (GBP)
|
|
Buy
|
1833
|
10.91 (GBP)
|
|
Buy
|
1828
|
10.94 (GBP)
|
|
Buy
|
1826
|
10.95 (GBP)
|
|
Buy
|
1824
|
10.96 (GBP)
|
|
Buy
|
1823
|
10.97 (GBP)
|
|
Buy
|
1816
|
10.92 (GBP)
|
|
Buy
|
1801
|
11.1 (GBP)
|
|
Buy
|
1795
|
11.35 (GBP)
|
|
Buy
|
1785
|
11.2 (GBP)
|
|
Buy
|
1782
|
11.22 (GBP)
|
|
Buy
|
1773
|
11.28 (GBP)
|
|
Buy
|
1769
|
11.3 (GBP)
|
|
Buy
|
1768
|
11.3 (GBP)
|
|
Buy
|
1768
|
11.31 (GBP)
|
|
Buy
|
1766
|
11.32 (GBP)
|
|
Buy
|
1762
|
11.35 (GBP)
|
|
Buy
|
1760
|
11.36 (GBP)
|
|
Buy
|
1760
|
11.36 (GBP)
|
|
Buy
|
1755
|
10.63 (GBP)
|
|
Buy
|
1750
|
11.15 (GBP)
|
|
Buy
|
1739
|
11.5 (GBP)
|
|
Buy
|
1727
|
11.58 (GBP)
|
|
Buy
|
1725
|
11.12 (GBP)
|
|
Buy
|
1725
|
11.33 (GBP)
|
|
Buy
|
1725
|
11.5 (GBP)
|
|
Buy
|
1722
|
11.52 (GBP)
|
|
Buy
|
1707
|
11.31 (GBP)
|
|
Buy
|
1701
|
11.11 (GBP)
|
|
Buy
|
1701
|
11.15 (GBP)
|
|
Buy
|
1700
|
11.1 (GBP)
|
|
Buy
|
1683
|
11.14 (GBP)
|
|
Buy
|
1672
|
11.57 (GBP)
|
|
Buy
|
1626
|
10.5 (GBP)
|
|
Buy
|
1623
|
11.68 (GBP)
|
|
Buy
|
1617
|
10.85 (GBP)
|
|
Buy
|
1606
|
10.53 (GBP)
|
|
Buy
|
1600
|
10.35 (GBP)
|
|
Buy
|
1600
|
11.19 (GBP)
|
|
Buy
|
1571
|
11.3 (GBP)
|
|
Buy
|
1569
|
11.14 (GBP)
|
|
Buy
|
1556
|
11.3 (GBP)
|
|
Buy
|
1555
|
10.64 (GBP)
|
|
Buy
|
1553
|
11.5 (GBP)
|
|
Buy
|
1553
|
10.64 (GBP)
|
|
Buy
|
1553
|
11.2 (GBP)
|
|
Buy
|
1551
|
11.36 (GBP)
|
|
Buy
|
1516
|
11 (GBP)
|
|
Buy
|
1505
|
11.31 (GBP)
|
|
Buy
|
1500
|
11.51 (GBP)
|
|
Buy
|
1466
|
10.68 (GBP)
|
|
Buy
|
1463
|
11.37 (GBP)
|
|
Buy
|
1424
|
11.54 (GBP)
|
|
Buy
|
1423
|
11.49 (GBP)
|
|
Buy
|
1414
|
11.19 (GBP)
|
|
Buy
|
1400
|
11.24 (GBP)
|
|
Buy
|
1400
|
11.26 (GBP)
|
|
Buy
|
1400
|
11.43 (GBP)
|
|
Buy
|
1400
|
11.24 (GBP)
|
|
Buy
|
1400
|
11.28 (GBP)
|
|
Buy
|
1400
|
11.37 (GBP)
|
|
Buy
|
1400
|
11.43 (GBP)
|
|
Buy
|
1380
|
11.27 (GBP)
|
|
Buy
|
1380
|
11.41 (GBP)
|
|
Buy
|
1352
|
11.44 (GBP)
|
|
Buy
|
1336
|
10.9 (GBP)
|
|
Buy
|
1310
|
10.56 (GBP)
|
|
Buy
|
1305
|
10.52 (GBP)
|
|
Buy
|
1302
|
11.35 (GBP)
|
|
Buy
|
1300
|
11.23 (GBP)
|
|
Buy
|
1293
|
10.42 (GBP)
|
|
Buy
|
1290
|
11.37 (GBP)
|
|
Buy
|
1284
|
11.35 (GBP)
|
|
Buy
|
1277
|
10.41 (GBP)
|
|
Buy
|
1275
|
10.85 (GBP)
|
|
Buy
|
1253
|
10.85 (GBP)
|
|
Buy
|
1251
|
11.19 (GBP)
|
|
Buy
|
1249
|
10.91 (GBP)
|
|
Buy
|
1238
|
11.35 (GBP)
|
|
Buy
|
1234
|
10.34 (GBP)
|
|
Buy
|
1230
|
11.72 (GBP)
|
|
Buy
|
1226
|
10.88 (GBP)
|
|
Buy
|
1218
|
10.45 (GBP)
|
|
Buy
|
1216
|
11.01 (GBP)
|
|
Buy
|
1203
|
11.37 (GBP)
|
|
Buy
|
1200
|
11.51 (GBP)
|
|
Buy
|
1200
|
11.23 (GBP)
|
|
Buy
|
1200
|
11.2 (GBP)
|
|
Buy
|
1190
|
10.3 (GBP)
|
|
Buy
|
1182
|
11.25 (GBP)
|
|
Buy
|
1181
|
11.48 (GBP)
|
|
Buy
|
1179
|
11.54 (GBP)
|
|
Buy
|
1172
|
10.5 (GBP)
|
|
Buy
|
1166
|
11.32 (GBP)
|
|
Buy
|
1165
|
10.97 (GBP)
|
|
Buy
|
1163
|
11.35 (GBP)
|
|
Buy
|
1151
|
11.35 (GBP)
|
|
Buy
|
1149
|
11.35 (GBP)
|
|
Buy
|
1128
|
11.23 (GBP)
|
|
Buy
|
1125
|
10.45 (GBP)
|
|
Buy
|
1115
|
11.52 (GBP)
|
|
Buy
|
1100
|
11.13 (GBP)
|
|
Buy
|
1100
|
11.06 (GBP)
|
|
Buy
|
1100
|
11.12 (GBP)
|
|
Buy
|
1100
|
11.19 (GBP)
|
|
Buy
|
1098
|
11.46 (GBP)
|
|
Buy
|
1092
|
11.19 (GBP)
|
|
Buy
|
1087
|
10.56 (GBP)
|
|
Buy
|
1077
|
11.14 (GBP)
|
|
Buy
|
1074
|
11.37 (GBP)
|
|
Buy
|
1069
|
11.35 (GBP)
|
|
Buy
|
1052
|
10.34 (GBP)
|
|
Buy
|
1035
|
11.34 (GBP)
|
|
Buy
|
1035
|
11.34 (GBP)
|
|
Buy
|
1035
|
11.31 (GBP)
|
|
Buy
|
1030
|
11.24 (GBP)
|
|
Buy
|
1013
|
10.51 (GBP)
|
|
Buy
|
1001
|
11.45 (GBP)
|
|
Buy
|
1000
|
10.3 (GBP)
|
|
Buy
|
1000
|
11.01 (GBP)
|
|
Buy
|
1000
|
11.23 (GBP)
|
|
Buy
|
1000
|
11.47 (GBP)
|
|
Buy
|
993
|
11.19 (GBP)
|
|
Buy
|
970
|
11.44 (GBP)
|
|
Buy
|
961
|
11.18 (GBP)
|
|
Buy
|
953
|
11.23 (GBP)
|
|
Buy
|
952
|
11.39 (GBP)
|
|
Buy
|
941
|
10.52 (GBP)
|
|
Buy
|
910
|
11.31 (GBP)
|
|
Buy
|
910
|
10.7 (GBP)
|
|
Buy
|
904
|
10.49 (GBP)
|
|
Buy
|
900
|
11.28 (GBP)
|
|
Buy
|
900
|
11.25 (GBP)
|
|
Buy
|
900
|
11.46 (GBP)
|
|
Buy
|
888
|
11.45 (GBP)
|
|
Buy
|
882
|
10.34 (GBP)
|
|
Buy
|
879
|
11.54 (GBP)
|
|
Buy
|
876
|
11.46 (GBP)
|
|
Buy
|
876
|
11.05 (GBP)
|
|
Buy
|
855
|
11.37 (GBP)
|
|
Buy
|
846
|
10.63 (GBP)
|
|
Buy
|
846
|
10.4 (GBP)
|
|
Buy
|
845
|
11.51 (GBP)
|
|
Buy
|
843
|
11.35 (GBP)
|
|
Buy
|
760
|
10.52 (GBP)
|
|
Buy
|
760
|
10.52 (GBP)
|
|
Buy
|
758
|
11.46 (GBP)
|
|
Buy
|
757
|
11.46 (GBP)
|
|
Buy
|
732
|
11.4 (GBP)
|
|
Buy
|
716
|
11.34 (GBP)
|
|
Buy
|
712
|
11.37 (GBP)
|
|
Buy
|
710
|
11.18 (GBP)
|
|
Buy
|
708
|
11.31 (GBP)
