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EPT Disclosure - Rio Tinto plc

24th Sep 2008 10:18

RNS Number : 1704E
BNP Paribas London
24 September 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
1. KEY INFORMATION
 
Name of exempt principal trader
BNP PARIBAS ARBITRAGE SNC
Company dealt in
RIO TINTO PLC
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary shares
Date of dealing
 22 September 2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
3,365,939 0.34%
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
3,365,939 0.34%
 
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
Purchases
Quantity
Price
 
865
44.13
 
80
44.05
 
285
44.00
 
400
43.98
 
708
43.95
 
295
43.94
 
2967
43.93
 
2222
43.92
 
863
43.91
 
2598
43.90
 
1523
43.89
 
872
43.88
 
1450
43.86
 
842
43.85
 
2919
43.84
 
1508
43.83
 
127
43.82
 
1023
43.81
 
590
43.80
 
2695
43.79
 
1455
43.78
 
2005
43.77
 
965
43.76
 
165
43.75
 
84
43.73
 
53
43.71
 
4392
43.70
 
211
43.68
 
165
43.66
 
274
43.62
 
165
43.58
 
415
43.57
 
1200
43.56
 
759
43.54
 
165
43.53
 
330
43.52
 
495
43.50
 
14
43.48
 
115
43.47
 
50
43.44
 
85
43.43
 
551
43.41
 
495
43.40
 
274
43.38
 
530
43.35
 
35
43.33
 
500
43.32
 
165
43.29
 
127
43.27
 
60
43.26
 
5646
43.24
 
165
43.24
 
100
43.22
 
612
43.20
 
349
43.19
 
597
43.18
 
3218
43.17
 
2356
43.15
 
782
43.14
 
1437
43.13
 
2281
43.12
 
416
43.11
 
1267
43.10
 
1290
43.09
 
15
43.08
 
492
43.07
 
335
43.06
 
1364
43.05
 
2200
43.04
 
2064
43.03
 
445
43.02
 
1475
43.01
 
4225
43.00
 
165
42.99
 
439
42.98
 
1069
42.97
 
84214
42.96
 
152
42.95
 
200
42.94
 
542
42.93
 
2202
42.92
 
1278
42.91
 
1017
42.90
 
1260
42.89
 
65
42.88
 
165
42.87
 
2968
42.86
 
1237
42.85
 
1201
42.84
 
871
42.83
 
1215
42.82
 
1116
42.81
 
2041
42.80
 
552
42.79
 
337
42.78
 
2175
42.77
 
990
42.76
 
517
42.75
 
1104
42.74
 
1882
42.73
 
1645
42.72
 
330
42.71
 
2670
42.70
 
3212
42.69
 
1321
42.68
 
1064
42.67
 
488
42.66
 
2139
42.65
 
877
42.64
 
1496
42.63
 
465
42.62
 
1498
42.61
 
953
42.60
 
362
42.58
 
165
42.57
 
15
42.56
 
1956
42.55
 
31
42.54
 
1666
42.53
 
1715
42.52
 
165
42.51
 
2201
42.50
 
1578
42.49
 
2375
42.48
 
473
42.45
 
761
42.44
 
945
42.42
 
1186
42.41
 
33201
42.40
 
460
42.39
 
165
42.38
 
101
42.36
 
198
42.35
 
133
42.34
 
165
42.33
 
100
42.30
 
960
42.26
 
165
42.18
 
165
42.07
 
77
42.05
 
165
42.04
 
85
42.00
Total:
255,128
 
 
Sales
Quantity
Price
 
-150
44.17
 
-183
44.16
 
-65
44.15
 
-470
44.05
 
-80
44.04
 
-1391
43.96
 
-1857
43.95
 
-1057
43.94
 
-722
43.93
 
-8563
43.91
 
-340
43.90
 
-185
43.89
 
-8261
43.88
 
-9919
43.87
 
-1862
43.85
 
-1578
43.84
 
-2349
43.83
 
-8989
43.82
 
-561
43.80
 
-10165
43.78
 
-434
43.76
 
-53
43.75
 
-65
43.74
 
-577
43.72
 
-165
43.68
 
-1028
43.65
 
-402
43.64
 
-165
43.62
 
-568
43.61
 
-165
43.60
 
-205
43.59
 
-309
43.58
 
-862
43.57
 
-150
43.56
 
-246
43.55
 
-165
43.54
 
-85
43.53
 
-495
43.52
 
-890
43.50
 
-211
43.49
 
-330
43.46
 
-165
43.43
 
-165
43.40
 
-330
43.39
 
-181
43.37
 
-11
43.35
 
-346
43.34
 
-240
43.33
 
-127
43.32
 
-57
43.31
 
-1900
43.30
 
-592
43.29
 
-60
43.28
 
-165
43.23
 
-100
43.21
 
-5075
43.20
 
-471
43.19
 
-477
43.18
 
-825
43.17
 
-2215
43.16
 
-2039
43.15
 
-1800
43.14
 
-941
43.13
 
-424
43.12
 
-1443
43.11
 
-99
43.10
 
-105
43.09
 
-836
43.08
 
-749
43.07
 
-1132
43.06
 
-340
43.05
 
-639
43.04
 
-65
43.03
 
-1416
43.02
 
-1089
43.00
 
-240
42.99
 
-727
42.98
 
-845
42.97
 
-50
42.96
 
-1073
42.95
 
-134
42.94
 
-553
42.93
 
-249
42.92
 
-330
42.91
 
-3189
42.90
 
-165
42.89
 
-949
42.88
 
-1641
42.86
 
-889
42.85
 
-293
42.84
 
-751
42.83
 
-14435
42.82
 
-21132
42.81
 
-1791
42.80
 
-1387
42.79
 
-3309
42.77
 
-1286
42.76
 
-1692
42.75
 
-1311
42.74
 
-1263
42.73
 
-2206
42.72
 
-1120
42.71
 
-984
42.70
 
-11231
42.69
 
-2713
42.68
 
-3501
42.67
 
-2054
42.66
 
-3803
42.65
 
-932
42.64
 
-465
42.63
 
-400
42.62
 
-1976
42.61
 
-203
42.60
 
-330
42.59
 
-180
42.58
 
-720
42.57
 
-575
42.56
 
-1762
42.55
 
-505
42.54
 
-1616
42.53
 
-139
42.52
 
-10661
42.51
 
-6245
42.50
 
-490
42.49
 
-1260
42.48
 
-1629
42.47
 
-20866
42.46
 
-1477
42.45
 
-640
42.44
 
-495
42.43
 
-443
42.42
 
-37166
42.40
 
-1501
42.39
 
-51
42.38
 
-330
42.36
 
-430
42.35
 
-3886
42.34
 
-165
42.32
 
-112
42.29
 
-1111
42.28
 
-865
42.27
 
-200
42.25
 
-200
42.24
 
-485
42.23
 
-165
42.21
 
-400
42.14
 
-203
42.12
 
-325
42.11
 
-165
42.07
 
-77
42.04
Total:
- 282,078
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
 
 
 
 
 
 
 
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
None
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
24 September 2008
Contact name
Neil Kober
Telephone number
020 7595 4821
Name of offeree/offeror with which connected
BHP Billiton
Nature of connection (Note 9)
Advisor
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMPUUQGBUPRUBC

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,640.26
Change-44.30