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EPT Disclosure

18th Nov 2008 10:45

RNS Number : 3718I
Deutsche Bank AG
18 November 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

17/11/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number  (%)

(1) Relevant securities 

2,628,904

0.58

-1,340,013

-0.29

(2) Derivatives (other than options)

1,274,588

0.28

-1,577,811

-0.35

(3) Options and agreements to purchase/sell

700,000

0.15

-983,100

-0.22

Total

4,603,492

1.01

-3,900,924

-0.85

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number  (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

(c) Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

1417

73.37

Purchase

5000

73.44

Purchase

694

73.50

Purchase

552

73.52

Purchase

1033

73.65

Purchase

1499

73.70

Purchase

1

73.98

Purchase

347

74.38

Purchase

1377

74.46

Purchase

1369

74.52

Purchase

280

74.69

Purchase

70

74.74

Purchase

500

74.80

Purchase

1000

74.87

Purchase

129

74.88

Purchase

1301

74.90

Purchase

1399

75.00

Purchase

1373

75.07

Purchase

347

75.31

Purchase

347

75.34

Purchase

348

75.35

Purchase

1446

75.38

Purchase

500

75.49

Purchase

347

75.50

Purchase

347

75.60

Purchase

6

69.91

Purchase

475

71.26

Purchase

4879

71.39

Purchase

286

71.50

Purchase

1397

71.54

Purchase

966

71.64

Purchase

1256

71.67

Purchase

511

71.73

Purchase

708

71.74

Purchase

1590

71.01

Purchase

1063

71.18

Purchase

5676

71.40

Purchase

1644

71.75

Purchase

937

70.50

Purchase

419

71.41

Purchase

347

71.47

Purchase

347

71.49

Purchase

1775

71.53

Purchase

528

71.55

Purchase

1351

71.63

Purchase

70

70.38

Purchase

682

70.64

Purchase

1553

71.10

Purchase

1008

71.11

Purchase

1192

71.12

Purchase

497

71.15

Purchase

2187

71.16

Purchase

514

71.52

Purchase

600

71.80

Purchase

945

70.96

Purchase

392

71.20

Purchase

1362

71.43

Purchase

1727

71.51

Purchase

68

71.58

Purchase

4

71.83

Purchase

748

71.86

Purchase

1009

70.11

Purchase

1514

70.16

Purchase

25

70.19

Purchase

1938

70.20

Purchase

33

70.21

Purchase

477

70.22

Purchase

1348

70.31

Purchase

232

70.34

Purchase

376

70.36

Purchase

382

70.45

Purchase

1442

70.58

Purchase

100

70.68

Purchase

1272

70.69

Purchase

1192

70.70

Purchase

87

70.83

Purchase

9

70.86

Purchase

1432

70.87

Purchase

176

70.90

Purchase

59

70.94

Purchase

401

70.97

Purchase

570

71.00

Purchase

110

71.08

Purchase

100

71.09

Purchase

124

71.13

Purchase

655

71.14

Purchase

573

71.19

Purchase

553

71.25

Purchase

701

71.27

Purchase

1079

71.35

Purchase

498

71.37

Purchase

2013

71.38

Purchase

1169

71.42

Purchase

58

71.57

Purchase

181

71.68

Purchase

555

71.72

Purchase

474

71.82

Purchase

2150

71.98

Purchase

2010

71.99

Purchase

347

72.23

Purchase

98

70.63

Purchase