|
|
Buy
|
700
|
10.34 (GBP)
|
|
Buy
|
700
|
10.3 (GBP)
|
|
Buy
|
700
|
10.48 (GBP)
|
|
Buy
|
700
|
11.19 (GBP)
|
|
Buy
|
700
|
11.37 (GBP)
|
|
Buy
|
700
|
11.37 (GBP)
|
|
Buy
|
699
|
10.5 (GBP)
|
|
Buy
|
698
|
11.12 (GBP)
|
|
Buy
|
697
|
10.33 (GBP)
|
|
Buy
|
690
|
11.29 (GBP)
|
|
Buy
|
690
|
11.72 (GBP)
|
|
Buy
|
690
|
11.35 (GBP)
|
|
Buy
|
690
|
11.37 (GBP)
|
|
Buy
|
690
|
11.27 (GBP)
|
|
Buy
|
689
|
11.36 (GBP)
|
|
Buy
|
688
|
11.37 (GBP)
|
|
Buy
|
688
|
10.45 (GBP)
|
|
Buy
|
673
|
11.6 (GBP)
|
|
Buy
|
653
|
10.5 (GBP)
|
|
Buy
|
647
|
11.46 (GBP)
|
|
Buy
|
638
|
10.56 (GBP)
|
|
Buy
|
610
|
11.44 (GBP)
|
|
Buy
|
601
|
11.35 (GBP)
|
|
Buy
|
600
|
11.24 (GBP)
|
|
Buy
|
600
|
11.32 (GBP)
|
|
Buy
|
600
|
10.53 (GBP)
|
|
Buy
|
600
|
11.01 (GBP)
|
|
Buy
|
596
|
10.52 (GBP)
|
|
Buy
|
587
|
11.69 (GBP)
|
|
Buy
|
585
|
11.2 (GBP)
|
|
Buy
|
573
|
10.97 (GBP)
|
|
Buy
|
561
|
10.51 (GBP)
|
|
Buy
|
554
|
11.22 (GBP)
|
|
Buy
|
549
|
11.19 (GBP)
|
|
Buy
|
548
|
11.22 (GBP)
|
|
Buy
|
541
|
11.13 (GBP)
|
|
Buy
|
539
|
10.53 (GBP)
|
|
Buy
|
538
|
11.29 (GBP)
|
|
Buy
|
537
|
11.51 (GBP)
|
|
Buy
|
500
|
11.51 (GBP)
|
|
Buy
|
500
|
11.21 (GBP)
|
|
Buy
|
500
|
11.19 (GBP)
|
|
Buy
|
500
|
10.45 (GBP)
|
|
Buy
|
500
|
11.21 (GBP)
|
|
Buy
|
490
|
10.51 (GBP)
|
|
Buy
|
490
|
11.35 (GBP)
|
|
Buy
|
487
|
11.21 (GBP)
|
|
Buy
|
476
|
11.63 (GBP)
|
|
Buy
|
455
|
11.35 (GBP)
|
|
Buy
|
428
|
11.37 (GBP)
|
|
Buy
|
415
|
11.28 (GBP)
|
|
Buy
|
415
|
11.36 (GBP)
|
|
Buy
|
413
|
10.48 (GBP)
|
|
Buy
|
406
|
11.54 (GBP)
|
|
Buy
|
400
|
11.4 (GBP)
|
|
Buy
|
400
|
11.32 (GBP)
|
|
Buy
|
400
|
11.38 (GBP)
|
|
Buy
|
392
|
11.51 (GBP)
|
|
Buy
|
376
|
11.47 (GBP)
|
|
Buy
|
374
|
11.52 (GBP)
|
|
Buy
|
360
|
11.18 (GBP)
|
|
Buy
|
352
|
10.68 (GBP)
|
|
Buy
|
345
|
11.34 (GBP)
|
|
Buy
|
345
|
11.35 (GBP)
|
|
Buy
|
345
|
11.14 (GBP)
|
|
Buy
|
345
|
10.97 (GBP)
|
|
Buy
|
341
|
10.82 (GBP)
|
|
Buy
|
326
|
10.64 (GBP)
|
|
Buy
|
326
|
11.24 (GBP)
|
|
Buy
|
325
|
11.34 (GBP)
|
|
Buy
|
324
|
10.64 (GBP)
|
|
Buy
|
300
|
11.21 (GBP)
|
|
Buy
|
279
|
10.71 (GBP)
|
|
Buy
|
256
|
11.47 (GBP)
|
|
Buy
|
240
|
10.31 (GBP)
|
|
Buy
|
234
|
10.4 (GBP)
|
|
Buy
|
228
|
10.45 (GBP)
|
|
Buy
|
227
|
11.23 (GBP)
|
|
Buy
|
224
|
11.35 (GBP)
|
|
Buy
|
217
|
11.35 (GBP)
|
|
Buy
|
213
|
11.3 (GBP)
|
|
Buy
|
210
|
11.16 (GBP)
|
|
Buy
|
209
|
11.36 (GBP)
|
|
Buy
|
200
|
11.44 (GBP)
|
|
Buy
|
200
|
11.16 (GBP)
|
|
Buy
|
200
|
10.52 (GBP)
|
|
Buy
|
200
|
11.45 (GBP)
|
|
Buy
|
198
|
11.3 (GBP)
|
|
Buy
|
196
|
11.44 (GBP)
|
|
Buy
|
168
|
11.24 (GBP)
|
|
Buy
|
168
|
10.56 (GBP)
|
|
Buy
|
166
|
11.4 (GBP)
|
|
Buy
|
166
|
10.91 (GBP)
|
|
Buy
|
155
|
11.13 (GBP)
|
|
Buy
|
150
|
11.72 (GBP)
|
|
Buy
|
142
|
10.97 (GBP)
|
|
Buy
|
135
|
11.25 (GBP)
|
|
Buy
|
133
|
11.24 (GBP)
|
|
Buy
|
132
|
11.23 (GBP)
|
|
Buy
|
126
|
10.63 (GBP)
|
|
Buy
|
121
|
11.5 (GBP)
|
|
Buy
|
120
|
11.37 (GBP)
|
|
Buy
|
117
|
10.51 (GBP)
|
|
Buy
|
103
|
11.51 (GBP)
|
|
Buy
|
100
|
11.48 (GBP)
|
|
Buy
|
87
|
10.48 (GBP)
|
|
Buy
|
78
|
11.68 (GBP)
|
|
Buy
|
58
|
10.41 (GBP)
|
|
Buy
|
55
|
11.36 (GBP)
|
|
Buy
|
54
|
10.45 (GBP)
|
|
Buy
|
54
|
10.68 (GBP)
|
|
Buy
|
45
|
10.31 (GBP)
|
|
Buy
|
42
|
11.19 (GBP)
|
|
Buy
|
39
|
11.26 (GBP)
|
|
Buy
|
28
|
11.26 (GBP)
|
|
Buy
|
8
|
11.24 (GBP)
|
|
Sell
|
91231
|
11.26 (GBP)
|
|
Sell
|
17703
|
11.28 (GBP)
|
|
Sell
|
16569
|
11.28 (GBP)
|
|
Sell
|
12112
|
11.28 (GBP)
|
|
Sell
|
11173
|
11.09 (GBP)
|
|
Sell
|
6364
|
11.5 (GBP)
|
|
Sell
|
6208
|
11.15 (GBP)
|
|
Sell
|
6200
|
11.24 (GBP)
|
|
Sell
|
6200
|
11.24 (GBP)
|
|
Sell
|
6113
|
11.2 (GBP)
|
|
Sell
|
6113
|
11.2 (GBP)
|
|
Sell
|
4603
|
11.47 (GBP)
|
|
Sell
|
4562
|
10.51 (GBP)
|
|
Sell
|
4562
|
10.51 (GBP)
|
|
Sell
|
4562
|
10.51 (GBP)
|
|
Sell
|
4491
|
11.29 (GBP)
|
|
Sell
|
4446
|
10.51 (GBP)
|
|
Sell
|
4147
|
11.29 (GBP)
|
|
Sell
|
3722
|
11.2 (GBP)
|
|
Sell
|
3707
|
11.29 (GBP)
|
|
Sell
|
3664
|
11.42 (GBP)
|
|
Sell
|
3606
|
11.09 (GBP)
|
|
Sell
|
3584
|
11.16 (GBP)
|
|
Sell
|
3572
|
11.24 (GBP)
|
|
Sell
|
3492
|
11.23 (GBP)
|
|
Sell
|
3441
|
11.16 (GBP)
|
|
Sell
|
3438
|
11.34 (GBP)
|
|
Sell
|
3000
|
11.23 (GBP)
|
|
Sell
|
2862
|
11.09 (GBP)
|
|
Sell
|
2574
|
11.02 (GBP)
|
|
Sell
|
2500
|
11.53 (GBP)
|
|
Sell
|
2500
|
11.53 (GBP)
|
|
Sell
|
2500
|
11.53 (GBP)
|
|
Sell
|
2500
|
11.53 (GBP)
|
|
Sell
|
2500
|
11.53 (GBP)
|
|
Sell
|
2500
|
11.53 (GBP)
|
|
Sell
|
2500
|
11.53 (GBP)
|
|
Sell
|
2500
|
