22nd Aug 2008 11:25
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FORM 38.5 (SUMMARY) |
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Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
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securities in which dealings have been made. |
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CONNECTED EXEMPT PRINCIPLE TRADER: |
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DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS |
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Name of EPT |
Merrill Lynch International |
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Date of disclosure |
22 August 2008 |
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Date of dealing |
21 August 2008 |
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Telephone number |
020 7996 2121 |
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Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies: |
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21 August 2008 |
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Rio Tinto Plc - Common |
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Imperial Energy Corporation Plc - Common |
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CENTRICA PLC - Common |
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Banco Santander SA. - Common |
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AMENDMENT |
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state which element(s) of previous disclosure was incorrect: |
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In the case of option business or dealings in derivatives full details should be given on a separate sheet so |
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that the nature of the dealings can be fully understood. For options this should include the number of |
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securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise price |
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and any option money paid or received. For derivatives this should include, at least, the number of reference |
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securities to which they relate (when relevant), the maturity date (or if applicable the closing out date) and the |
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reference price. |
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For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring |
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Section of the Panel, Tel. No:0207 638 0129 |
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FORM 38.5 |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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(Rule 38.5 of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Rio Tinto Plc |
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Class of relevant security to which the |
Common |
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dealings being disclosed relate |
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Date of dealing |
21/08/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities |
Highest price paid |
Lowest price paid |
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purchased |
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475,655 |
GBP 51.81 |
GBP 49.42 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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442,667 |
GBP 51.64 |
GBP 49.47 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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Long Swap |
LONG |
450 |
GBP 50.10 |
|
Long Swap |
LONG |
500 |
GBP 51.59 |
|
Long Swap |
LONG |
511 |
GBP 51.82 |
|
Long Swap |
LONG |
1,050 |
GBP 50.10 |
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Long Swap |
LONG |
7,354 |
GBP 51.82 |
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Long Swap |
LONG |
10,625 |
GBP 50.80 |
|
Long Swap |
LONG |
135 |
GBP 51.82 |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
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Short Swap |
SHORT |
3,796 |
GBP 50.80 |
|
Short Swap |
SHORT |
7,354 |
GBP 51.34 |
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Short Swap |
SHORT |
450 |
GBP 50.80 |
|
Short Swap |
SHORT |
3,500 |
GBP 50.80 |
|
Short Swap |
SHORT |
1,500 |
GBP 50.80 |
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Short Swap |
SHORT |
1,050 |
GBP 50.80 |
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Short Swap |
SHORT |
790 |
GBP 51.36 |
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Short Swap |
SHORT |
704 |
GBP 50.80 |
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Short Swap |
SHORT |
660 |
GBP 51.38 |
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Short Swap |
SHORT |
490 |
GBP 51.40 |
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Short Swap |
SHORT |
8,928 |
GBP 50.91 |
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(c) Options transactions in respect of existing securities |
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Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any |
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other person relating to the voting rights of any relevant securities under any option referred to on this |
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form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
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any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
22/08/2008 |
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Contact name |
Louise Howard |
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Telephone number |
+44 20 7996 2121 |
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Name of offeree/offeror with whom connected |
BHP Billiton Plc |
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Nature of connection # |
Advisor |
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FORM 38.5 |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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(Rule 38.5 of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Banco Santander SA. |
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Class of relevant security to which the |
Common |
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dealings being disclosed relate |
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Date of dealing |
21/08/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities |
Highest price paid |
Lowest price paid |
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purchased |
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1,527,082 |
EUR 11.45 |
EUR 11.24 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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1,467,442 |
EUR 11.44 |
EUR 11.24 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
15,640 |
EUR 11.33 |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
40,582 |
GBP 9.02 |
|
Short Swap |
SHORT |
468 |
EUR 11.34 |
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Short Swap |
SHORT |
3,672 |
EUR 11.34 |
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Short Swap |
SHORT |
12,700 |
EUR 11.34 |
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(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
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3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
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Date of disclosure |
22/08/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Banco Santander SA. |
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Nature of connection # |
Advisor |
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
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CAPACITY |
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(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Imperial Energy Corporation Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
21/08/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities |
Highest price paid |
Lowest price paid |
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purchased |
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900,857 |
GBP 12.17 |
GBP 11.85 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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1,060,350 |
GBP 12.16 |
GBP 11.68 |
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(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
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3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
22/08/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Imperial Energy Corporation Plc |
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Nature of connection # |
Advisor |
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FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
CENTRICA PLC |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
21/08/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
584,317 |
GBP 3.09 |
GBP 3.01 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
674,474 |
GBP 3.09 |
GBP 3.00 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
22/08/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
EDS S.A. |
|
Nature of connection # |
Advisor |
Related Shares:
Banco SantanderCentricaRio Tinto