193

71.77

Purchase

289

72.72

Purchase

271

72.89

Purchase

347

72.93

Purchase

1761

72.95

Purchase

454

72.99

Purchase

1222

73.05

Purchase

146

73.09

Purchase

613

73.10

Purchase

224

73.17

Purchase

286

73.18

Purchase

470

73.19

Purchase

14

73.20

Purchase

333

73.22

Purchase

1183

72.90

Purchase

291

72.96

Purchase

7

73.60

Purchase

499

73.00

Purchase

283

73.07

Purchase

215

73.15

Purchase

1413

73.40

Purchase

915

71.97

Purchase

361

72.40

Purchase

14

72.75

Purchase

505

72.80

Purchase

1185

72.91

Purchase

668

73.11

Purchase

348

73.30

Purchase

1000

73.31

Purchase

5064

72.00

Purchase

346

72.43

Purchase

172

72.68

Purchase

1156

72.79

Purchase

347

72.83

Purchase

39

73.26

Purchase

26

73.29

Purchase

1422

73.61

Purchase

347

73.72

Purchase

695

73.75

Purchase

1547

74.23

Purchase

348

73.46

Purchase

266

74.00

Purchase

709

74.37

Purchase

348

72.01

Purchase

347

72.02

Purchase

59

72.49

Purchase

12

73.25

Purchase

1419

73.57

Purchase

597

73.66

Purchase

2466

70.25

Purchase

1506

70.28

Purchase

7650

73.20

Purchase

600

75.37

Purchase

25

70.23

Purchase

2031

70.24

Purchase

517

70.26

Purchase

4668

70.30

Purchase

1000

70.32

Purchase

2073

70.61

Purchase

650

70.73

Purchase

257

71.93

Purchase

1130

72.13

Purchase

1444

70.33

Purchase

111

70.40

Purchase

791

71.02

Purchase

87

71.06

Purchase

1510

71.89

Purchase

1440

71.90

Purchase

2000

72.04

Purchase

233

72.15

Purchase

524

72.47

Purchase

899

73.28

Purchase

50

73.43

Purchase

863

73.47

Purchase

1433

74.02

Purchase

347

74.05

Purchase

592

75.61

Purchase

252

70.44

Purchase

347

72.16

Purchase

347

72.30

Purchase

347

72.62

Purchase

35

72.12

Purchase

2

72.17

Total Purchases

159,258

Sale

286

73.34

Sale

6328

73.44

Sale

117

73.50

Sale

795

73.51

Sale

382

73.52

Sale

159

73.53

Sale

225

73.64

Sale

2758

73.65

Sale

495

73.70

Sale

45

73.78

Sale

1

73.79

Sale

149

73.80

Sale

396

73.98

Sale

1155

73.99

Sale

29

74.14

Sale

372

74.18

Sale

510

74.20

Sale

144

74.28

Sale

6

74.30

Sale

18

74.38

Sale

238

74.39

Sale

270

74.40

Sale

86

74.43

Sale

18

74.46

Sale

9

74.48

Sale

10

74.49

Sale

40

74.50

Sale

987

74.51

Sale

22

74.53

Sale

228

74.54

Sale

27

74.55

Sale

5

74.56

Sale

430

74.57

Sale

61

74.58

Sale

345

74.59

Sale

120

74.60

Sale

160

74.61

Sale

44

74.62

Sale

1

74.66

Sale

112

74.68

Sale

70

74.74

Sale

9

74.75

Sale

131

74.77

Sale

18

74.78

Sale

178

74.92

Sale

9

74.93

Sale

978

74.94

Sale

18

74.98

Sale

18

75.00

Sale

18

75.05

Sale

170

75.06

Sale

9

75.07

Sale

28

75.09

Sale

99

75.15

Sale

9

75.18

Sale

43

75.19

Sale

117

75.20

Sale

2

75.21

Sale

20

75.23

Sale

54

75.24

Sale

9

75.25

Sale

518

75.34

Sale

494

75.37

