24th Jun 2009 11:47
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
23 June 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
2285222 |
17.0463 GBP/27.75 USD |
15.7653 GBP/26.9937 USD |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1675738 |
17.22 GBP/27.75 USD |
16.28 GBP/27.4851 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
383 |
16.8647 GBP |
|
CFD |
Long |
1990 |
16.8647 GBP |
|
CFD |
Long |
3721 |
16.8647 GBP |
|
CFD |
Long |
15 |
16.9825 GBP |
|
CFD |
Long |
27 |
16.9825 GBP |
|
CFD |
Long |
172 |
16.9825 GBP |
|
CFD |
Long |
336 |
16.9825 GBP |
|
CFD |
Long |
16618 |
16.8191 GBP |
|
CFD |
Long |
2000 |
16.8957 GBP |
|
CFD |
Long |
25000 |
16.8885 GBP |
|
CFD |
Long |
1430 |
16.3723 GBP |
|
CFD |
Long |
1492 |
16.5602 GBP |
|
CFD |
Long |
667 |
16.8947 GBP |
|
CFD |
Long |
10000 |
16.8947 GBP |
|
CFD |
Long |
14333 |
16.8947 GBP |
|
CFD |
Long |
12500 |
16.6516 GBP |
|
CFD |
Long |
12500 |
16.6516 GBP |
|
CFD |
Short |
9000 |
16.849 GBP |
|
CFD |
Short |
1918 |
16.3425 GBP |
|
CFD |
Short |
5964 |
16.5509 GBP |
|
CFD |
Short |
114036 |
16.5509 GBP |
|
CFD |
Short |
2000 |
16.5966 GBP |
|
CFD |
Short |
20000 |
16.7654 GBP |
|
CFD |
Short |
25000 |
16.4428 GBP |
|
CFD |
Short |
40000 |
16.4428 GBP |
|
CFD |
Short |
2186 |
16.3881 GBP |
|
CFD |
Short |
43125 |
16.4527 GBP |
|
CFD |
Short |
84450 |
16.4527 GBP |
|
CFD |
Short |
22425 |
16.4527 GBP |
|
CFD |
Short |
736 |
16.9028 GBP |
|
CFD |
Short |
23725 |
17.6562 GBP |
|
CFD |
Short |
49275 |
17.6562 GBP |
|
CFD |
Short |
60000 |
16.4128 GBP |
|
CFD |
Short |
30000 |
16.4128 GBP |
|
CFD |
Short |
12500 |
16.7685 GBP |
|
CFD |
Short |
12500 |
16.7685 GBP |
|
CFD |
Short |
20000 |
16.3607 GBP |
|
CFD |
Short |
10000 |
16.5774 GBP |
|
CFD |
Short |
20000 |
16.6081 GBP |
|
CFD |
Long |
200 |
16.5117 GBP |
|
CFD |
Short |
6791 |
16.6876 GBP |
|
CFD |
Long |
10000 |
16.9167 GBP |
|
CFD |
Short |
10000 |
16.8962 GBP |
|
CFD |
Long |
11776 |
16.9164 GBP |
|
CFD |
Short |
6134 |
16.6876 GBP |
|
CFD |
Short |
6000 |
16.5333 GBP |
|
CFD |
Long |
3000 |
16.6367 GBP |
|
CFD |
Short |
3000 |
16.7217 GBP |
|
CFD |
Long |
2160 |
16.5186 GBP |
|
CFD |
Short |
2160 |
16.4614 GBP |
|
CFD |
Long |
25000 |
16.9253 GBP |
|
CFD |
Short |
25000 |
16.799 GBP |
|
CFD |
Short |
1965 |
16.90 GBP |
|
CFD |
Short |
15000 |
16.7825 GBP |
|
CFD |
Long |
15000 |
16.9111 GBP |
|
CFD |
Short |
20000 |
16.4235 GBP |
|
CFD |
Short |
14700 |
16.3555 GBP |
|
CFD |
Long |
58543 |
27.75 USD |
|
CFD |
Long |
9007 |
27.75 USD |
|
CFD |
Long |
79734 |
27.70 USD |
|
CFD |
Long |
12266 |
27.70 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
24 June 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American