15th Aug 2008 16:31
FORM 38.5(a)
This announcement replaces the previous RNS amendment reference 4267B released at 11:16 on 15th August 2008. Amendment made to the purchase figure in 2 (c) (i) due to a late trade. All other information remains unchanged.
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
BHP Billiton LTD |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary |
|
Date of dealing |
14 August 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
62,946 |
38.66 AUD |
38.1393 AUD |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
28,934 |
38.50236 AUD |
38.02 AUD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
9202 |
38.5024 AUD |
|
CFD |
Long |
758 |
38.5024 |
|
CFD |
Short |
1500 |
38.66 |
|
CFD |
Short |
27128 |
38.15074168 |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name,e.g call option |
Writing, selling, purchasing, varying etc |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option moneypaid/received per unit (Note 3) |
|
Call |
Purchasing |
110,000 |
42 AUD |
American |
31/01/2009 |
2.2293 AUD |
|
Put |
Purchasing |
20000 |
40 AUD |
American |
30/09/2008 |
4.72 AUD |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
……………………………………………………………………
……………………………………………………………………
|
Date of disclosure |
15 August 2008 |
|
Contact name |
Netsanet Solomon |
|
Telephone number |
020 7567 8289 |
|
Name of offeree/offeror with which connected |
BHP Billiton LTD BHP Billiton PLC |
|
Nature of connection (Note 6) |
CONNECTED ADVISER |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group