Sale

399

75.39

Sale

17

75.42

Sale

87

75.43

Sale

9

75.44

Sale

43

75.45

Sale

61

75.46

Sale

41

75.49

Sale

132

75.50

Sale

153

75.51

Sale

5

75.54

Sale

20

75.55

Sale

76

75.59

Sale

17

71.23

Sale

102

71.26

Sale

176

71.39

Sale

120

71.50

Sale

774

71.54

Sale

9

71.60

Sale

18

71.61

Sale

204

71.64

Sale

18

71.65

Sale

312

71.66

Sale

1527

71.67

Sale

38

71.69

Sale

18

71.70

Sale

1564

71.73

Sale

451

71.74

Sale

36

71.81

Sale

525

71.01

Sale

9

71.18

Sale

941

71.40

Sale

2365

71.75

Sale

45

70.50

Sale

9

71.30

Sale

968

71.41

Sale

136

71.47

Sale

81

71.49

Sale

88

71.53

Sale

18

71.56

Sale

171

71.63

Sale

81

71.71

Sale

465

70.37

Sale

1411

70.38

Sale

94

70.76

Sale

228

70.95

Sale

27

71.10

Sale

99

71.11

Sale

1415

71.12

Sale

9

71.15

Sale

530

71.16

Sale

16

71.21

Sale

607

71.80

Sale

573

72.06

Sale

23

69.95

Sale

199

70.06

Sale

1

70.07

Sale

1018

70.80

Sale

629

70.96

Sale

92

70.98

Sale

2064

71.20

Sale

1658

71.33

Sale

14

71.43

Sale

820

71.51

Sale

125

71.58

Sale

466

71.79

Sale

155

71.83

Sale

18

71.85

Sale

2173

71.86

Sale

1000

70.09

Sale

262

70.10

Sale

1370

70.11

Sale

3624

70.19

Sale

93

70.20

Sale

688179

70.21

Sale

854

70.22

Sale

1000

70.31

Sale

1713

70.36

Sale

793

70.39

Sale

607

70.45

Sale

84

70.47

Sale

270

70.48

Sale

112

70.49

Sale

812

70.58

Sale

536

70.65

Sale

9

70.68

Sale

18

70.69

Sale

36

70.70

Sale

17

70.86

Sale

9

70.88

Sale

41

70.90

Sale

1126

70.97

Sale

464

70.99

Sale

723

71.00

Sale

9

71.09

Sale

9

71.13

Sale

36

71.14

Sale

24

71.17

Sale

284

71.19

Sale

9

71.22

Sale

45

71.24

Sale

54

71.25

Sale

24

71.27

Sale

1295

71.29

Sale

1007

71.31

Sale

378

71.32

Sale

169

71.34

Sale

179

71.35

Sale

1072

71.37

Sale

721

71.38

Sale

1430

71.42

Sale

180

71.44

Sale

110

71.46

Sale

45

71.57

Sale

18

71.59

Sale

316

71.68

Sale

1217

71.72

Sale

18

71.82

Sale

9

71.87

Sale

290

71.92

Sale

595

71.98

Sale

1642

71.99

Sale

63

72.03

Sale

11

72.18

Sale

170

72.23

Sale

159

70.81

Sale

27

70.52

Sale

21

70.62

Sale

1056

70.00

Sale

184

72.65

Sale

199

72.66

Sale

27

72.67

Sale

42

72.70

Sale

2018

72.72

Sale

20

72.73

Sale

376

72.78

Sale

1

72.84

Sale

1

72.85

Sale

270

72.88

Sale

20

72.89

Sale

15

72.92

Sale

47

72.93

Sale

1389

72.95

Sale

1232

72.99

Sale

133

73.01

Sale

293

73.04

Sale

936

73.05

Sale

45

73.10

Sale

313

73.17

Sale

5

73.18

Sale

120

73.21

Sale

231

73.33

Sale

213

73.36

Sale

56

73.39

Sale

139

72.81

Sale

102

73.20

Sale

323

72.69

Sale

146

72.87

Sale

495

72.90

Sale

2186

72.96

Sale

242

73.60

Sale

528

73.00

Sale

71

73.02

Sale

447

73.07

Sale

11

73.15

Sale

1623

73.40

Sale

135

73.45

Sale

