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EPT Disclosure - Rio Tinto pl

8th Sep 2008 11:58

RNS Number : 9422C
BNP Paribas London
08 September 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
1. KEY INFORMATION
 
Name of exempt principal trader
BNP PARIBAS ARBITRAGE SNC
Company dealt in
RIO TINTO PLC
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary shares
Date of dealing
 05 September 2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
3,079,196 0.31%
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
3,079,196 0.31%
 
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
Purchases
Quantity
Price
 
1162
45.66
 
84
45.26
 
961
45.09
 
316
45.04
 
516
44.97
 
136
44.95
 
1551
44.94
 
719
44.90
 
414
44.86
 
150
44.79
 
279
44.78
 
177
44.76
 
167
44.75
 
619
44.72
 
909
44.71
 
2283
44.70
 
186
44.69
 
469
44.68
 
1311
44.67
 
757
44.66
 
495
44.62
 
107
44.55
 
467
44.53
 
214
44.52
 
97
44.48
 
438
44.47
 
2226
44.46
 
1165
44.44
 
84
44.41
 
1238
44.37
 
293
44.36
 
1459
44.36
 
420
44.35
 
203
44.32
 
712
44.31
 
1411
44.30
 
288
44.29
 
900
44.28
 
1600
44.27
 
1984
44.25
 
120
44.24
 
1600
44.22
 
1741
44.18
 
165
44.15
 
831
44.13
 
450
44.11
 
742
44.10
 
447
44.08
 
156
44.07
 
2584
44.06
 
1434
44.05
 
246
44.04
 
6944
44.03
 
4479
44.02
 
2526
44.01
 
516
44.00
 
1234
43.99
 
1380
43.98
 
1293
43.97
 
3244
43.96
 
1306
43.95
 
1756
43.94
 
1709
43.93
 
2779
43.92
 
690
43.91
 
769
43.90
 
1666
43.89
 
1004
43.88
 
680
43.87
 
886
43.86
 
137
43.85
 
1022
43.83
 
873
43.82
 
1875
43.81
 
3227
43.80
 
3721
43.79
 
507
43.78
 
620
43.77
 
1774
43.76
 
711
43.74
 
92
43.73
 
486
43.72
 
900
43.71
 
100
43.70
 
200
43.69
 
356
43.68
 
308
43.67
 
3557
43.65
 
3320
43.64
 
1981
43.62
 
1394
43.61
 
73
43.60
 
27
43.59
 
19353
43.58
 
1368
43.58
 
200
43.57
 
1529
43.55
 
852
43.53
 
1660
43.52
 
705
43.51
 
547
43.50
 
720
43.47
 
902
43.46
 
228
43.44
 
571
43.43
 
1602
43.42
 
504
43.41
 
1042
43.40
 
1645
43.39
 
2093
43.38
 
1017
43.37
 
463
43.35
 
277
43.31
 
1888
43.28
 
559
43.27
 
720
43.26
 
83
43.24
 
720
43.22
 
1096
43.21
 
786
43.17
 
1035
43.16
 
93218
43.15
 
352
43.12
 
16350
43.10
 
350
43.09
 
735
43.08
 
1008
43.05
 
2009
43.04
 
992
43.03
 
227
43.02
 
752
43.01
 
1047
43.00
 
841
42.98
 
211
42.97
 
234
42.96
 
720
42.94
Total:
264,816
 
Sales
Quantity
Price
 
-500
46.10
 
-260
45.83
 
-1600
45.47
 
-570
45.45
 
-255
45.40
 
-116
45.38
 
-900
45.36
 
-1459
45.35
 
-291
45.34
 
-700
45.33
 
-330
45.24
 
-165
45.23
 
-108
45.15
 
-126
45.14
 
-559
45.11
 
-84
45.09
 
-169
45.08
 
-400
45.07
 
-75
45.06
 
-214
45.04
 
-500
45.01
 
-252
45.00
 
-500
44.97
 
-582
44.95
 
-2487
44.93
 
-291
44.91
 
-2648
44.80
 
-269
44.75
 
-14
44.70
 
-120
44.69
 
-492
44.58
 
-55
44.52
 
-3616
44.51
 
-1410
44.50
 
-272
44.49
 
-369
44.48
 
-84
44.47
 
-1002
44.46
 
-1285
44.45
 
-2465
44.44
 
-1556
44.42
 
-2006
44.41
 
-1060
44.40
 
-252
44.39
 
-264
44.38
 
-728
44.37
 
-131
44.36
 
-1887
44.35
 
-223
44.34
 
-432
44.33
 
-798
44.32
 
-2846
44.31
 
-2177
44.29
 
-465
44.28
 
-1402
44.27
 
-833
44.26
 
-2092
44.25
 
-397
44.23
 
-157
44.22
 
-1409
44.21
 
-333
44.20
 
-1273
44.19
 
-1090
44.18
 
-3761
44.17
 
-758
44.13
 
-1664
44.12
 
-1242
44.11
 
-8465
44.10
 
-503
44.08
 
-1585
44.06
 
-372
44.05
 
-512
44.04
 
-328
44.03
 
-694
44.02
 
-1001
44.01
 
-4096
44.00
 
-1418
43.98
 
-684
43.97
 
-100
43.96
 
-260
43.95
 
-455
43.94
 
-346
43.92
 
-849
43.91
 
-1565
43.90
 
-3486
43.89
 
-1833
43.88
 
-866
43.87
 
-903
43.86
 
-894
43.85
 
-4786
43.84
 
-402
43.83
 
-280
43.82
 
-791
43.81
 
-1546
43.80
 
-5304
43.79
 
-2983
43.78
 
-218
43.77
 
-146
43.76
 
-357
43.74
 
-665
43.71
 
-246
43.69
 
-169
43.68
 
-546
43.66
 
-200
43.65
 
-200
43.63
 
-586
43.61
 
-28
43.59
 
-200
43.58
 
-147
43.57
 
-200
43.55
 
-100
43.54
 
-600
43.53
 
-896
43.52
 
-553
43.50
 
-415
43.49
 
-420
43.48
 
-75
43.46
 
-112
43.45
 
-121
43.44
 
-475
43.43
 
-165
43.42
 
-180
43.41
 
-4857
43.40
 
-2154
43.39
 
-1213
43.37
 
-350
43.36
 
-165
43.35
 
-1435
43.34
 
-75
43.33
 
-3120
43.32
 
-4498
43.31
 
-210
43.29
 
-600
43.28
 
-504
43.27
 
-2836
43.26
 
-2305
43.25
 
-330
43.24
 
-359
43.23
 
-2885
43.22
 
-90
43.21
 
-2257
43.20
 
-75
43.19
 
-345
43.18
 
-200
43.17
 
-25249
43.15
 
-1100
43.13
 
-75
43.12
 
-706
43.11
 
-2095
43.10
 
-17300
43.10
 
-1274
43.08
 
-568
43.07
 
-283
43.06
 
-2223
43.05
 
-866
43.04
 
-1246
43.03
 
-345
43.02
 
-1071
43.01
 
-2231
43.00
 
-165
42.99
 
-75
42.95
 
-90
42.90
 
-75
42.87
 
-90
42.86
 
-75
42.82
 
-90
42.80
Total:
- 202,312
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
 
 
 
 
 
 
 
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
None
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
08 September 2008
Contact name
Neil Kober
Telephone number
020 7595 4821
Name of offeree/offeror with which connected
BHP Billiton
Nature of connection (Note 9)
Advisor
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMUUUAABUPRGUR

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81