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EPT Disclosure

21st Nov 2008 09:06

FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader ABN AMRO Equities Australia Limited
Company dealt in RIO TINTO LIMITED
Class of relevant security to which the dealings being disclosed relate (Note 1) Ordinary Shares
Date of dealing 20 November 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long Short

Number (%) Number (%)
(1) Relevant securities 584,604 0.127973642 1860354 0.4072437
(2) Derivatives (other than options) 1,665,201 0.364523398 278014 0.0608591
(3) Options and agreements to purchase/sell 303,000 0.066328683 155000 0.0339305
Total 2,552,805 0.558825724 2293368 0.5020333

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: Long Short

Number (%) Number (%)
(1) Relevant securities 0 (0%) 0 (0%)
(2) Derivatives (other than options) 0 (0%) 0 (0%)
(3) Options and agreements to purchase/sell 0 (0%) 0 (0%)
Total 0 (0%) 0 (0%)

(c) Rights to subscribe (Note 2)

Class of relevant security: Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchases Number of securities Price per unit (AUD)
Purchase 258 57
Purchase 3 57.01
Purchase 1 57.16
Purchase 979 57.19
Purchase 600 57.23
Purchase 152 57.24
Purchase 1728 57.25
Purchase 308 57.33
Purchase 241 57.34
Purchase 651 57.35
Purchase 61 57.4
Purchase 87 57.48
Purchase 663 57.52
Purchase 2 57.53
Purchase 106 57.55
Purchase 61 57.7
Purchase 3 57.71
Purchase 100 57.77
Purchase 9 57.78
Purchase 22 57.79
Purchase 107 57.8
Purchase 265 58.06
Purchase 320 58.07
Purchase 256 58.21
Purchase 107 58.25
Purchase 200 58.3
Purchase 449 58.43
Purchase 1 58.44
Purchase 1 58.45
Purchase 98 58.48
Purchase 105 58.49
Purchase 1062 58.5
Purchase 3 58.53
Purchase 1200 58.54
Purchase 500 58.55
Purchase 33 58.57
Purchase 37 58.58
Purchase 114 58.61
Purchase 1 58.62
Purchase 1199 58.67
Purchase 521 58.72
Purchase 147 58.73
Purchase 78 58.84
Purchase 600 58.85
Purchase 1122 58.86
Purchase 4 58.87
Purchase 342 58.88
Purchase 500 58.92
Purchase 160 58.94
Purchase 4 58.95
Purchase 12 58.99
Purchase 875 59
Purchase 868 59.01
Purchase 1 59.03
Purchase 197 59.04
Purchase 551 59.05
Purchase 1528 59.06
Purchase 534 59.11
Purchase 185 59.12
Purchase 3 59.17
Purchase 1200 59.2
Purchase 20 59.21
Purchase 1 59.23
Purchase 437 59.24
Purchase 433 59.36
Purchase 93 59.37
Purchase 224 59.38
Purchase 203 59.4
Purchase 7 59.41
Purchase 5 59.42
Purchase 5 59.44
Purchase 130 59.45
Purchase 1412 59.46
Purchase 142 59.49
Purchase 155 59.51
Purchase 100 59.52
Purchase 279 59.54
Purchase 1200 59.55
Purchase 1200 59.56
Purchase 255 59.58
Purchase 600 59.6
Purchase 200 59.64
Purchase 1200 59.67
Purchase 1000 59.7
Purchase 358 59.73
Purchase 1595 59.77
Purchase 105 59.78
Purchase 2225 59.8
Purchase 247 59.82
Purchase 59 59.83
Purchase 1200 59.89
Purchase 100 59.9
Purchase 420 59.93
Purchase 30 59.94
Purchase 1380 60
Purchase 964 60.01
Purchase 280 60.06
Purchase 187 60.09
Purchase 167 60.11
Purchase 436 60.12
Purchase 91 60.13
Purchase 1131 60.14
Purchase 442 60.15
Purchase 730 60.16
Purchase 418 60.2
Purchase 49 60.21
Purchase 3 60.26
Purchase 237 60.34
Purchase 630 60.35
Purchase 1647 60.39
Purchase 1084 60.4
Purchase 1 60.41
Purchase 188 60.42
Purchase 70 60.45
Purchase 210 60.47
Purchase 500 60.48
Purchase 2000 60.49
Purchase 319 60.5
Purchase 3 60.51
Purchase 228 60.67
Purchase 277 60.89
Purchase 304 60.99
Purchase 136 61
Purchase 295 61.09
Purchase 415 61.1
Purchase 34 61.16
Purchase 230 61.17
Purchase 701 61.2
Purchase 34 61.29
Purchase 862 61.3
Purchase 980 61.31
Purchase 104 61.32
Purchase 123 61.33
Purchase 23631 65.9
78686
Sales Number of securities Price per unit (AUD)
Sale 1 56.95
Sale 297 57.22
Sale 500 57.23
Sale 1458 57.25
Sale 100 57.48
Sale 600 57.55
Sale 300 57.67
Sale 64 57.69
Sale 200 57.72
Sale 238 57.89
Sale 127 57.93
Sale 206 57.96
Sale 252 57.97
Sale 680 58.24
Sale 259 58.26
Sale 2 58.27
Sale 1 58.31
Sale 7 58.32
Sale 3 58.34
Sale 1 58.35
Sale 7 58.36
Sale 3 58.39
Sale 312 58.42
Sale 288 58.43
Sale 2 58.47
Sale 605 58.49
Sale 90 58.5
Sale 2 58.54
Sale 1 58.58
Sale 187 58.59
Sale 1199 58.64
Sale 1 58.7
Sale 10 58.76
Sale 276 58.77
Sale 4 58.8
Sale 685 58.85
Sale 627 58.87
Sale 88 58.9
Sale 72 58.94
Sale 1221 58.95
Sale 235 58.96
Sale 849 58.97
Sale 40 58.99
Sale 210 59.05
Sale 719 59.07
Sale 116 59.08
Sale 1007 59.09
Sale 109 59.15
Sale 38 59.16
Sale 96 59.19
Sale 9 59.25
Sale 934 59.26
Sale 94 59.33
Sale 483 59.34
Sale 268 59.35
Sale 3 59.37
Sale 50 59.4
Sale 158 59.44
Sale 551 59.45
Sale 1216 59.46
Sale 667 59.49
Sale 1208 59.54
Sale 1 59.57
Sale 93 59.58
Sale 263 59.59
Sale 234 59.6
Sale 472 59.65
Sale 150 59.66
Sale 600 59.68
Sale 1800 59.69
Sale 1 59.74
Sale 1800 59.75
Sale 357 59.79
Sale 3 59.86
Sale 2200 59.9
Sale 800 59.92
Sale 442 59.94
Sale 3858 59.95
Sale 251 59.96
Sale 31 59.97
Sale 1250 59.98
Sale 1497 59.99
Sale 3406 60
Sale 91 60.1
Sale 247 60.15
Sale 45 60.16
Sale 1710 60.19
Sale 1 60.23
Sale 373 60.24
Sale 80 60.28
Sale 189 60.29
Sale 5003 60.3
Sale 5000 60.32
Sale 40 60.38
Sale 703 60.39
Sale 308 60.4
Sale 10 60.41
Sale 139 60.42
Sale 463 60.43
Sale 7343 60.45
Sale 344 60.47
Sale 149 60.48
Sale 18 60.49
Sale 5157 60.5
Sale 837 60.51
Sale 380 60.86
Sale 600 61.24
Sale 200 61.27
Sale 9838 65.9
78813

