7th May 2008 10:28
Credit Suisse Securities (Eur) Ltd07 May 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 06-May-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1027582 0.1 4311 0(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 1027582 0.1 4311 0 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Long Short(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 0 ( 0 % ) 0 ( 0 % ) (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)Buy 70 62.4 (GBP)Buy 68 62.285 (GBP)Buy 53 62.53 (GBP)Buy 47 62.35 (GBP)Buy 44 62.44 (GBP)Buy 44 62.44 (GBP)Buy 40 62.4 (GBP)Buy 39 62.4 (GBP)Buy 38 62.44 (GBP)Buy 37 62.44 (GBP)Buy 37 62.44 (GBP)Buy 37 62.44 (GBP)Buy 36 62.26 (GBP)Buy 35 62.26 (GBP)Buy 34 62.44 (GBP)Buy 34 62.35 (GBP)Buy 34 62.44 (GBP)Buy 31 62.27 (GBP)Buy 18 62.845 (GBP)Buy 18 62.89 (GBP)Buy 17 63.035 (GBP)Buy 17 63.06 (GBP)Buy 16 62.89 (GBP)Buy 13 62.35 (GBP)Sell 182 63.54 (GBP)Sell 157 63.54 (GBP)Sell 118 62.88 (GBP)Sell 110 62.985 (GBP)Sell 107 62.885 (GBP)Sell 106 62.895 (GBP)Sell 101 62.875 (GBP)Sell 99 63.32 (GBP)Sell 97 62.91 (GBP)Sell 94 62.975 (GBP)Sell 91 62.89 (GBP)Sell 91 62.975 (GBP)Sell 89 62.99 (GBP)Sell 89 62.92 (GBP)Sell 88 63.015 (GBP)Sell 85 62.925 (GBP)Sell 83 62.985 (GBP)Sell 80 62.88 (GBP)Sell 75 62.87 (GBP)Sell 72 62.855 (GBP)Sell 71 62.505 (GBP)Sell 68 62.875 (GBP)Sell 68 62.285 (GBP)Sell 64 62.875 (GBP)Sell 63 63.05 (GBP)Sell 59 62.77 (GBP)Sell 59 62.77 (GBP)Sell 59 62.85 (GBP)Sell 59 62.85 (GBP)Sell 57 62.91 (GBP)Sell 53 62.95 (GBP)Sell 53 63.18 (GBP)Sell 53 63.05 (GBP)Sell 53 62.95 (GBP)Sell 52 63.04 (GBP)Sell 52 62.85 (GBP)Sell 52 63.04 (GBP)Sell 52 62.93 (GBP)Sell 52 63.05 (GBP)Sell 48 63.3 (GBP)Sell 48 63.3 (GBP)Sell 47 63.04 (GBP)Sell 46 62.45 (GBP)Sell 46 62.905 (GBP)Sell 45 63.4 (GBP)Sell 45 63.31 (GBP)Sell 43 62.875 (GBP)Sell 43 63.19 (GBP)Sell 43 62.9 (GBP)Sell 42 63.19 (GBP)Sell 42 62.92 (GBP)Sell 41 62.83 (GBP)Sell 41 62.995 (GBP)Sell 41 63.04 (GBP)Sell 39 63.17 (GBP)Sell 39 62.865 (GBP)Sell 38 62.68 (GBP)Sell 38 62.68 (GBP)Sell 37 62.71 (GBP)Sell 37 62.86 (GBP)Sell 37 62.85 (GBP)Sell 34 62.45 (GBP)Sell 34 62.55 (GBP)Sell 34 63 (GBP)Sell 34 62.53 (GBP)Sell 33 63.04 (GBP)Sell 33 62.46 (GBP)Sell 33 62.995 (GBP)Sell 32 62.46 (GBP)Sell 31 62.54 (GBP)Sell 31 62.47 (GBP)Sell 31 62.9 (GBP)Sell 31 62.54 (GBP)Sell 30 62.83 (GBP)Sell 30 62.31 (GBP)Sell 30 62.38 (GBP)Sell 30 62.38 (GBP)Sell 30 62.49 (GBP)Sell 30 62.92 (GBP)Sell 29 62.31 (GBP)Sell 26 62.895 (GBP)Sell 26 62.71 (GBP)Sell 25 62.88 (GBP)Sell 25 62.88 (GBP)Sell 23 63.4 (GBP)Sell 23 63.03 (GBP)Sell 22 63.03 (GBP)Sell 20 63.54 (GBP)Sell 17 63.035 (GBP)Sell 15 62.85 (GBP)Sell 14 62.95 (GBP)Sell 14 63.04 (GBP)Sell 12 63.4 (GBP)Sell 12 62.45 (GBP)Sell 12 63.04 (GBP)Sell 11 62.92 (GBP)Sell 11 62.9 (GBP)Sell 10 62.885 (GBP)Sell 10 62.71 (GBP)Sell 10 62.83 (GBP)Sell 9 63.4 (GBP)Sell 8 63.31 (GBP)Sell 7 63.04 (GBP)Sell 6 62.87 (GBP)Sell 5 62.99 (GBP)TOTAL BUYS: 857 TOTAL SELLS: 5012 (b) Derivatives transactions (other than options) Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 07-May-2008 08:54:34 Contact name Segal,Debra Telephone number 44 20 7883 4577 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto