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EPT Disclosure - Rio Tinto plc Amendment

24th Sep 2008 10:21

RNS Number : 1710E
BNP Paribas London
24 September 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
Amendment
 
1. KEY INFORMATION
 
Name of exempt principal trader
BNP PARIBAS ARBITRAGE SNC
Company dealt in
RIO TINTO PLC
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary shares
Date of dealing
 19 September 2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
3,392,889 0.34%
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
3,392,889 0.34%
 
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
Buy/Sell
Amount
Price
Buy
188
38.76
Buy
729
38.88
Buy
1183
38.89
Buy
2931
38.90
Buy
495
38.91
Buy
3286
38.92
Buy
42
38.99
Buy
4727
39.00
Buy
716
39.02
Buy
1962
39.05
Buy
466
39.06
Buy
3195
39.07
Buy
505
39.08
Buy
657
39.09
Buy
15855
39.10
Buy
1254
39.11
Buy
6055
39.13
Buy
1306
39.14
Buy
4373
39.15
Buy
300
39.17
Buy
4374
39.19
Buy
5459
39.20
Buy
4130
39.21
Buy
376
39.22
Buy
188
39.23
Buy
1658
39.24
Buy
4880
39.25
Buy
1623
39.26
Buy
2207
39.27
Buy
1158
39.28
Buy
859
39.29
Buy
6404
39.30
Buy
1878
39.31
Buy
501
39.32
Buy
1897
39.35
Buy
888
39.36
Buy
221
39.37
Buy
546
39.38
Buy
2259
39.40
Buy
3001
39.41
Buy
90
39.42
Buy
1124
39.43
Buy
188
39.46
Buy
499
39.47
Buy
2999
39.48
Buy
500
39.49
Buy
687
39.50
Buy
499
39.51
Buy
1365
39.52
Buy
808
39.53
Buy
1580
39.54
Buy
2457
39.55
Buy
2204
39.56
Buy
1911
39.57
Buy
2536
39.58
Buy
3690
39.59
Buy
770
39.60
Buy
3444
39.61
Buy
2254
39.62
Buy
3511
39.63
Buy
2751
39.64
Buy
2559
39.65
Buy
2235
39.66
Buy
2337
39.67
Buy
1377
39.68
Buy
502
39.69
Buy
2969
39.70
Buy
339
39.72
Buy
732
39.73
Buy
9257
39.74
Buy
8428
39.75
Buy
980
39.76
Buy
495
39.77
Buy
6099
39.78
Buy
2413
39.79
Buy
8469
39.80
Buy
280
39.81
Buy
544
39.82
Buy
597
39.83
Buy
2544
39.84
Buy
2796
39.85
Buy
590
39.86
Buy
1654
39.87
Buy
6174
39.88
Buy
1925
39.89
Buy
8448
39.90
Buy
4750
39.91
Buy
1319
39.92
Buy
11249
39.93
Buy
12742
39.94
Buy
5981
39.95
Buy
1461
39.96
Buy
3893
39.97
Buy
295
39.98
Buy
1962
39.99
Buy
32413
40.00
Buy
6819
40.01
Buy
7400
40.02
Buy
800
40.04
Buy
385
40.05
Buy
893
40.06
Buy
909
40.07
Buy
128
40.10
Buy
841
40.11
Buy
180
40.12
Buy
847
40.13
Buy
2894
40.14
Buy
588
40.15
Buy
2670
40.16
Buy
801
40.17
Buy
188
40.18
Buy
804
40.19
Buy
1589
40.20
Buy
329
40.21
Buy
2074
40.22
Buy
970
40.23
Buy
1042
40.24
Buy
8984
40.25
Buy
656
40.26
Buy
1623
40.27
Buy
1801
40.28
Buy
9363
40.29
Buy
4159
40.30
Buy
2934
40.31
Buy
9497
40.32
Buy
12114
40.33
Buy
14273
40.34
Buy
18987
40.35
Buy
12494
40.36
Buy
13208
40.37
Buy
8145
40.38
Buy
4087
40.39
Buy
23217
40.40
Buy
5756
40.41
Buy
15718
40.42
Buy
11800
40.43
Buy
4760
40.44
Buy
2698
40.45
Buy
2308
40.46
Buy
10373
40.47
Buy
12382
40.48
Buy
875
40.48
Buy
8944
40.49
Buy
15099
40.50
Buy
27019
40.51
Buy
3704
40.52