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) AUD

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc. Number of securities to which the option relates (Note 6) Exercise

price

Type, e.g. American, European etc. Expiry

date

Option money

paid/received per unit (Note 4)

(ii) Exercising

Product name, e.g. call option Number of securities Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO

Date of disclosure 21 November 2008
Contact name Oliver Bainbridge - Kirit Devshi
Telephone number (020) 7678 5898
Name of offeree/offeror with which connected RIO TINTO
Nature of connection (Note 9) Advisor

Notes: The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 8

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased Number of securities to which the option or derivative relates Exercise price (Note 2) Type, e.g. American, European etc. Expiry date
Jun 09 Call Written 5,000 110.00 American 25/06/09
Jun 09 Call Written 10,000 110.00 American 25/06/09
Jun 09 Call purchased 52,000 144.00 American 25/06/09
Jun 09 Call purchased 10,000 144.00 American 25/06/09
Jun 09 Call purchased 10,000 144.00 American 25/06/09
Jun 09 Call purchased 18,000 144.00 American 25/06/09
Jun 09 Call purchased 40,000 144.00 American 25/06/09
Jun 09 Call purchased 10,000 144.00 American 25/06/09
Dec 08 Call Purchased 163,000 0.01 European 18/12/08
Jun 09 Call Written 140,000 146.00 European 25/06/09

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

Copyright Business Wire 2008


Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,850.63
Change-34.29