13th May 2008 10:39
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This announcement amends the EPT amendment disclosure released on 12/05/2008 at 10.52 under number 1717U. The total number of Eurasian Natural Resources Corp Plc securities sold has been amended. The total number of WPP Group Plc securities bought has been amended. |
FORM 38.5 (SUMMARY) |
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Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
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securities in which dealings have been made. |
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CONNECTED EXEMPT PRINCIPLE TRADER: |
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DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS |
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Name of EPT |
Merrill Lynch International |
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Date of disclosure |
12 May 2008 |
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Date of dealing |
09 May 2008 |
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Telephone number |
020 7996 2121 |
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Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies: |
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09 May 2008 |
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WPP Group Plc - Common |
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Rio Tinto Limited - Common |
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Kazakhmys Plc - Common |
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Eurasian Natural Resources Corp Plc - Common |
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AMENDMENT |
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state which element(s) of previous disclosure was incorrect: |
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In the case of option business or dealings in derivatives full details should be given on a separate sheet so |
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that the nature of the dealings can be fully understood. For options this should include the number of |
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securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise price |
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and any option money paid or received. For derivatives this should include, at least, the number of reference |
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securities to which they relate (when relevant), the maturity date (or if applicable the closing out date) and the |
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reference price. |
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For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring |
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Section of the Panel, Tel. No:0207 638 0129 |
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FORM 38.5 |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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(Rule 38.5 of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Kazakhmys Plc |
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Class of relevant security to which the |
Common |
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dealings being disclosed relate |
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Date of dealing |
09/05/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities |
Highest price paid |
Lowest price paid |
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purchased |
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63,528 |
GBP 19.18 |
GBP 18.32 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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67,168 |
GBP 19.27 |
GBP 18.32 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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Long Swap |
LONG |
36,784 |
GBP 18.56 |
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Long Swap |
LONG |
5,175 |
GBP 18.64 |
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Long Swap |
LONG |
3,766 |
GBP 18.64 |
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Long Swap |
LONG |
60 |
GBP 18.71 |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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Short Swap |
SHORT |
319 |
GBP 18.69 |
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Short Swap |
SHORT |
1,539 |
GBP 18.35 |
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Short Swap |
SHORT |
1,551 |
GBP 18.69 |
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Short Swap |
SHORT |
1,888 |
GBP 18.56 |
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Short Swap |
SHORT |
2,500 |
GBP 18.66 |
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Short Swap |
SHORT |
3,909 |
GBP 18.35 |
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Short Swap |
SHORT |
5,400 |
GBP 18.60 |
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Short Swap |
SHORT |
7,734 |
GBP 18.56 |
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Short Swap |
SHORT |
12,862 |
GBP 18.56 |
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Short Swap |
SHORT |
13,200 |
GBP 18.66 |
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(c) Options transactions in respect of existing securities |
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Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
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selling, |
securities under |
price |
American, |
date |
money |
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eg call option |
purchasing, |
option |
European etc |
paid/received |
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varying etc. |
per unit |
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
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eg call option |
option |
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any |
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other person relating to the voting rights of any relevant securities under any option referred to on this |
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form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
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any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
12/05/2008 |
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Contact name |
Louise Howard |
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Telephone number |
+44 20 7996 2121 |
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Name of offeree/offeror with whom connected |
Kazakhmys Plc |
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Nature of connection # |
Advisor |
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
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CAPACITY |
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(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
WPP Group Plc |
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Class of relevant security to which the |
Common |
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dealings being disclosed relate |
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Date of dealing |
09/05/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities |
Highest price paid |
Lowest price paid |
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purchased |
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431,812 |
GBP 6.33 |
GBP 6.23 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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138,252 |
GBP 6.32 |
GBP 6.23 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
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(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any |
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other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
12/05/2008 |
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Contact name |
Louise Howard |
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Telephone number |
+44 20 7996 2121 |
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Name of offeree/offeror with whom connected |
WPP Group Plc |
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Nature of connection # |
Advisor |
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FORM 38.5 |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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(Rule 38.5 of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Eurasian Natural Resources Corp Plc |
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Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
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Date of dealing |
09/05/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities |
Highest price paid |
Lowest price paid |
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purchased |
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134,950 |
GBP 13.10 |
GBP 12.75 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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185,325 |
GBP 13.12 |
GBP 12.74 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
40,000 |
GBP 13.11 |
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(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
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3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
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Date of disclosure |
12/05/2008 |
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Contact name |
Louise Howard |
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Telephone number |
+44 20 7996 2121 |
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Name of offeree/offeror with whom connected |
Kazakhmys Plc |
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Nature of connection # |
Advisor |
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Rio Tinto Limited |
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Class of relevant security to which the |
Common |
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dealings being disclosed relate |
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Date of dealing |
09/05/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities sold |
Highest price received |
Lowest price received |
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1,500 |
AUS 146.84 |
AUS 146.84 |
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(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
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Date of disclosure |
12/05/2008 |
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Contact name |
Louise Howard |
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Telephone number |
+44 20 7996 2121 |
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Name of offeree/offeror with whom connected |
BHP Billiton Plc |
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Nature of connection # |
Advisor |
Related Shares:
ENRC.LKAZ.LRio TintoWPP