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EPT Disclosure - Rio Tinto pl

2nd Jul 2008 11:38

RNS Number : 1346Y
BNP Paribas London
02 July 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
Amendment
 
1. KEY INFORMATION
 
Name of exempt principal trader
BNP PARIBAS ARBITRAGE SNC
Company dealt in
RIO TINTO PLC
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary shares
Date of dealing
 30 June 2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
3,299,940 0.33%
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
3,299,940 0.33%
 
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchases
Quantity
Price
 
100
59.07
 
587
59.18
 
340
59.22
 
314
59.24
 
260
59.25
 
200
59.36
 
423
59.41
 
40
59.42
 
166
59.44
 
10
59.45
 
726
59.46
 
227
59.59
 
377
59.60
 
227
59.61
 
100
59.62
 
1218
59.63
 
453
59.68
 
18
59.71
 
535
59.73
 
617
59.76
 
227
59.77
 
932
59.78
 
1063
59.79
 
538
59.80
 
1864
59.81
 
466
59.82
 
576
59.83
 
492
59.84
 
187
59.85
 
152
59.87
 
436
59.88
 
540
59.90
 
344
59.91
 
80
59.92
 
468
59.93
 
427
59.95
 
701
59.96
 
300
59.97
 
104
59.98
 
1449
59.99
 
2019
60.00
 
829
60.01
 
795
60.02
 
365
60.03
 
233
60.04
 
381
60.05
 
270
60.06
 
2152
60.07
 
361
60.08
 
48798
60.09
 
645
60.10
 
287
60.11
 
500
60.13
 
240
60.14
 
180
60.15
 
448
60.16
 
227
60.17
 
855
60.18
 
400
60.19
 
1340
60.20
 
90
60.21
 
1100
60.22
 
660
60.23
 
2333
60.24
 
120
60.25
 
200
60.26
 
901
60.27
 
3305
60.28
 
1803
60.29
 
431
60.30
 
1000
60.31
 
2111
60.33
 
534
60.34
 
360
60.35
 
2813
60.36
 
818
60.37
 
365
60.38
 
240
60.39
 
347
60.40
 
300
60.41
 
752
60.42
 
685
60.43
 
220
60.44
 
380
60.45
 
320
60.46
 
90
60.47
 
220
60.49
 
120
60.50
 
255
60.51
 
102,482
 
 
Sales
Quantity
Price
 
10,000
57.37
 
-540
58.88
 
-587
59.16
 
-100
59.18
 
-225
59.19
 
-180
59.20
 
-59
59.21
 
-1571
59.22
 
-764
59.24
 
-419
59.25
 
-1195
59.28
 
-618
59.29
 
-917
59.30
 
-75
59.32
 
-84
59.34
 
-150
59.37
 
-300
59.39
 
-953
59.40
 
-203
59.41
 
-100
59.42
 
-200
59.43
 
-300
59.44
 
-20
59.45
 
-518
59.46
 
-715
59.47
 
-2266
59.48
 
-547
59.63
 
-628
59.70
 
-112
59.71
 
-780
59.72
 
-298
59.73
 
-319
59.74
 
-1525
59.75
 
-1076
59.76
 
-411
59.77
 
-433
59.78
 
-1040
59.79
 
-4
59.81
 
-389
59.82
 
-1263
59.83
 
-391
59.84
 
-722
59.85
 
-280
59.86
 
-237
59.87
 
-1000
59.88
 
-53
59.93
 
-80
59.95
 
-226
59.96
 
-1468
59.98
 
-100
59.99
 
-3099
60.00
 
-434
60.01
 
-1449
60.02
 
-105
60.03
 
-674
60.04
 
-636
60.05
 
-131
60.06
 
-12
60.07
 
-786
60.08
 
-5163
60.09
 
-165
60.10
 
-474
60.11
 
-225
60.12
 
-15
60.13
 
-116
60.14
 
-45
60.15
 
-15
60.16
 
-15
60.17
 
-6515
60.18
 
-586
60.18
 
-30
60.19
 
-540
60.21
 
-235
60.22
 
-30
60.24
 
-30
60.25
 
-152
60.29
 
-156
60.30
 
-45
60.31
 
-75
60.33
 
-175
60.34
 
-15
60.35
 
-30
60.36
 
-60
60.37
 
-90
60.38
 
-90
60.39
 
-235
60.40
 
-105
60.41
 
-90
60.42
 
-240
60.43
 
-135
60.44
 
-15
60.45
 
-135
60.46
 
-30
60.47
 
-30
60.48
 
-701
60.49
 
-45
60.50
 
-30
60.51
Total:
- 60,645
 
 
 (b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
 
 
 
 
 
 
 
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
None
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
02 July 2008
Contact name
Neil Kober
Telephone number
020 7595 4821
Name of offeree/offeror with which connected
BHP Billiton
Nature of connection (Note 9)
Advisor
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMUUUAWMUPRGUP

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