11.72 (GBP)
|
|
Sell
|
2500
|
11.53 (GBP)
|
|
Sell
|
2426
|
11.29 (GBP)
|
|
Sell
|
2372
|
11.42 (GBP)
|
|
Sell
|
2297
|
11.52 (GBP)
|
|
Sell
|
2241
|
11.47 (GBP)
|
|
Sell
|
2100
|
11.15 (GBP)
|
|
Sell
|
2095
|
11.16 (GBP)
|
|
Sell
|
2000
|
11.16 (GBP)
|
|
Sell
|
1959
|
11.16 (GBP)
|
|
Sell
|
1923
|
10.4 (GBP)
|
|
Sell
|
1915
|
10.44 (GBP)
|
|
Sell
|
1913
|
10.45 (GBP)
|
|
Sell
|
1913
|
10.45 (GBP)
|
|
Sell
|
1901
|
10.52 (GBP)
|
|
Sell
|
1879
|
10.64 (GBP)
|
|
Sell
|
1833
|
10.44 (GBP)
|
|
Sell
|
1833
|
10.91 (GBP)
|
|
Sell
|
1829
|
10.93 (GBP)
|
|
Sell
|
1826
|
10.95 (GBP)
|
|
Sell
|
1819
|
10.99 (GBP)
|
|
Sell
|
1814
|
11.02 (GBP)
|
|
Sell
|
1811
|
11.04 (GBP)
|
|
Sell
|
1801
|
11.1 (GBP)
|
|
Sell
|
1782
|
11.22 (GBP)
|
|
Sell
|
1775
|
11.23 (GBP)
|
|
Sell
|
1774
|
11.27 (GBP)
|
|
Sell
|
1766
|
11.32 (GBP)
|
|
Sell
|
1765
|
11.33 (GBP)
|
|
Sell
|
1755
|
11.39 (GBP)
|
|
Sell
|
1739
|
11.34 (GBP)
|
|
Sell
|
1736
|
11.52 (GBP)
|
|
Sell
|
1725
|
10.65 (GBP)
|
|
Sell
|
1725
|
11.33 (GBP)
|
|
Sell
|
1715
|
11.66 (GBP)
|
|
Sell
|
1713
|
11.67 (GBP)
|
|
Sell
|
1709
|
11.68 (GBP)
|
|
Sell
|
1702
|
10.44 (GBP)
|
|
Sell
|
1694
|
10.48 (GBP)
|
|
Sell
|
1678
|
11.34 (GBP)
|
|
Sell
|
1651
|
10.62 (GBP)
|
|
Sell
|
1639
|
11.15 (GBP)
|
|
Sell
|
1621
|
10.55 (GBP)
|
|
Sell
|
1600
|
11.33 (GBP)
|
|
Sell
|
1600
|
11.05 (GBP)
|
|
Sell
|
1564
|
11.12 (GBP)
|
|
Sell
|
1561
|
10.46 (GBP)
|
|
Sell
|
1560
|
11.72 (GBP)
|
|
Sell
|
1506
|
10.95 (GBP)
|
|
Sell
|
1505
|
11.34 (GBP)
|
|
Sell
|
1496
|
11.09 (GBP)
|
|
Sell
|
1479
|
11.16 (GBP)
|
|
Sell
|
1438
|
10.68 (GBP)
|
|
Sell
|
1437
|
11.19 (GBP)
|
|
Sell
|
1429
|
11.34 (GBP)
|
|
Sell
|
1400
|
11.47 (GBP)
|
|
Sell
|
1400
|
11.22 (GBP)
|
|
Sell
|
1400
|
11.72 (GBP)
|
|
Sell
|
1400
|
11.34 (GBP)
|
|
Sell
|
1400
|
11.3 (GBP)
|
|
Sell
|
1400
|
11.34 (GBP)
|
|
Sell
|
1400
|
11.23 (GBP)
|
|
Sell
|
1397
|
11.05 (GBP)
|
|
Sell
|
1396
|
10.35 (GBP)
|
|
Sell
|
1361
|
11.34 (GBP)
|
|
Sell
|
1343
|
10.55 (GBP)
|
|
Sell
|
1338
|
10.4 (GBP)
|
|
Sell
|
1336
|
10.95 (GBP)
|
|
Sell
|
1335
|
11.35 (GBP)
|
|
Sell
|
1328
|
11.18 (GBP)
|
|
Sell
|
1300
|
11.72 (GBP)
|
|
Sell
|
1297
|
11.04 (GBP)
|
|
Sell
|
1295
|
10.41 (GBP)
|
|
Sell
|
1282
|
11.5 (GBP)
|
|
Sell
|
1278
|
11.2 (GBP)
|
|
Sell
|
1275
|
10.52 (GBP)
|
|
Sell
|
1267
|
10.44 (GBP)
|
|
Sell
|
1267
|
10.45 (GBP)
|
|
Sell
|
1261
|
11.21 (GBP)
|
|
Sell
|
1249
|
11.45 (GBP)
|
|
Sell
|
1241
|
10.56 (GBP)
|
|
Sell
|
1212
|
11.34 (GBP)
|
|
Sell
|
1200
|
10.52 (GBP)
|
|
Sell
|
1200
|
11.28 (GBP)
|
|
Sell
|
1200
|
11.72 (GBP)
|
|
Sell
|
1195
|
11.2 (GBP)
|
|
Sell
|
1193
|
10.57 (GBP)
|
|
Sell
|
1171
|
11.12 (GBP)
|
|
Sell
|
1143
|
10.46 (GBP)
|
|
Sell
|
1140
|
10.94 (GBP)
|
|
Sell
|
1128
|
11.09 (GBP)
|
|
Sell
|
1100
|
10.38 (GBP)
|
|
Sell
|
1100
|
10.69 (GBP)
|
|
Sell
|
1094
|
11.13 (GBP)
|
|
Sell
|
1093
|
11.09 (GBP)
|
|
Sell
|
1067
|
10.94 (GBP)
|
|
Sell
|
1060
|
11.52 (GBP)
|
|
Sell
|
1050
|
11.03 (GBP)
|
|
Sell
|
1035
|
11.34 (GBP)
|
|
Sell
|
1030
|
11.16 (GBP)
|
|
Sell
|
1019
|
11.28 (GBP)
|
|
Sell
|
1009
|
11.31 (GBP)
|
|
Sell
|
1004
|
11.33 (GBP)
|
|
Sell
|
1000
|
10.51 (GBP)
|
|
Sell
|
1000
|
10.44 (GBP)
|
|
Sell
|
1000
|
11.28 (GBP)
|
|
Sell
|
1000
|
10.76 (GBP)
|
|
Sell
|
993
|
10.52 (GBP)
|
|
Sell
|
985
|
11.33 (GBP)
|
|
Sell
|
959
|
11.27 (GBP)
|
|
Sell
|
955
|
11.37 (GBP)
|
|
Sell
|
936
|
11.29 (GBP)
|
|
Sell
|
932
|
11.34 (GBP)
|
|
Sell
|
918
|
11.27 (GBP)
|
|
Sell
|
900
|
11.23 (GBP)
|
|
Sell
|
897
|
11.45 (GBP)
|
|
Sell
|
890
|
11.53 (GBP)
|
|
Sell
|
878
|
11.44 (GBP)
|
|
Sell
|
855
|
10.33 (GBP)
|
|
Sell
|
822
|
11 (GBP)
|
|
Sell
|
815
|
11.27 (GBP)
|
|
Sell
|
809
|
10.67 (GBP)
|
|
Sell
|
800
|
11.47 (GBP)
|
|
Sell
|
800
|
11.56 (GBP)
|
|
Sell
|
799
|
11.29 (GBP)
|
|
Sell
|
792
|
11.34 (GBP)
|
|
Sell
|
792
|
11.34 (GBP)
|
|
Sell
|
785
|
10.46 (GBP)
|
|
Sell
|
776
|
10.9 (GBP)
|
|
Sell
|
770
|
10.69 (GBP)
|
|
Sell
|
760
|
11.16 (GBP)
|
|
Sell
|
760
|
11.27 (GBP)
|
|
Sell
|
756
|
11.47 (GBP)
|
|
Sell
|
753
|
11.5 (GBP)
|
|
Sell
|
744
|
11.58 (GBP)
|
|
Sell
|
744
|
11.09 (GBP)
|
|
Sell
|
744
|
11.2 (GBP)
|
|
Sell
|
733
|
11.05 (GBP)
|
|
Sell
|
732
|
11.06 (GBP)
|
|
Sell
|
728
|
11.09 (GBP)
|
|
Sell
|
724
|
11.15 (GBP)
|
|
Sell
|
723
|
11.26 (GBP)
|
|
Sell
|
721
|
11.15 (GBP)
|
|
Sell
|
716
|
11.34 (GBP)
|
|
Sell
|
715
|
11.34 (GBP)
|
|
Sell
|
701
|
10.52 (GBP)
|
|
Sell
|
700
|
11.13 (GBP)
|
|
Sell
|
700
|
11.21 (GBP)
