23rd Sep 2008 15:10
|
This announcement amends the EPT disclosure released on 22/09/2008 at 12:18 under number 9738D. The number of shares bought and sold for HBOS Plc has been amended.
|
FORM 38.5 (SUMMARY)
|
|
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
|
securities in which dealings have been made. |
|
CONNECTED EXEMPT PRINCIPLE TRADER: |
|
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS |
|
Name of EPT |
Merrill Lynch International |
|
Date of disclosure |
22 September 2008 |
|
Date of dealing |
19 September 2008 |
|
Telephone number |
020 7996 2121 |
|
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies: |
|
19 September 2008 |
|
Rio Tinto Plc - Common |
|
Lloyds TSB Group Plc - Common |
|
HBOS Plc - Common |
|
Banco Santander SA. - Common |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Rio Tinto Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
19/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
2,743,042 |
GBP 60.00 |
GBP 38.30 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,830,304 |
GBP 60.00 |
GBP 38.30 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
366,514 |
GBP 40.64 |
|
Long Swap |
LONG |
45 |
GBP 39.30 |
|
Long Swap |
LONG |
45 |
GBP 40.50 |
|
Long Swap |
LONG |
571 |
GBP 41.14 |
|
Long Swap |
LONG |
2,340 |
GBP 41.00 |
|
Long Swap |
LONG |
3,884 |
GBP 40.97 |
|
Long Swap |
LONG |
5,163 |
GBP 40.91 |
|
Long Swap |
LONG |
5,430 |
GBP 41.00 |
|
Long Swap |
LONG |
11,541 |
GBP 40.97 |
|
Long Swap |
LONG |
12,523 |
GBP 42.02 |
|
Long Swap |
LONG |
17,284 |
GBP 41.14 |
|
Long Swap |
LONG |
49,310 |
GBP 43.89 |
|
Long Swap |
LONG |
1 |
GBP 39.30 |
|
Long Swap |
LONG |
95,742 |
GBP 40.97 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
571 |
GBP 43.75 |
|
Short Swap |
SHORT |
95,742 |
GBP 41.02 |
|
Short Swap |
SHORT |
58,357 |
GBP 43.75 |
|
Short Swap |
SHORT |
17,284 |
GBP 41.22 |
|
Short Swap |
SHORT |
11,699 |
GBP 40.48 |
|
Short Swap |
SHORT |
11,541 |
GBP 41.01 |
|
Short Swap |
SHORT |
9,471 |
GBP 40.59 |
|
Short Swap |
SHORT |
5,280 |
GBP 40.83 |
|
Short Swap |
SHORT |
1,619 |
GBP 41.60 |
|
Short Swap |
SHORT |
1,034 |
GBP 41.02 |
|
Short Swap |
SHORT |
729 |
GBP 41.22 |
|
Short Swap |
SHORT |
720 |
GBP 40.83 |
|
Short Swap |
SHORT |
375,130 |
GBP 40.59 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
22/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
19/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
41,493,180 |
GBP 3.30 |
GBP 2.61 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
49,032,626 |
GBP 3.74 |
GBP 2.64 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
32,091 |
GBP 3.06 |
|
Long Swap |
LONG |
137,735 |
GBP 3.11 |
|
Long Swap |
LONG |
132,130 |
GBP 3.18 |
|
Long Swap |
LONG |
106,100 |
GBP 3.01 |
|
Long Swap |
LONG |
100,000 |
GBP 3.22 |
|
Long Swap |
LONG |
95,583 |
GBP 2.61 |
|
Long Swap |
LONG |
78,400 |
GBP 3.20 |
|
Long Swap |
LONG |
65,000 |
GBP 3.29 |
|
Long Swap |
LONG |
64,432 |
GBP 2.61 |
|
Long Swap |
LONG |
60,000 |
GBP 3.25 |
|
Long Swap |
LONG |
57,735 |
GBP 3.16 |
|
Long Swap |
LONG |
46,122 |
