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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Friends Provident Group Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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29-Sep-2009
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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1299345
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0.056
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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1299345
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0.056
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase\sell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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17485
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0.843 (GBP)
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Buy
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13101
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0.842 (GBP)
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Buy
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9800
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0.8435 (GBP)
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Buy
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9798
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0.844 (GBP)
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Buy
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8529
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0.842 (GBP)
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Buy
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8150
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0.84 (GBP)
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Buy
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7420
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0.845 (GBP)
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Buy
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7016
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0.845 (GBP)
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Buy
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6576
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0.842 (GBP)
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Buy
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6500
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0.846 (GBP)
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Buy
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6278
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0.845 (GBP)
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Buy
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6098
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0.842 (GBP)
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Buy
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5819
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0.843 (GBP)
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Buy
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5348
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0.846 (GBP)
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Buy
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5330
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0.84 (GBP)
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Buy
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5150
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0.845 (GBP)
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Buy
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5101
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0.844 (GBP)
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Buy
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4638
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0.8455 (GBP)
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Buy
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4622
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0.844 (GBP)
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Buy
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4575
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0.845 (GBP)
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Buy
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3814
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0.845 (GBP)
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Buy
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3781
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0.84 (GBP)
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Buy
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3530
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0.844 (GBP)
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Buy
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2775
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0.843 (GBP)
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Buy
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2708
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0.845 (GBP)
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Buy
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2655
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0.845 (GBP)
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Buy
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2644
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0.843 (GBP)
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Buy
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2543
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0.844 (GBP)
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Buy
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2478
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0.8435 (GBP)
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Buy
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2365
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0.8455 (GBP)
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Buy
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2101
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0.8425 (GBP)
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Buy
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2083
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0.84 (GBP)
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Buy
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2075
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0.8405 (GBP)
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Buy
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2036
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0.84 (GBP)
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Buy
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1930
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0.844 (GBP)
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Buy
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1925
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0.841 (GBP)
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Buy
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1732
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0.8405 (GBP)
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Buy
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1549
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0.843 (GBP)
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Buy
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1549
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0.843 (GBP)
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Buy
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1501
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0.844 (GBP)
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Buy
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1478
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0.8435 (GBP)
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Buy
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1430
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0.845 (GBP)
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Buy
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1340
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0.843 (GBP)
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Buy
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1300
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0.845 (GBP)
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Buy
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1300
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0.8445 (GBP)
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Buy
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1262
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0.8395 (GBP)
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Buy
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1257
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0.8425 (GBP)
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Buy
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1245
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0.8415 (GBP)
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Buy
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1133
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0.844 (GBP)
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Buy
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1066
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0.845 (GBP)
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Buy
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1000
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0.8415 (GBP)
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Buy
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917
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0.8455 (GBP)
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Buy
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887
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0.8455 (GBP)
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Buy
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784
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0.8445 (GBP)
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Buy
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753
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0.8435 (GBP)
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Buy
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502
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0.8425 (GBP)
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Buy
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500
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0.8455 (GBP)
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Buy
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386
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0.843 (GBP)
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Buy
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361
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0.845 (GBP)
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Buy
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286
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0.8415 (GBP)
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Buy
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283
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0.8455 (GBP)
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Buy
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262
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0.844 (GBP)
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Buy
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240
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0.842 (GBP)
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Buy
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237
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0.8435 (GBP)
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Buy
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165
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0.8445 (GBP)
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Buy
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144
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0.843 (GBP)
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Buy
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4
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0.8415 (GBP)
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Sell
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12009
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0.84 (GBP)
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Sell
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11822
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0.842 (GBP)
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Sell
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9022
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0.8405 (GBP)
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Sell
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8316
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0.842 (GBP)
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Sell
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7975
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0.8435 (GBP)
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Sell
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7102
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0.8405 (GBP)
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Sell
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5650
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0.8435 (GBP)
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Sell
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5609
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0.845 (GBP)
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Sell
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5077
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0.8405 (GBP)
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Sell
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5050
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0.843 (GBP)
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Sell
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5000
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0.842 (GBP)
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Sell
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5000
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0.844 (GBP)
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Sell
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4850
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0.841 (GBP)
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Sell
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4769
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0.845 (GBP)
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Sell
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4737
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0.844 (GBP)
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Sell
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4636
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0.845 (GBP)
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Sell
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4606
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0.8415 (GBP)
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Sell
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4427
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0.8415 (GBP)
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Sell
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3990
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0.8425 (GBP)
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Sell
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3880
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0.841 (GBP)
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Sell
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3784
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0.8415 (GBP)
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Sell
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3751
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0.842 (GBP)
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Sell
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3612
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0.8415 (GBP)
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Sell
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3313
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0.8445 (GBP)
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Sell
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3253
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0.844 (GBP)
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Sell
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3159
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0.8435 (GBP)
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Sell
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3139
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0.842 (GBP)
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Sell
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3071
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0.842 (GBP)
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Sell
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3003
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0.842 (GBP)
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Sell
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2855
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0.844 (GBP)
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Sell
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2691
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0.8435 (GBP)
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Sell
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2641
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0.8435 (GBP)
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Sell
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2613
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0.844 (GBP)
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Sell
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2526
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0.842 (GBP)
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Sell
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2511
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0.8385 (GBP)
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Sell
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2322
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0.8435 (GBP)
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Sell
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2238
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0.8425 (GBP)
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Sell
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2237
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0.84 (GBP)
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Sell
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1972
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0.8435 (GBP)
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Sell
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1967
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0.844 (GBP)
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Sell
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1863
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0.8415 (GBP)
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Sell
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1838
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0.8435 (GBP)
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Sell
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1782
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0.845 (GBP)
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Sell
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1422
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0.8435 (GBP)
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Sell
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1310
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0.843 (GBP)
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Sell
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1300
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0.845 (GBP)
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Sell
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1300
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0.842 (GBP)
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Sell
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1300
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0.842 (GBP)
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Sell
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1300
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0.844 (GBP)
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Sell
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1300
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0.8435 (GBP)
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Sell
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1281
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0.8425 (GBP)
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Sell
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1248
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0.844 (GBP)
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Sell
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1245
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0.844 (GBP)
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Sell
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1159
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0.844 (GBP)
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Sell
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1105
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0.8385 (GBP)
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Sell
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1037
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0.845 (GBP)
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Sell
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1003
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0.8445 (GBP)
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Sell
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980
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0.845 (GBP)
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Sell
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978
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0.844 (GBP)
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Sell
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949
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0.84 (GBP)
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Sell
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934
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0.8405 (GBP)
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Sell
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859
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0.84 (GBP)
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Sell
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782
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0.841 (GBP)
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Sell
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682
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0.8425 (GBP)
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Sell
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623
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0.845 (GBP)
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Sell
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542
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0.8445 (GBP)
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Sell
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508
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0.8435 (GBP)
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Sell
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422
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0.8415 (GBP)
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Sell
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419
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0.84 (GBP)
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Sell
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363
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0.8385 (GBP)
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Sell
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363
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0.841 (GBP)
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Sell
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274
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0.8405 (GBP)
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Sell
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272
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0.8445 (GBP)
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Sell
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111
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0.8425 (GBP)
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Sell
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111
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0.8425 (GBP)
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Sell
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111
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0.8425 (GBP)
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TOTAL BUYS:215630
TOTAL SELLS:213261
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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30-Sep-2009
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Contact name
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Collins,Carolyn/Eliades, Vassilis
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Resolution Limited
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Nature of connection (Note 9)
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BROKER
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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