27

72.60

Sale

2618

72.61

Sale

2721

71.97

Sale

365

72.50

Sale

622

72.53

Sale

9

72.57

Sale

609

72.59

Sale

127

72.63

Sale

17

72.75

Sale

18

72.80

Sale

266

72.86

Sale

826

72.91

Sale

1877

72.94

Sale

2068

72.97

Sale

9

73.06

Sale

785

73.11

Sale

378

73.30

Sale

233

73.31

Sale

138

73.56

Sale

120

73.69

Sale

1

73.73

Sale

1

73.88

Sale

93

73.90

Sale

12

73.96

Sale

103

74.36

Sale

38734

72.00

Sale

9

72.41

Sale

348

72.43

Sale

36

72.44

Sale

356

72.48

Sale

77

72.64

Sale

478

72.68

Sale

225

72.71

Sale

27

72.77

Sale

70

72.79

Sale

342

72.98

Sale

186

73.23

Sale

1346

73.24

Sale

332

73.26

Sale

93

73.27

Sale

383

73.29

Sale

703

73.38

Sale

18

73.54

Sale

323

73.55

Sale

84

73.59

Sale

452

73.61

Sale

31

73.68

Sale

107

73.71

Sale

9

73.72

Sale

32

73.74

Sale

63

73.75

Sale

187

73.77

Sale

18

73.81

Sale

17

73.89

Sale

118

73.91

Sale

21

73.92

Sale

169

73.93

Sale

126

73.94

Sale

159

73.97

Sale

775

74.09

Sale

27

74.10

Sale

4

74.19

Sale

327

74.22

Sale

754

74.23

Sale

39

74.26

Sale

23

74.34

Sale

105

73.42

Sale

235

73.46

Sale

31

73.49

Sale

1000

74.00

Sale

38

74.04

Sale

68

74.15

Sale

121

74.37

Sale

64

73.67

Sale

2617

72.01

Sale

532

72.02

Sale

66

72.49

Sale

1546

73.25

Sale

23

73.57

Sale

1559

73.66

Sale

96

74.24

Sale

301

75.22

Sale

2413

70.25

Sale

300

70.28

Sale

1200

73.64

Sale

5567

72.78

Sale

1000

70.23

Sale

3052

70.24

Sale

2145

70.26

Sale

176

70.30

Sale

9

70.32

Sale

1505

70.61

Sale

430

70.73

Sale

1091

71.93

Sale

2477

72.13

Sale

2920

70.01

Sale

2655

70.02

Sale

470

70.03

Sale

1059

70.13

Sale

153

70.33

Sale

254

70.40

Sale

71

71.02

Sale

9

71.90

Sale

18

72.47

Sale

334

73.28

Sale

47

73.47

Sale

1388

74.05

Sale

19

75.61

Sale

2110

70.04

Sale

39

70.05

Sale

200

70.08

Sale

1735

70.12

Sale

68

70.15

Sale

18

70.18

Sale

543

70.27

Sale

339

70.35

Sale

1185

70.42

Sale

27

70.43

Sale

351

70.44

Sale

9

70.53

Sale

775

70.56

Sale

16

70.57

Sale

368

70.59

Sale

54

70.60

Sale

355

70.66

Sale

9

70.72

Sale

165

70.75

Sale

155

71.04

Sale

27

71.05

Sale

176

71.84

Sale

35

71.94

Sale

9

72.07

Sale

147

72.14

Sale

339

72.16

Sale

9

72.30

Sale

18

72.46

Sale

563

72.52

Sale

9

72.58

Sale

484

72.62

Sale

18

72.76

Sale

939

73.32

Sale

288

73.41

Sale

154

73.62

Sale

2556

73.63

Sale

339

74.08

Sale

1

74.12

Sale

11

74.13

Sale

427

74.16

Sale

102

74.25

Sale

5

74.32

Sale

339

75.52

Sale

2

75.62

Sale

127

72.12

Total Sales

894,953

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

74

74.51

CFD

Long

61

74.58

CFD

Long

30

74.60

CFD

Long

67

73.52

CFD

Long

131

74.77

CFD

Long

43

75.19

CFD

Long

2

75.23

CFD

Long

2

75.55

CFD

Long

89

73.44

CFD

Long

57

71.26

CFD

Long

30

71.50

CFD

Long

210

70.95

CFD

Long

112

71.40

CFD

Long

82

73.21

CFD

Long

82

73.33

CFD

Long

119

72.87

CFD

Long

84

73.20

CFD

Long

1500

73.40

CFD

Long

688125

70.21

CFD

Long

848

70.11

CFD

Long

12

70.62

CFD

Long

197

70.97

CFD

Long

2

71.27

CFD

Long

140

71.35

CFD

Long

79

71.37

CFD

Long

180

71.44

CFD

Long

110

71.46

CFD

Long

116

71.58

CFD

Long

136

71.72

CFD

Long

168

71.98

CFD

Long

249

72.00

CFD

Long

98

72.01

CFD

Long

64

72.02

CFD

Long

54

72.03

CFD

Long

57

72.49

CFD

Long

38

72.59

CFD

Long

135

73.25

CFD

Long

69

73.29

CFD

Long

61

73.38

CFD

Long

2

73.49

CFD

Long

14

73.57

CFD

Long

37

73.59

CFD

Long

43

73.66

CFD

Long

88

73.71

CFD

Long

48

73.90

CFD

Long

2

73.91

CFD

Long

44

73.99

CFD

Long

38

74.04

CFD

Long

6

74.24

CFD

Long

144

74.28

CFD

Long

2

74.30

CFD

Long

1

74.66

CFD

Long

112

74.68

CFD

Long

286

75.22

CFD

Long

1029

70.00

CFD

Long

589

70.01

CFD

Long

591

70.02

CFD

Long

452

70.03

CFD

Long

154

70.10

CFD

Long

994

70.13

CFD

Long

662

72.94

CFD

Long

332

73.26

CFD

Long

2373

73.65

CFD

Long

1

73.80

CFD

Long

486

75.34

CFD

Long

1000

70.31

CFD

Long

1000

70.80

CFD

Long

1200

73.64

CFD

Long

5567

72.78

CFD

Long

127

72.12

CFD

Short

3736

71.39

CFD

Short

286

71.50

CFD

Short

1256

71.67

CFD

Short

511

71.73

CFD

Short

708

71.74

CFD

Short

70

70.38

CFD

Short

1063

71.10

CFD

Short

1192

71.12

CFD

Short

497

71.15

CFD

Short

2187

71.16

CFD

Short

539

71.75

CFD

Short

190

71.01

CFD

Short

2096

71.40

CFD

Short

154

71.41

CFD

Short

937

70.50

CFD

Short

33

70.21

CFD

Short

401

70.97

CFD

Short

1079

71.35

CFD

Short

498

71.37

CFD

Short

555

71.72

CFD

Short

648

71.98

CFD

Short

5023

72.00

CFD

Short

406

70.31

CFD

Short

477

70.22

CFD

Short

25

70.23

CFD

Short

63

70.24

CFD

Short

1184

70.25

CFD

Short

517

70.26

CFD

Short

1192

70.28

CFD

Short

71

70.30

CFD

Short

1000

70.32

CFD

Short

28

70.36

CFD

Short

1442

70.58

CFD

Short

2073

70.61

CFD

Short

100

70.68

CFD

Short

1272

70.69

CFD

Short

1192

70.70

CFD

Short

650

70.73

CFD

Short

176

70.90

CFD

Short

59

70.94

CFD

Short

945

70.96

CFD

Short

570

71.00

CFD

Short

110

71.08

CFD

Short

100

71.09

CFD

Short

311

71.14

CFD

Short

392

71.20

CFD

Short

206

71.25

CFD

Short

1570

71.38

CFD

Short

687

71.42

CFD

Short

474

71.82

CFD

Short

4

71.83

CFD

Short

257

71.93

CFD

Short

915

71.97

CFD

Short

1130

72.13

CFD

Short

650

70.20

CFD

Short

7650

73.20

CFD

Short

600

75.37

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

18/11/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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