GBP 2.61 |
|
Long Swap |
LONG |
14 |
GBP 3.22 |
|
Long Swap |
LONG |
39,555 |
GBP 2.83 |
|
Long Swap |
LONG |
495,583 |
GBP 2.87 |
|
Long Swap |
LONG |
31,826 |
GBP 2.61 |
|
Long Swap |
LONG |
25,332 |
GBP 3.22 |
|
Long Swap |
LONG |
19,846 |
GBP 3.06 |
|
Long Swap |
LONG |
16,039 |
GBP 3.11 |
|
Long Swap |
LONG |
15,000 |
GBP 3.30 |
|
Long Swap |
LONG |
9,088 |
GBP 3.04 |
|
Long Swap |
LONG |
5,000 |
GBP 3.30 |
|
Long Swap |
LONG |
5,000 |
GBP 2.89 |
|
Long Swap |
LONG |
4,723 |
GBP 2.89 |
|
Long Swap |
LONG |
4,153 |
GBP 3.22 |
|
Long Swap |
LONG |
2,674 |
GBP 3.22 |
|
Long Swap |
LONG |
589 |
GBP 3.22 |
|
Long Swap |
LONG |
45,004 |
GBP 3.24 |
|
Long Swap |
LONG |
3,612,381 |
GBP 3.15 |
|
Long Swap |
LONG |
200,000 |
GBP 2.81 |
|
Long Swap |
LONG |
140,000 |
GBP 3.17 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
28,934 |
GBP 3.07 |
|
Short Swap |
SHORT |
59,000 |
GBP 3.20 |
|
Short Swap |
SHORT |
57,735 |
GBP 3.23 |
|
Short Swap |
SHORT |
45,004 |
GBP 3.08 |
|
Short Swap |
SHORT |
43,300 |
GBP 3.15 |
|
Short Swap |
SHORT |
32,091 |
GBP 3.08 |
|
Short Swap |
SHORT |
100,000 |
GBP 3.21 |
|
Short Swap |
SHORT |
20,000 |
GBP 3.29 |
|
Short Swap |
SHORT |
15,829 |
GBP 2.88 |
|
Short Swap |
SHORT |
10,000 |
GBP 3.14 |
|
Short Swap |
SHORT |
10,000 |
GBP 3.20 |
|
Short Swap |
SHORT |
5,000 |
GBP 2.90 |
|
Short Swap |
SHORT |
39,555 |
GBP 2.88 |
|
Short Swap |
SHORT |
65,000 |
GBP 3.21 |
|
Short Swap |
SHORT |
100,000 |
GBP 2.98 |
|
Short Swap |
SHORT |
100,000 |
GBP 2.98 |
|
Short Swap |
SHORT |
132,130 |
GBP 3.19 |
|
Short Swap |
SHORT |
137,735 |
GBP 3.14 |
|
Short Swap |
SHORT |
140,000 |
GBP 3.18 |
|
Short Swap |
SHORT |
300,000 |
GBP 3.20 |
|
Short Swap |
SHORT |
300,000 |
GBP 2.80 |
|
Short Swap |
SHORT |
437,395 |
GBP 2.88 |
|
Short Swap |
SHORT |
2,158,807 |
GBP 2.64 |
|
Short Swap |
SHORT |
3,612,381 |
GBP 3.15 |
|
Short Swap |
SHORT |
4,723 |
GBP 2.91 |
|
Short Swap |
SHORT |
60,000 |
GBP 3.21 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
22/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
19/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
24,582,644 |
GBP 3.00 |
GBP 2.06 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
26,458,346 |
GBP 4.20 |
GBP 2.09 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
28,244 |
GBP 2.84 |
|
Long Swap |
LONG |
2,879,161 |
GBP 2.31 |
|
Long Swap |
LONG |
629,116 |
GBP 2.84 |
|
Long Swap |
LONG |
615,148 |
GBP 2.84 |
|
Long Swap |
LONG |
533,729 |
GBP 2.34 |
|
Long Swap |
LONG |
500,000 |
GBP 2.23 |
|
Long Swap |
LONG |
500,000 |
GBP 2.23 |
|
Long Swap |
LONG |
227,006 |
GBP 2.23 |
|
Long Swap |
LONG |
112,325 |
GBP 2.30 |
|
Long Swap |
LONG |
70,000 |
GBP 2.28 |
|
Long Swap |
LONG |
1,225 |
GBP 2.40 |
|
Long Swap |
LONG |
28,771 |
GBP 2.34 |
|
Long Swap |
LONG |
23,085 |
GBP 2.30 |
|
Long Swap |
LONG |
20,294 |
GBP 2.23 |
|
Long Swap |
LONG |
10,084 |
GBP 2.13 |
|
Long Swap |
LONG |
10,074 |
GBP 2.84 |
|
Long Swap |
LONG |
9,898 |
GBP 2.87 |
|
Long Swap |
LONG |
9,547 |
GBP 2.38 |
|
Long Swap |
LONG |
8,597 |
GBP 2.38 |
|
Long Swap |
LONG |
8,067 |
GBP 2.13 |
|
Long Swap |
LONG |
5,000 |
GBP 2.29 |
|
Long Swap |
LONG |
69,542 |
GBP 2.87 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1,535,748 |
GBP 2.30 |
|
Short Swap |
SHORT |
41,769 |
GBP 2.22 |
|
Short Swap |
SHORT |
1,252 |
GBP 2.22 |
|
Short Swap |
SHORT |
4,457 |
GBP 2.32 |
|
Short Swap |
SHORT |
5,000 |
GBP 2.31 |
|
Short Swap |
SHORT |
5,797 |
GBP 2.22 |
|
Short Swap |
SHORT |
8,067 |
GBP 2.13 |
|
Short Swap |
SHORT |
9,014 |
GBP 2.22 |
|
Short Swap |
SHORT |
10,084 |
GBP 2.17 |
|
Short Swap |
SHORT |
10,575 |
GBP 2.22 |
|
Short Swap |
SHORT |
21,480 |
GBP 2.35 |
|
Short Swap |
SHORT |
2,879,161 |
GBP 2.32 |
|
Short Swap |
SHORT |
24,300 |
GBP 2.35 |
|
Short Swap |
SHORT |
2,529,333 |
GBP 2.30 |
|
Short Swap |
SHORT |
48,440 |
GBP 2.35 |
|
Short Swap |
SHORT |
49,978 |
GBP 2.32 |
|
Short Swap |
SHORT |
69,542 |
GBP 2.85 |
|
Short Swap |
SHORT |
76,173 |
GBP 2.22 |
|
Short Swap |
SHORT |
79,109 |
GBP 2.32 |
|
Short Swap |
SHORT |
113,550 |
GBP 2.38 |
|
Short Swap |
SHORT |
533,729 |
GBP 2.30 |
|
Short Swap |
SHORT |
615,148 |
GBP 2.85 |
|
Short Swap |
SHORT |
639,014 |
GBP 2.86 |
|
Short Swap |
SHORT |
1 |
GBP 2.32 |
|
Short Swap |
SHORT |
24,279 |
GBP 2.30 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
22/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Banco Santander SA. |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
19/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
5,767,353 |
EUR 11.48 |
EUR 0.11 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
4,559,168 |
EUR 11.59 |
EUR 10.20 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
19,650 |
EUR 10.71 |
|
Long Swap |
LONG |
2,852 |
EUR 11.24 |
|
Long Swap |
LONG |
236,047 |
EUR 8.54 |
|
Long Swap |
LONG |
126,433 |
GBP 10.82 |
|
Long Swap |
LONG |
138,883 |
EUR 11.06 |
|
Long Swap |
LONG |
129,795 |
EUR 11.01 |
|
Long Swap |
LONG |
52,927 |
EUR 10.71 |
|
Long Swap |
LONG |
313,061 |
EUR 10.94 |
|
Long Swap |
LONG |
24,106 |
EUR 11.24 |
|
Long Swap |
LONG |
14,242 |
EUR 11.01 |
|
Long Swap |
LONG |
13,218 |
EUR 11.24 |
|
Long Swap |
LONG |
10,332 |
EUR 10.71 |
|
Long Swap |
LONG |
5,695 |
GBP 10.82 |
|
Long Swap |
LONG |
40,582 |
GBP 10.82 |
|
Long Swap |
LONG |
63,337 |
GBP 10.82 |
|
Long Swap |
LONG |
33,020 |
EUR 11.05 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
31,756 |
EUR 10.95 |
|
Short Swap |
SHORT |
182,860 |
EUR 10.95 |
|
Short Swap |
SHORT |
30,125 |
EUR 11.61 |
|
Short Swap |
SHORT |
21,728 |
EUR 11.61 |
|
Short Swap |
SHORT |
17,954 |
EUR 10.97 |
|
Short Swap |
SHORT |
17,563 |
EUR 11.61 |
|
Short Swap |
SHORT |
15,600 |
EUR 11.61 |
|
Short Swap |
SHORT |
9,793 |
EUR 11.61 |
|
Short Swap |
SHORT |
5,906 |
EUR 11.61 |
|
Short Swap |
SHORT |
4,641 |
EUR 10.95 |
|
Short Swap |
SHORT |
3,899 |
EUR 11.61 |
||||
|
|
Short Swap |
SHORT |
303,944 |
EUR 10.97 |
|||
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
22/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Banco Santander SA. |
|
Nature of connection # |
Advisor |
Related Shares:
Banco SantanderLloydsRio Tinto