Buy
9757
40.53
Buy
6635
40.54
Buy
14465
40.55
Buy
3347
40.56
Buy
13687
40.57
Buy
11666
40.58
Buy
6547
40.59
Buy
18805
40.60
Buy
5278
40.61
Buy
1285
40.62
Buy
3752
40.63
Buy
6219
40.64
Buy
1769
40.65
Buy
6831
40.66
Buy
1993
40.68
Buy
390
40.71
Buy
5445
40.72
Buy
1835
40.73
Buy
1287
40.74
Buy
366
40.75
Buy
432
40.76
Buy
2349
40.77
Buy
1535
40.78
Buy
11246
40.79
Buy
360
40.80
Buy
548
40.81
Buy
1734
40.82
Buy
1353
40.83
Buy
796
40.84
Buy
1554
40.85
Buy
3745
40.86
Buy
372
40.87
Buy
5986
40.88
Buy
3249
40.89
Buy
9994
40.90
Buy
7077
40.91
Buy
6346
40.92
Buy
12974
40.93
Buy
2354
40.94
Buy
8457
40.95
Buy
4244
40.96
Buy
3139
40.97
Buy
8926
40.98
Buy
9243
40.99
Buy
10177
41.00
Buy
2794
41.01
Buy
2445
41.02
Buy
1317
41.03
Buy
1590
41.04
Buy
5014
41.05
Buy
1200
41.06
Buy
1240
41.07
Buy
2785
41.08
Buy
278
41.09
Buy
4844
41.10
Buy
3525
41.11
Buy
8323
41.12
Buy
676
41.13
Buy
1460
41.14
Buy
7329
41.15
Buy
7901
41.16
Buy
1335
41.17
Buy
2691
41.18
Buy
4322
41.19
Buy
2717
41.20
Buy
8043
41.21
Buy
2869
41.22
Buy
4650
41.23
Buy
5117
41.24
Buy
4437
41.25
Buy
1024
41.27
Buy
478
41.28
Buy
4065
41.29
Buy
1424
41.30
Buy
572
41.31
Buy
442
41.33
Buy
2611
41.34
Buy
3448
41.35
Buy
10520
41.36
Buy
8215
41.37
Buy
6625
41.38
Buy
4930
41.39
Buy
6479
41.40
Buy
12426
41.41
Buy
17835
41.42
Buy
2683
41.43
Buy
3363
41.44
Buy
9414
41.45
Buy
2812
41.46
Buy
868
41.47
Buy
4302
41.48
Buy
22026
41.49
Buy
15721
41.50
Buy
5248
41.51
Buy
3957
41.52
Buy
7559
41.53
Buy
2058
41.54
Buy
7103
41.55
Buy
8741
41.56
Buy
6637
41.57
Buy
7077
41.58
Buy
8823
41.59
Buy
12480
41.60
Buy
6305
41.61
Buy
40422
41.62
Buy
20797
41.63
Buy
16335
41.64
Buy
8840
41.65
Buy
8776
41.66
Buy
8100
41.67
Buy
56205
41.68
Buy
8981
41.69
Buy
26968
41.70
Buy
541
41.71
Buy
5473
41.72
Buy
1796
41.73
Buy
1949
41.74
Buy
2701
41.75
Buy
2946
41.76
Buy
3926
41.77
Buy
3535
41.78
Buy
89
41.80
Buy
1517
41.84
Buy
644
41.85
Buy
3360
41.87
Buy
5470
41.88
Buy
1870
41.89
Buy
1257
41.90
Buy
739
41.91
Buy
605
41.94
Buy
527
41.95
Buy
3082
41.96
Buy
1715
41.97
Buy
768
41.98
Buy
4929
41.99
Buy
4888
42.00
Buy
469
42.01
Buy
593
42.02
Buy
1948
42.03
Buy
1306
42.04
Buy
470
42.05
Buy
468
42.08
Buy
5000
42.12
Buy
216
42.13
Buy
5185
42.14
Buy
493
42.15
Buy
2046
42.16
Buy
1441
42.17
Buy
3220
42.18
Buy
2200
42.20
Buy
465
42.21
Buy
4746
42.22
Buy
1320
42.23
Buy
3784
42.24
Buy
6764
42.25
Buy
2561
42.26
Buy
2641
42.27
Buy
4079
42.28
Buy
2440
42.29
Buy
7825
42.30
Buy
180
42.31
Buy
969
42.32
Buy
668
42.35
Buy
94
42.40
Buy
132
42.43
Buy
3394
42.44
Buy
464
42.45
Buy
579
42.47
Buy
470
42.48
Buy
1164
42.49
Buy
1437
42.50
Buy
827
42.51
Buy
1320
42.52
Buy
398
42.55
Buy
22
42.59
Buy
1360
42.64
Buy
239
42.69
Buy
4978
42.70
Buy
1582
42.72
Buy
2500
42.77
Buy
72
42.79
Buy
1895
42.80
Buy
1570
42.81
Buy
100
42.83
Buy
1080
42.86
Buy
800
43.16
Buy
44
43.17
Buy
150000
46.00
Total Buy
1618027
 
