7th May 2008 11:26
UBS AG (EPT)07 May 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 06 MAY 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 0 0.00% 1,344 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 0 0.00% 1,344 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 738 14018 AUD Cents PURCHASE 4 14018 PURCHASE 12 14018 PURCHASE 16 14018 PURCHASE 126 14018 PURCHASE 384 14018 PURCHASE 900 14020 PURCHASE 50 14022 PURCHASE 72 14022 PURCHASE 529 14022 SALE 802 14023 SALE 566 14024 SALE 13 14024 PURCHASE 231 14024 SALE 655 14025 SALE 547 14025 SALE 181 14025 SALE 444 14026 PURCHASE 357 14027 SALE 710 14030 SALE 617 14030 SALE 37 14030 SALE 4 14030 PURCHASE 123 14030 PURCHASE 141 14030 PURCHASE 425 14030 PURCHASE 502 14030 PURCHASE 1064 14031 PURCHASE 1781 14031 PURCHASE 357 14032 PURCHASE 3 14035 PURCHASE 11 14035 PURCHASE 82 14035 PURCHASE 436 14040 SALE 425 14041 SALE 287 14041 SALE 230 14041 SALE 30 14041 SALE 129 14043 PURCHASE 89 14043 PURCHASE 226 14043 SALE 200 14044 SALE 126 14044 SALE 842 14046 SALE 226 14046 SALE 100 14046 SALE 95 14046 SALE 488 14050 SALE 80 14061 SALE 62 14061 SALE 100 14063 SALE 97 14063 SALE 65 14063 SALE 43 14063 PURCHASE 426 14063 SALE 80 14066 SALE 428 14070 PURCHASE 3 14085 PURCHASE 20 14085 PURCHASE 36 14085 PURCHASE 430 14085 SALE 100 14087 SALE 300 14095 SALE 116 14095 SALE 25 14095 SALE 19 14095 PURCHASE 68 14100 SALE 21960 14108.54199 PURCHASE 21960 14108.54199 SALE 23194 14111.57959 PURCHASE 23194 14111.57959 PURCHASE 377 14115 PURCHASE 366 14116 PURCHASE 200 14118 PURCHASE 4 14121 PURCHASE 12 14121 PURCHASE 13 14121 PURCHASE 21 14121 PURCHASE 22 14121 PURCHASE 33 14121 PURCHASE 59 14121 SALE 105 14122 SALE 78 14122 SALE 23 14122 SALE 3 14122 SALE 166 14123 SALE 21 14123 PURCHASE 10 14125 PURCHASE 21 14125 PURCHASE 65 14125 PURCHASE 220 14125 SALE 331 14127 SALE 80 14127 SALE 329 14129 SALE 319 14129 SALE 142 14129 PURCHASE 41 14131 PURCHASE 56 14131 PURCHASE 365 14134 SALE 270 14140 PURCHASE 16 14140 PURCHASE 20 14140 PURCHASE 200 14140 PURCHASE 248 14140 PURCHASE 275 14140 PURCHASE 4 14145 PURCHASE 12 14145 PURCHASE 13 14145 PURCHASE 21 14145 PURCHASE 952 14145 SALE 1080 14147 SALE 84 14147 SALE 65 14147 SALE 22 14147 PURCHASE 4 14147 PURCHASE 12 14147 PURCHASE 16 14147 PURCHASE 30 14147 PURCHASE 40 14147 PURCHASE 400 14147 SALE 451 14148 SALE 217 14148 SALE 164 14148 SALE 142 14148 SALE 49 14148 PURCHASE 1 14157 PURCHASE 43 14157 PURCHASE 776 14157 SALE 134 14158 SALE 56 14158 SALE 200 14160 PURCHASE 1 14160 PURCHASE 21 14160 PURCHASE 530 14160 SALE 150 14161 SALE 101 14161 SALE 37 14161 PURCHASE 674 14161 PURCHASE 130 14163 PURCHASE 1 14164 PURCHASE 500 14164 PURCHASE 999 14167 SALE 819 14168 SALE 244 14168 SALE 100 14168 SALE 615 14169 SALE 125 14169 SALE 5 14169 SALE 617 14170 SALE 262 14170 SALE 130 14170 PURCHASE 501 14170 PURCHASE 100 14171 PURCHASE 404 14171 PURCHASE 414 14172 PURCHASE 656 14172 PURCHASE 5 14175 PURCHASE 14 14175 PURCHASE 20 14175 PURCHASE 20 14175 PURCHASE 60 14175 PURCHASE 70 14175 PURCHASE 173 14175 PURCHASE 5 14176 PURCHASE 5 14176 PURCHASE 576 14176 PURCHASE 6 14180 PURCHASE 72 14180 PURCHASE 72 14180 PURCHASE 108 14180 PURCHASE 318 14180 PURCHASE 164 14181 SALE 240 14184 SALE 136 14184 SALE 4 14184 SALE 1273 14186 SALE 866 14186 SALE 617 14186 SALE 47 14186 SALE 41 14186 SALE 35 14186 SALE 197 14187 SALE 50 14187 PURCHASE 27 14187 PURCHASE 1442 14187 SALE 633 14189 SALE 971 14190 SALE 341 14190 TOTAL PURCHASES 67,114 TOTAL SALES 68,348 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 07 MAY 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto