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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Sydney branch
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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25-11-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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2488382
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0.074
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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2500000
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0.074
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Total
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2488382
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0.074
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2500000
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0.074
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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2,983
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25.99
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Purchase
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2,017
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25.99
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Purchase
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5,000
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26.04
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Purchase
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609
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25.89
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Purchase
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1,000
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25.89
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Purchase
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1,000
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25.89
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Purchase
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100
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25.88
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Purchase
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500
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25.88
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Purchase
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420
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25.88
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Purchase
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250
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25.87
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Purchase
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1,000
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25.87
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Purchase
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4,181
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25.86
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Purchase
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940
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25.86
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Purchase
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4,267
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25.76
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Purchase
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400
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25.75
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Purchase
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1,000
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25.75
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Purchase
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1,500
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25.75
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Purchase
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75
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25.75
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Purchase
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200
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25.75
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Purchase
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630
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25.75
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Purchase
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338
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25.74
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Purchase
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300
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25.74
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Purchase
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300
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25.74
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Purchase
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990
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25.74
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Purchase
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1,002
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25.63
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Purchase
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2,500
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25.62
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Purchase
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300
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25.62
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Purchase
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250
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25.62
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Purchase
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948
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25.61
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Purchase
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4,599
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25.60
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Purchase
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150
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25.60
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Purchase
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251
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25.60
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Purchase
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730
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25.60
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Purchase
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3,000
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25.60
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Purchase
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460
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25.60
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Purchase
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600
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25.60
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Purchase
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500
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25.60
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Purchase
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75
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25.60
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Purchase
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1,000
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25.60
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Purchase
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700
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25.60
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Purchase
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360
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25.60
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Purchase
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350
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25.60
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Purchase
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1,000
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25.60
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Purchase
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300
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25.60
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Purchase
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925
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25.60
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Purchase
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2,824
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25.60
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Purchase
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220
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25.60
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Purchase
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1,300
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25.60
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Purchase
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5,656
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25.60
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Purchase
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28,500
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24.26
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Purchase
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1,000
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30.00
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Sale
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-26,000
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25.70
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Sale
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-5,000
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25.59
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Sale
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-2,000
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25.60
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TOTAL BUY: 89500
TOTAL SELLS:33000
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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CALL OPTION
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PURCHASING
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65000
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28.000000
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AMERICAN
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Dec 18 2008
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1.09
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CALL OPTION
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PURCHASING
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10000
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30.000000
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AMERICAN
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Dec 18 2008
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0.81
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CALL OPTION
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PURCHASING
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8000
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29.000000
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AMERICAN
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Dec 18 2008
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1
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CALL OPTION
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PURCHASING
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57000
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30.000000
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AMERICAN
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Dec 18 2008
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0.77
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CALL OPTION
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PURCHASING
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2000
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28.000000
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AMERICAN
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Jan 29 2009
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2.55
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PUT OPTION
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PURCHASING
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1000
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30.000000
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AMERICAN
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Nov 27 2008
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0
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) yes
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Date of disclosure
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26-11-2008
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Contact name
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Carolyn Collins; Simon Crawley
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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Product Description
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Written/Purchased
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No. of Securities
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Exercise Price
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Type
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Expiry Date
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Call Option
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PURCHASED
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66,000
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28.00
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American
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Dec 18 2008
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Call Option
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PURCHASED
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2,000
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28.00
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American
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Jan 29 2009
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Call Option
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PURCHASED
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8,000
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29.00
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American
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Dec 18 2008
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Call Option
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PURCHASED
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33,000
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30.00
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American
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Dec 18 2008
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Call Option
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PURCHASED
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16,000
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30.00
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American
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Nov 27 2008
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Call Option
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PURCHASED
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15,000
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31.00
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American
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Nov 27 2008
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Call Option
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PURCHASED
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200,000
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32.00
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American
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Jan 29 2009
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Call Option
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PURCHASED
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14,000
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32.00
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American
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Nov 27 2008
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Call Option
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PURCHASED
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2,000
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33.00
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American
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Dec 18 2008
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Call Option
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PURCHASED
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314,000
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33.00
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American
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Nov 27 2008
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Call Option
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PURCHASED
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5,000
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34.00
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American
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Dec 18 2008
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Call Option
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PURCHASED
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103,000
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34.00
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American
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Nov 27 2008
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Call Option
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PURCHASED
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2,000
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35.00
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American
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Dec 18 2008
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Call Option
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PURCHASED
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13,000
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35.00
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American
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Nov 27 2008
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Call Option
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PURCHASED
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5,000
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36.00
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American
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Dec 18 2008
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Call Option
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PURCHASED
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11,000
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37.00
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American
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Nov 27 2008
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Call Option
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PURCHASED
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12,000
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38.00
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American
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Nov 27 2008
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Call Option
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PURCHASED
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20,000
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40.00
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American
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Dec 18 2008
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Call Option
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PURCHASED
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100,000
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45.00
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American
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Mar 25 2010
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Call Option
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PURCHASED
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200,000
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47.00
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American
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Jun 25 2009
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Call Option
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PURCHASED
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50,000
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50.00
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American
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Dec 18 2008
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Call Option
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PURCHASED
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25,000
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55.00
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American
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Jun 25 2009
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Call Option
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PURCHASED
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10,000
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60.00
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American
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Jan 29 2009
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Call Option
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PURCHASED
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18,000
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58.00
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American
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Dec 18 2008
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Call Option
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WRITTEN
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2,782,000
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0.01
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American
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Dec 18 2008
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Call Option
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WRITTEN
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13,000
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31.00
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American
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Dec 18 2008
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Call Option
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WRITTEN
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100,000
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33.00
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American
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Jan 29 2009
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Call Option
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WRITTEN
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50,000
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34.00
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American
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Jan 29 2009
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Call Option
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WRITTEN
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74,000
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37.00
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American
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Dec 18 2008
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Call Option
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WRITTEN
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55,000
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39.00
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American
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Dec 18 2008
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Call Option
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WRITTEN
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50,000
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39.00
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American
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Mar 25 2010
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Call Option
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WRITTEN
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170,000
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46.00
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American
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Dec 18 2008
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Call Option
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WRITTEN
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300,000
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50.00
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American
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Jun 25 2009
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Call Option
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WRITTEN
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52,000
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50.00
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American
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Mar 25 2010
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Call Option
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WRITTEN
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150,000
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25.00
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American
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Nov 27 2008
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Call Option
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WRITTEN
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6,000
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26.00
|
American
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Nov 27 2008
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Put Option
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PURCHASED
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1,000
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24.00
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American
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Nov 27 2008
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Put Option
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PURCHASED
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100,000
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28.00
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American
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Nov 27 2008
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Put Option
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PURCHASED
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7,000
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30.00
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American
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Dec 18 2008
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Put Option
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PURCHASED
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75,000
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35.00
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American
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Dec 18 2008
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Put Option
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PURCHASED
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100,000
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45.00
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American
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Mar 25 2010
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Put Option
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PURCHASED
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50,000
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50.00
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American
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Jun 25 2009
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Put Option
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PURCHASED
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100,000
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50.00
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American
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Mar 26 2009
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Put Option
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PURCHASED
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5,000
|
25.00
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American
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Nov 27 2008
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Put Option
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WRITTEN
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39,000
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29.00
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American
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Dec 18 2008
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Put Option
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WRITTEN
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2,000
|
29.00
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American
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Jan 29 2009
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Put Option
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WRITTEN
|
50,000
|
29.00
|
American
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Nov 27 2008
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|
Put Option
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WRITTEN
|
21,000
|
30.00
|
American
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Nov 27 2008
|
|
Put Option
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WRITTEN
|
25,000
|
31.00
|
American
|
Dec 18 2008
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|
Put Option
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WRITTEN
|
24,000
|
31.00
|
American
|
Nov 27 2008
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|
Put Option
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WRITTEN
|
3,000
|
35.00
|
American
|
Nov 27 2008
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|
Put Option
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WRITTEN
|
68,000
|
37.00
|
American
|
Dec 18 2008
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|
Put Option
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WRITTEN
|
50,000
|
37.00
|
American
|
Mar 25 2010
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|
Put Option
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WRITTEN
|
4,000
|
38.00
|
American
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Dec 18 2008
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|
Put Option
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WRITTEN
|
16,000
|
39.00
|
American
|
Dec 18 2008
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|
Put Option
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WRITTEN
|
144,000
|
25.00
|
American
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Jun 25 2009
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Put Option
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WRITTEN
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50,000
|
21.00
|
American
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Jan 29 2009
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