|
|
Sell
|
700
|
11.16 (GBP)
|
|
Sell
|
700
|
10.33 (GBP)
|
|
Sell
|
696
|
11.09 (GBP)
|
|
Sell
|
693
|
10.75 (GBP)
|
|
Sell
|
688
|
11.09 (GBP)
|
|
Sell
|
687
|
11.34 (GBP)
|
|
Sell
|
685
|
10.52 (GBP)
|
|
Sell
|
680
|
10.55 (GBP)
|
|
Sell
|
660
|
11.34 (GBP)
|
|
Sell
|
651
|
11.42 (GBP)
|
|
Sell
|
646
|
11.29 (GBP)
|
|
Sell
|
637
|
11.29 (GBP)
|
|
Sell
|
625
|
11.12 (GBP)
|
|
Sell
|
600
|
11.09 (GBP)
|
|
Sell
|
591
|
11.34 (GBP)
|
|
Sell
|
590
|
11.27 (GBP)
|
|
Sell
|
590
|
11.2 (GBP)
|
|
Sell
|
582
|
11.11 (GBP)
|
|
Sell
|
580
|
11.15 (GBP)
|
|
Sell
|
579
|
11.34 (GBP)
|
|
Sell
|
568
|
11.05 (GBP)
|
|
Sell
|
566
|
11.32 (GBP)
|
|
Sell
|
564
|
10.67 (GBP)
|
|
Sell
|
564
|
11.44 (GBP)
|
|
Sell
|
547
|
10.87 (GBP)
|
|
Sell
|
540
|
11.36 (GBP)
|
|
Sell
|
512
|
10.45 (GBP)
|
|
Sell
|
506
|
10.94 (GBP)
|
|
Sell
|
500
|
11.23 (GBP)
|
|
Sell
|
500
|
11.2 (GBP)
|
|
Sell
|
500
|
11.53 (GBP)
|
|
Sell
|
500
|
11.2 (GBP)
|
|
Sell
|
500
|
11.29 (GBP)
|
|
Sell
|
500
|
11.44 (GBP)
|
|
Sell
|
500
|
11.05 (GBP)
|
|
Sell
|
500
|
11.28 (GBP)
|
|
Sell
|
500
|
11.56 (GBP)
|
|
Sell
|
500
|
11.42 (GBP)
|
|
Sell
|
495
|
11.34 (GBP)
|
|
Sell
|
472
|
11.19 (GBP)
|
|
Sell
|
472
|
11.03 (GBP)
|
|
Sell
|
465
|
11.09 (GBP)
|
|
Sell
|
452
|
10.37 (GBP)
|
|
Sell
|
447
|
10.7 (GBP)
|
|
Sell
|
443
|
11.5 (GBP)
|
|
Sell
|
436
|
11.31 (GBP)
|
|
Sell
|
435
|
11.15 (GBP)
|
|
Sell
|
432
|
11.15 (GBP)
|
|
Sell
|
427
|
11.35 (GBP)
|
|
Sell
|
422
|
11.15 (GBP)
|
|
Sell
|
401
|
11.34 (GBP)
|
|
Sell
|
400
|
11.47 (GBP)
|
|
Sell
|
400
|
11.47 (GBP)
|
|
Sell
|
400
|
11.42 (GBP)
|
|
Sell
|
400
|
11.42 (GBP)
|
|
Sell
|
400
|
11.53 (GBP)
|
|
Sell
|
399
|
11.15 (GBP)
|
|
Sell
|
395
|
10.97 (GBP)
|
|
Sell
|
382
|
11.22 (GBP)
|
|
Sell
|
372
|
10.52 (GBP)
|
|
Sell
|
357
|
11.34 (GBP)
|
|
Sell
|
350
|
11.19 (GBP)
|
|
Sell
|
345
|
10.4 (GBP)
|
|
Sell
|
345
|
11.34 (GBP)
|
|
Sell
|
342
|
10.97 (GBP)
|
|
Sell
|
336
|
11.24 (GBP)
|
|
Sell
|
330
|
11.47 (GBP)
|
|
Sell
|
325
|
11.34 (GBP)
|
|
Sell
|
311
|
10.54 (GBP)
|
|
Sell
|
300
|
10.33 (GBP)
|
|
Sell
|
285
|
11.15 (GBP)
|
|
Sell
|
282
|
11.43 (GBP)
|
|
Sell
|
279
|
10.51 (GBP)
|
|
Sell
|
255
|
11.34 (GBP)
|
|
Sell
|
255
|
11.34 (GBP)
|
|
Sell
|
248
|
11.09 (GBP)
|
|
Sell
|
240
|
11.23 (GBP)
|
|
Sell
|
236
|
11.03 (GBP)
|
|
Sell
|
236
|
11.24 (GBP)
|
|
Sell
|
233
|
10.75 (GBP)
|
|
Sell
|
217
|
11.09 (GBP)
|
|
Sell
|
217
|
11.34 (GBP)
|
|
Sell
|
215
|
10.46 (GBP)
|
|
Sell
|
200
|
11.3 (GBP)
|
|
Sell
|
200
|
11.21 (GBP)
|
|
Sell
|
200
|
11.5 (GBP)
|
|
Sell
|
200
|
11.42 (GBP)
|
|
Sell
|
200
|
11.43 (GBP)
|
|
Sell
|
200
|
11.12 (GBP)
|
|
Sell
|
196
|
10.33 (GBP)
|
|
Sell
|
182
|
10.62 (GBP)
|
|
Sell
|
180
|
11.34 (GBP)
|
|
Sell
|
175
|
11.33 (GBP)
|
|
Sell
|
165
|
10.87 (GBP)
|
|
Sell
|
165
|
11.09 (GBP)
|
|
Sell
|
159
|
11.44 (GBP)
|
|
Sell
|
158
|
11.53 (GBP)
|
|
Sell
|
143
|
11.16 (GBP)
|
|
Sell
|
134
|
10.45 (GBP)
|
|
Sell
|
129
|
11.53 (GBP)
|
|
Sell
|
116
|
10.51 (GBP)
|
|
Sell
|
100
|
11.09 (GBP)
|
|
Sell
|
91
|
10.95 (GBP)
|
|
Sell
|
89
|
11.27 (GBP)
|
|
Sell
|
89
|
11.34 (GBP)
|
|
Sell
|
82
|
10.44 (GBP)
|
|
Sell
|
69
|
11.16 (GBP)
|
|
Sell
|
68
|
11.28 (GBP)
|
|
Sell
|
62
|
11.29 (GBP)
|
|
Sell
|
56
|
11.72 (GBP)
|
|
Sell
|
55
|
11.03 (GBP)
|
|
Sell
|
50
|
10.62 (GBP)
|
|
Sell
|
49
|
11.09 (GBP)
|
|
Sell
|
46
|
11.42 (GBP)
|
|
Sell
|
34
|
11.19 (GBP)
|
|
Sell
|
14
|
11.2 (GBP)
|
|
Sell
|
12
|
11.34 (GBP)
|
|
Sell
|
8
|
11.05 (GBP)
|
|
Sell
|
4
|
11.34 (GBP)
|
|
|
|
TOTAL BUYS:524761
TOTAL SELLS:513154
|
|
(b) Derivatives transactions (other than options)
|
|
Product name, e.g. CFD
|
Long/short (Note 5)
|
Number of securities (Note 6)
|
Price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
(c) Options transactions in respect of existing securities
|
|
(i) Writing, selling, purchasing or varying
|
|
Product name,e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise price
|
Type, e.g. American, European etc.
|
Expiry date
|
Option money paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
|
|
|
|
|
|
|
|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
|
|
|
|
Date of disclosure
|
26-Nov-2008 10:03:17
|
|
Contact name
|
Collins,Carolyn/ Crawley, Simon
|
|
Telephone number
|
44 20 7888 0241
|
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
|
|
Nature of connection (Note 9)
|
ADVISOR
|
|
|
|
|
|
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
|
|
|