 
Buy/Sell
Amount
Price
Sell
-6000
38.00
Sell
-6300
38.30
Sell
-1255
39.10
Sell
-188
39.14
Sell
-439
39.18
Sell
-353
39.21
Sell
-23
39.22
Sell
-188
39.25
Sell
-13
39.26
Sell
-188
39.28
Sell
-543
39.29
Sell
-264
39.30
Sell
-372
39.35
Sell
-836
39.38
Sell
-188
39.50
Sell
-188
39.51
Sell
-4235
39.60
Sell
-1764
39.61
Sell
-2007
39.63
Sell
-124
39.64
Sell
-208
39.70
Sell
-556
39.75
Sell
-39801
39.80
Sell
-140
39.82
Sell
-17
39.83
Sell
-5230
39.84
Sell
-304
39.85
Sell
-500
39.86
Sell
-401
39.90
Sell
-848
39.92
Sell
-537
39.93
Sell
-188
39.94
Sell
-1075
39.95
Sell
-5323
39.96
Sell
-1399
39.97
Sell
-188
39.99
Sell
-188
40.00
Sell
-228
40.03
Sell
-13
40.10
Sell
-62
40.12
Sell
-493
40.19
Sell
-1389
40.20
Sell
-485
40.22
Sell
-664
40.23
Sell
-434
40.24
Sell
-240
40.25
Sell
-2044
40.26
Sell
-170
40.27
Sell
-188
40.29
Sell
-368
40.30
Sell
-621
40.31
Sell
-1230
40.32
Sell
-555
40.33
Sell
-165
40.34
Sell
-3638
40.35
Sell
-1845
40.36
Sell
-2286
40.37
Sell
-1119
40.38
Sell
-700
40.39
Sell
-255
40.40
Sell
-990
40.41
Sell
-545
40.42
Sell
-400
40.43
Sell
-165
40.45
Sell
-2113
40.46
Sell
-2262
40.47
Sell
-3248
40.49
Sell
-2966
40.50
Sell
-1361
40.51
Sell
-2554
40.52
Sell
-2360
40.53
Sell
-975
40.54
Sell
-2515
40.55
Sell
-263
40.56
Sell
-841
40.57
Sell
-766
40.58
Sell
-691
40.59
Sell
-90
40.60
Sell
-90
40.62
Sell
-1420
40.64
Sell
-2052
40.65
Sell
-1830
40.66
Sell
-80
40.68
Sell
-1215
40.70
Sell
-548
40.71
Sell
-25
40.72
Sell
-117
40.73
Sell
-138
40.74
Sell
-321
40.76
Sell
-1723
40.77
Sell
-497
40.78
Sell
-191
40.79
Sell
-34
40.80
Sell
-950
40.81
Sell
-306
40.82
Sell
-188
40.83
Sell
-1271
40.84
Sell
-985
40.85
Sell
-88
40.86
Sell
-402
40.87
Sell
-951
40.91
Sell
-816
40.93
Sell
-983
40.94
Sell
-461
40.95
Sell
-400
40.96
Sell
-488
40.97
Sell
-620
40.98
Sell
-633
40.99
Sell
-1959
41.00
Sell
-2178
41.02
Sell
-172
41.03
Sell
-869
41.04
Sell
-160000
41.05
Sell
-1073
41.09
Sell
-1049
41.10
Sell
-188
41.11
Sell
-2001
41.12
Sell
-352
41.13
Sell
-380
41.14
Sell
-481
41.16
Sell
-474
41.19
Sell
-71
41.20
Sell
-880
41.21
Sell
-953
41.24
Sell
-156
41.25
Sell
-689
41.27
Sell
-193
41.30
Sell
-5690
41.32
Sell
-1
41.34
Sell
-1477
41.35
Sell
-83
41.36
Sell
-325
41.37
Sell
-3658
41.38
Sell
-1196
41.39
Sell
-596
41.40
Sell
-1452
41.41
Sell
-9656
41.42
Sell
-8686
41.43
Sell
-3563
41.44
Sell
-1530
41.45
Sell
-3308
41.46
Sell
-3049
41.47
Sell
-12911
41.48
Sell
-26744
41.49
Sell
-34526
41.50
Sell
-8183
41.51
Sell
-9843
41.52
Sell
-4409
41.53
Sell
-2888
41.54
Sell
-13881
41.55
Sell
-6112
41.56
Sell
-3816
41.57
Sell
-4693
41.59
Sell
-2723
41.60
Sell
-5493
41.61
Sell
-27502
41.62
Sell
-147
41.63
Sell
-2859
41.64
Sell
-1220
41.65
Sell
-5068
41.66
Sell
-1220
41.67
Sell
-542866
41.68
Sell
-2228
41.69
Sell
-2623
41.70
Sell
-4663
41.71
Sell
-1021
41.72
Sell
-2484
41.75
Sell
-43
41.76
Sell
-645
41.77
Sell
-1183
41.78
Sell
-1620
41.79
Sell
-1309
41.80
Sell
-215678
41.81
Sell
-731
41.82
Sell
-823
41.83
Sell
-331
41.85
Sell
-249
41.86
Sell
-10000
41.88
Sell
-421
41.89
Sell
-2953
41.90
Sell
-2435
41.91
Sell
-170
41.93
Sell
-394
41.94
Sell
-2594
41.96
Sell
-1336
41.97
Sell
-733
41.98
Sell
-3352
41.99
Sell
-425
42.00
Sell
-1976
42.01
Sell
-65
42.02
Sell
-51
42.03
Sell
-997
42.04
Sell
-400
42.06
Sell
-928
42.09
Sell
-56
42.12
Sell
-86
42.13
Sell
-179
42.14
Sell
-323
42.15
Sell
-666
42.16
Sell
-1962
42.18
Sell
-1049
42.19
Sell
-600
42.20
Sell
-218
42.22
Sell
-841
42.23
Sell
-2597
42.24
Sell
-2835
42.25
Sell
-641
42.27
Sell
-963
42.28
Sell
-788
42.31
Sell
-200
42.33
Sell
-529
42.39
Sell
-246
42.49
Sell
-1518
42.50
Sell
-1546
42.51
Sell
-4337
42.52
Sell
-222
42.53
Sell
-200
42.55
Sell
-3000
42.59
Sell
-40
42.64
Sell
-319
42.66
Sell
-200
42.70
Sell
-150000
50.00
Sell
-175000
52.00
Sell
-250000
54.00
Sell
-1000
64.00
Total Sell
-1949005
 
 
 
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
 
 
 
 
 
 
 
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
None
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
24 September 2008
Contact name
Neil Kober
Telephone number
020 7595 4821
Name of offeree/offeror with which connected
BHP Billiton
Nature of connection (Note 9)
Advisor
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMPUURGBUPRUBC

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change0.00