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EPT Disclosure

28th Oct 2008 11:24

RNS Number : 8325G
Credit Suisse Equities (Australia)
28 October 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

 

Company dealt in

BHP Billiton Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

Date of dealing

27-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

12220493

0.364

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

12220493

0.364

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

500

24.36

Purchase

2,210

24.70

Purchase

6,000

24.70

Purchase

1,555

24.70

Purchase

535

24.70

Purchase

150,000

24.70

Purchase

99

24.70

Purchase

18

24.70

Purchase

5,747

24.70

Purchase

501

24.70

Purchase

2,824

24.70

Purchase

3,000

24.70

Purchase

186

24.70

Purchase

10,000

24.70

Purchase

50

24.70

Purchase

2,267

24.70

Purchase

387

24.70

Purchase

1,000

24.70

Purchase

1

24.70

Purchase

100

24.70

Purchase

1,240

24.70

Purchase

905

24.70

Purchase

485

24.70

Purchase

5,422

24.70

Purchase

620

24.70

Purchase

281

24.70

Purchase

254

24.70

Purchase

271

24.70

Purchase

253

24.70

Purchase

932

24.69

Purchase

310

24.69

Purchase

158

24.69

Purchase

103

24.69

Purchase

45

24.69

Purchase

620

24.69

Purchase

1

24.69

Purchase

1,532

24.69

Purchase

88

24.69

Purchase

9

24.80

Purchase

126

24.80

Purchase

9,865

24.80

Purchase

2,000

24.70

Purchase

200

24.70

Purchase

3,490

24.70

Purchase

127

24.70

Purchase

8,885

24.70

Purchase

1,495

24.70

Purchase

9,972

24.70

Purchase

4,543

24.70

Purchase

5,000

24.70

Purchase

1,273

24.69

Purchase

238

24.69

Purchase

35,823

24.69

Purchase

110

24.65

Purchase

660

24.65

Purchase

90

24.65

Purchase

1,596

24.65

Purchase

506

24.65

Purchase

3,500

24.65

Purchase

1,000

24.80

Purchase

2,103

24.80

Purchase

330

24.80

Purchase

4,376

24.80

Purchase

1,398

24.80

Purchase

7,980

24.80

Purchase

284

24.80

Purchase

1,507

24.80

Purchase

8,200

24.80

Purchase

1,539

24.78

Purchase

1,781

24.80

Purchase

1,414

24.80

Purchase

9,462

24.80

Purchase

1,218

24.80

Purchase

70

24.80

Purchase

930

24.80

Purchase

878

24.80

Purchase

388

24.80

Purchase

47

24.80

Purchase

269

24.80

Purchase

1

24.80

Purchase

1

24.80

Purchase

1,614

24.80

Purchase

494

24.80

Purchase

205

24.80

Purchase

930

24.80

Purchase

298

24.80

Purchase

2,374

24.80

Purchase

14

24.80

Purchase

1,443

24.80

Purchase

1,000

24.80

Purchase

105

24.80

Purchase

548

24.80

Purchase

328

24.80

Purchase

931

24.80

Purchase

124

24.79

Purchase

1,569

24.80

Purchase

15

24.80

Purchase

888

24.78

Purchase

39

24.80

Purchase

180

24.80

Purchase

5,812

24.80

Purchase

953

24.80

Purchase

175

24.80

Purchase

2,325

24.80

Purchase

337

24.80

Purchase

11

24.80

Purchase

270

24.79

Purchase

652

24.79

Purchase

910

24.79

Purchase

3,580

24.79

Purchase

421

24.79

Purchase

202

24.79

Purchase

102

24.80

Purchase

3,414

24.80

Purchase

46

24.79

Purchase

191

24.79

Purchase

423

24.79

Purchase

2,580

24.79

Purchase

887

24.77

Purchase

1,456

24.78

Purchase

260

24.78

Purchase

124

24.77

Purchase

1,422

24.77

Purchase

66

24.76

Purchase

2,666

24.73

Purchase

2,956

24.73

Purchase

54

24.73

Purchase

10

24.73

Purchase

15

24.73

Purchase

29

24.73

Purchase

81

24.74

Purchase

196

24.74

Purchase

77

24.72

Purchase

2,280

24.72

Purchase

660

24.73

Purchase

106

24.77

Purchase

500

24.77

Purchase

13

24.77

Purchase

240

24.78

Purchase

190

24.78

Purchase

213

24.78

Purchase

3,479

24.78

Purchase

2,048

24.78

Purchase

112

24.77

Purchase

170

24.77

Purchase

319

24.77

Purchase

158

24.77

Purchase

558

24.77

Purchase

13

24.77

Purchase

47

24.77

Purchase

48

24.77

Purchase

1,116

24.77

Purchase

458

24.77

Purchase

1,785

24.77

Purchase

1,560

24.77

Purchase

1,717

24.77

Purchase

92

24.80

Purchase

43

24.79

Purchase

3

24.79

Purchase

449

24.80

Purchase

755

24.80

Purchase

301

24.80

Purchase

140

24.80

Purchase

770

24.80

Purchase

865

24.80

Purchase

12

24.80

Purchase

43

24.80

Purchase

2

24.80

Purchase

97

24.80

Purchase

423

24.80

Purchase

13,979

24.90

Purchase

1,892

24.90

Purchase

200

24.90

Purchase

20,000

24.90

Purchase

5,600

24.90

Purchase

528

24.90

Purchase

200

24.90

Purchase

500

24.90

Purchase

100

24.90

Purchase

800

24.90

Purchase

1,000

24.90

Purchase

5,000

24.90

Purchase

165

24.90

Purchase

36

24.90

Purchase

312

25.00

Purchase

4,181

25.00

Purchase

4,822

25.00

Purchase

5,000

25.00

Purchase

500

25.00

Purchase

380

25.00

Purchase

3,000

25.00

Purchase

100

25.00

Purchase

25,000

25.00

Purchase

1,683

25.00

Purchase

1,300

25.00

Purchase

200

25.00

Purchase

76

25.00

Purchase

629

25.00

Purchase

75

25.00

Purchase

269

25.00

Purchase

279

25.00

Purchase

100

25.00

Purchase

11

25.00

Purchase

1,000

25.00

Purchase

37

25.00

Purchase

880

24.99

Purchase

166

24.99

Purchase

1,544

25.20

Purchase

456

25.20

Purchase

200

25.00

Purchase

13,200

25.00

Purchase

200

25.00

Purchase

18

25.00

Purchase

2,482

25.00

Purchase

1,881

25.00

Purchase

76

25.00

Purchase

200

25.00

Purchase

100

25.00

Purchase

4,115

25.00

Purchase

556

25.00

Purchase

100

25.00

Purchase

5,000

25.00

Purchase

2,000

25.00

Purchase

1,000

25.00

Purchase

1,000

25.00

Purchase

1,500

25.00

Purchase

300

25.00

Purchase

203

25.00

Purchase

4,000

25.00

Purchase

100

25.00

Purchase

1,000

25.00

Purchase

250

25.00

Purchase

200

25.00

Purchase

250

25.00

Purchase

500

25.00

Purchase

200

25.00

Purchase

1,692

25.00

Purchase

200

25.00

Purchase

480

25.00

Purchase

500

25.00

Purchase

900

25.00

Purchase

300

25.00

Purchase

1,000

25.00

Purchase

125

25.00

Purchase

1,000

25.00

Purchase

1,000

25.00

Purchase

200

25.00

Purchase

200

25.00

Purchase

500

25.00

Purchase

200

25.00

Purchase

300

25.00

Purchase

500

25.00

Purchase

1,000

25.00

Purchase

2,500

25.00

Purchase

150

25.00

Purchase

100

25.00

Purchase

3,000

25.00

Purchase

100

25.00

Purchase

200

25.00

Purchase

1,000

25.00

Purchase

1,000

25.00

Purchase

300

25.00

Purchase

200

25.00

Purchase

2,000

25.00

Purchase

50

25.00

Purchase

200

25.00

Purchase

250

25.00

Purchase

100

25.00

Purchase

3,000

24.99

Purchase

350

24.99

Purchase

200

24.99

Purchase

1,000

24.99

Purchase

400

24.98

Purchase

800

24.98

Purchase

16,000

24.98

Purchase

10,000

24.98

Purchase

500

24.98

Purchase

4,225

24.96

Purchase

1,000

24.96

Purchase

80

24.96

Purchase

4,278

24.95

Purchase

580

24.95

Purchase

300

24.95

Purchase

200

24.95

Purchase

180

24.95

Purchase

600

24.95

Purchase

350

24.95

Purchase

1,000

24.95

Purchase

10,000

24.95

Purchase

398

24.95

Purchase

800

24.95

Purchase

1,000

24.94

Purchase

3,000

24.94

Purchase

209

24.93

Purchase

200

24.93

Purchase

801

24.93

Purchase

5,000

24.70

Purchase

2,000

24.70

Purchase

10,121

24.70

Purchase

2,000

24.70

Purchase

7,422

24.70

Purchase

1,000

24.69

Purchase

1,000

24.69

Purchase

5,000

24.69

Purchase

2,222

24.69

Purchase

1,000

24.68

Purchase

1,000

24.67

Purchase

1,800

24.67

Purchase

2,681

24.66

Purchase

2,270

24.66

Purchase

100

24.65

Purchase

580

24.65

Purchase

686

24.64

Purchase

364

24.63

Purchase

20

24.63

Purchase

8,228

24.63

Purchase

14,702

24.40

Purchase

160

24.40

Purchase

495

24.40

Purchase

1,000

24.40

Purchase

354

24.40

Purchase

6,000

24.40

Purchase

1,000

24.40

Purchase

200

24.40

Purchase

250

24.40

Purchase

300

24.40

Purchase

5,000

24.40

Purchase

1,000

24.40

Purchase

15

24.40

Purchase

4,000

24.40

Purchase

1,150

24.39

Purchase

820

24.39

Purchase

260

24.39

Purchase

250

24.38

Purchase

253

24.38

Purchase

3,868

24.37

Purchase

1,252

24.37

Purchase

264

24.36

Purchase

4

24.35

Purchase

1,546

24.33

Purchase

4,761

24.30

Purchase

5,000

24.30

Purchase

1,001

24.29

Purchase

2,760

24.29

Purchase

80

24.28

Purchase

2,037

24.28

Purchase

460

24.28

Purchase

1,730

24.20

Purchase

8,000

24.20

Purchase

19,842

24.20

Purchase

5,075

24.20

Purchase

600

24.20

Purchase

1,000

24.20

Purchase

1,000

24.20

Purchase

500

24.20

Purchase

253

24.20

Purchase

10,000

24.20

Purchase

2,000

24.20

Purchase

12,694

24.10

Purchase

2,000

24.10

Purchase

4,166

24.10

Purchase

300

24.10

Purchase

940

24.10

Purchase

100

24.10

Purchase

2,000

24.10

Purchase

1,000

24.10

Purchase

1,500

24.10

Purchase

1,000

24.10

Purchase

350

24.10

Purchase

4,600

24.10

Purchase

4,000

24.10

Purchase

300

24.10

Purchase

2,500

24.10

Purchase

10

24.10

Purchase

2,000

24.10

Purchase

1,000

24.10

Purchase

1,000

24.10

Purchase

262

24.10

Purchase

100

24.10

Purchase

1,000

24.10

Purchase

253

24.10

Purchase

2,000

24.10

Purchase

488

24.09

Purchase

2,130

24.09

Purchase

2,307

24.09

Purchase

26,026

24.17

Purchase

278

24.17

Purchase

20

24.17

Purchase

2,500

24.17

Purchase

500

24.17

Purchase

1

24.17

Purchase

500

24.17

Purchase

110

24.17

Purchase

8

24.17

Purchase

57

24.17

Purchase

18,648

24.15

Purchase

1,000

24.18

Purchase

27

24.15

Purchase

940

24.15

Purchase

385

24.15

Purchase

1,371

24.20

Purchase

233

24.20

Purchase

1,000

24.20

Purchase

1,000

24.20

Purchase

480

24.20

Purchase

6,000

24.20

Purchase

8,294

24.20

Purchase

500

24.20

Purchase

103

24.20

Purchase

1,000

24.20

Purchase

19

24.20

Purchase

841

24.25

Purchase

3,108

24.25

Purchase

10,000

24.24

Purchase

1,000

24.24

Purchase

3,769

24.24

Purchase

1,282

24.24

Purchase

4,551

24.25

Purchase

5,000

24.25

Purchase

7,442

24.25

Purchase

337

24.25

Purchase

87

24.25

Purchase

1,674

24.25

Purchase

346

24.25

Purchase

563

24.25

Purchase

20,000

24.30

Purchase

13,575

24.40

Purchase

2,376

24.40

Purchase

15,219

24.41

Purchase

481

24.41

Purchase

127

24.41

Purchase

1,666

24.41

Purchase

2,507

24.41

Purchase

3,000

24.40

Purchase

1,049

24.40

Purchase

20,000

24.53

Purchase

1,968

24.53

Purchase

1,000

24.53

Purchase

1,000

24.57

Purchase

1,000

24.61

Purchase

2,000

24.53

Purchase

5,393

24.53

Purchase

1,000

24.53

Purchase

3,500

24.53

Purchase

200

24.53

Purchase

761

24.53

Purchase

225

24.53

Purchase

2,500

24.53

Purchase

405

24.53

Purchase

3,000

24.53

Purchase

2,500

24.53

Purchase

37

24.53

Purchase

5,000

24.53

Purchase

7

24.53

Purchase

504

24.53

Purchase

1,486

24.62

Purchase

800

24.62

Purchase

1,000

24.62

Purchase

300

24.62

Purchase

1,000

24.62

Purchase

50

24.62

Purchase

1,209

24.62

Purchase

2,042

24.62

Purchase

473

24.62

Purchase

10,640

24.62

Purchase

6,985

24.65

Purchase

5,000

24.65

Purchase

1,000

24.65

Purchase

250

24.65

Purchase

300

24.65

Purchase

2

24.65

Purchase

300

24.65

Purchase

100

24.65

Purchase

6,354

24.65

Purchase

1,800

24.65

Purchase

500

24.65

Purchase

2,000

24.65

Purchase

100

24.65

Purchase

500

24.70

Purchase

200

24.65

Purchase

500

24.65

Purchase

750

24.65

Purchase

50

24.65

Purchase

1,500

24.65

Purchase

750

24.65

Purchase

50

24.65

Purchase

400

24.65

Purchase

400

24.65

Purchase

350

24.65

Purchase

359

24.65

Purchase

611

24.70

Purchase

250

24.70

Purchase

352

24.70

Purchase

3,500

24.70

Purchase

1,000

24.70

Purchase

10,000

24.70

Purchase

1,000

24.70

Purchase

950

24.70

Purchase

8,000

24.70

Purchase

213

24.70

Purchase

1,000

24.70

Purchase

3,124

24.70

Purchase

70,000

24.70

Purchase

1,000

24.62

Purchase

422

24.81

Purchase

50,000

25.00

Purchase

567,134

22.87

Purchase

500,000

24.41

Purchase

500,000

24.41

Purchase

300,000

24.70

Purchase

200,000

25.00

Purchase

1,000,000

24.78

Purchase

300,000

24.72

Sale

-4,928

24.87

Sale

-896

24.87

Sale

-723

24.81

Sale

-512

24.60

Sale

-25,381

24.60

Sale

-2,000

24.60

Sale

-13,996

24.60

Sale

-1,800

25.12

Sale

-600

24.87

Sale

-3,576

24.87

Sale

-849

24.87

Sale

-200

24.87

Sale

-85

24.87

Sale

-1,300

24.87

Sale

-1,162

24.87

Sale

-75

24.87

Sale

-1,300

24.88

Sale

-430

24.88

Sale

-4,599

24.88

Sale

-1,937

24.81

Sale

-40

24.81

Sale

-500

24.81

Sale

-1,300

24.81

Sale

-500

24.81

Sale

-769

24.79

Sale

-683

24.79

Sale

-5,466

24.79

Sale

-1,300

24.79

Sale

-1,782

24.79

Sale

-648

24.71

Sale

-440

24.71

Sale

-322

24.71

Sale

-3,350

24.71

Sale

-240

24.74

Sale

-1,000,000

24.78

Sale

-473,655

24.48

Sale

-26,345

24.48

Sale

-200,000

24.89

Sale

-200,000

25.00

Sale

-300,000

24.70

Sale

-200,000

24.98

Sale

-1,000,000

24.76

Sale

-15,807

24.46

Sale

-100,000

24.53

Sale

-284,193

24.46

Sale

-170,000

27.25

Sale

-1,000

28.09

TOTAL BUYS:4633892

TOTAL SELLS: 4054689

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

28-10-2008

 

Contact name

Simon Crawley/Carolyn Collins

 

Telephone number

44 20 7888 0241

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

Notes 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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