23rd Nov 2007 12:21
Deutsche Bank AG23 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 22/11/2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Ordinary Number Number (%) (%) (1) Relevant securities -1,379,249 -0.30 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total -1,379,249 -0.30 (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit - Australian Dollars $ Purchase 549 127.67Purchase 363 127.69Purchase 1982 127.7Purchase 66 127.75Purchase 27 127.79Purchase 64 127.8Purchase 104 127.84Purchase 10 127.88Purchase 14 127.89Purchase 43 127.9Purchase 130 127.93Purchase 15 127.98Purchase 11 127.99Purchase 4686 128.Purchase 64 128.02Purchase 2013 128.03Purchase 57 128.04Purchase 624 128.05Purchase 45 128.06Purchase 112 128.07Purchase 100139 128.08Purchase 2300 128.0891Purchase 24 128.09Purchase 79 128.11Purchase 12 128.12Purchase 32 128.13Purchase 138 128.15Purchase 50 128.16Purchase 60 128.17Purchase 91 128.18Purchase 243 128.2Purchase 157 128.21Purchase 170 128.22Purchase 21 128.23Purchase 37 128.24Purchase 84 128.25Purchase 124 128.3Purchase 100189 128.35Purchase 235 128.36Purchase 586 128.37Purchase 1073 128.38Purchase 121 128.39Purchase 80294 128.4Purchase 182 128.41Purchase 143 128.42Purchase 49 128.43Purchase 1399 128.44Purchase 20334 128.45Purchase 240 128.46Purchase 1230 128.48Purchase 222 128.49Purchase 70295 128.5Purchase 124 128.51Purchase 102 128.52Purchase 215 128.53Purchase 3886 128.53939Purchase 328 128.54Purchase 1410 128.55Purchase 1359 128.56Purchase 671 128.57Purchase 298 128.58Purchase 42 128.59Purchase 159 128.6Purchase 18 128.61Purchase 519 128.63Purchase 128 128.64Purchase 90020 128.65Purchase 224 128.66Purchase 373 128.67Purchase 444 128.68Purchase 972 128.69Purchase 1421 128.7Purchase 116 128.71Purchase 30 128.72Purchase 102 128.73Purchase 556 128.74Purchase 235 128.76Purchase 61376 128.77Purchase 88 128.79Purchase 75660 128.8Purchase 500 128.82Purchase 17 128.83Purchase 150 128.85Purchase 362 128.87Purchase 159 128.88Purchase 347 128.89Purchase 617 128.9Purchase 27 128.92Purchase 129 128.93Purchase 30261 128.95Purchase 19 128.96Purchase 8902 128.96006Purchase 73 128.97Purchase 159 128.99Purchase 65 129.Purchase 65 129.01Purchase 62 129.03Purchase 58 129.04Purchase 60 129.06Purchase 78 129.08Purchase 485 129.09Purchase 35487 129.1Purchase 5000 129.15Purchase 361 129.2Purchase 363 129.23Purchase 43590 129.3Purchase 3205 129.59TOTAL PURCHASE 762,809Sale 143 127.69Sale 701 127.7Sale 1066 127.75Sale 27 127.79Sale 2064 127.8Sale 354 127.84Sale 14 127.89Sale 1043 127.9Sale 130 127.93Sale 15 127.98Sale 11 127.99Sale 26051 128.Sale 2000 128.01Sale 114 128.02Sale 1041 128.03Sale 1057 128.04Sale 4959 128.05Sale 45 128.06Sale 1112 128.07Sale 50139 128.08Sale 1150 128.0891Sale 24 128.09Sale 7000 128.1Sale 1079 128.11Sale 1012 128.12Sale 32 128.13Sale 5138 128.15Sale 50 128.16Sale 2060 128.17Sale 91 128.18Sale 21243 128.2Sale 157 128.21Sale 11170 128.22Sale 2003 128.23Sale 37 128.24Sale 334 128.25Sale 20124 128.3Sale 52089 128.35Sale 35 128.36Sale 13062 128.37Sale 1073 128.38Sale 71 128.39Sale 47284 128.4Sale 2182 128.41Sale 3682 128.42Sale 49 128.43Sale 2396 128.44Sale 23170 128.45Sale 3240 128.46Sale 1230 128.48Sale 222 128.49Sale 45489 128.5Sale 8580 128.5008Sale 8554 128.51Sale 5170 128.52Sale 1215 128.53Sale 3886 128.53939Sale 328 128.54Sale 5407 128.55Sale 6319 128.56Sale 4108 128.57Sale 1298 128.58Sale 1042 128.59Sale 5254 128.6Sale 18 128.61Sale 156 128.63Sale 128 128.64Sale 63020 128.65Sale 224 128.66Sale 143 128.67Sale 2093 128.68Sale 186 128.69Sale 4839 128.7Sale 116 128.71Sale 2000 128.72Sale 102 128.73Sale 194 128.74Sale 3239 128.75Sale 235 128.76Sale 81527 128.77Sale 88 128.79Sale 54097 128.8Sale 17 128.83Sale 2150 128.85Sale 1000 128.87Sale 159 128.88Sale 347 128.89Sale 2255 128.9Sale 1000 128.91Sale 1232 128.92Sale 129 128.93Sale 2869 128.94Sale 22261 128.95Sale 19 128.96Sale 8902 128.96006Sale 73 128.97Sale 159 128.99Sale 15075 129.Sale 65 129.01Sale 62 129.03Sale 58 129.04Sale 1268 129.06Sale 78 129.08Sale 123 129.09Sale 20124 129.1Sale 5000 129.15Sale 71 129.25Sale 21795 129.3Sale 3205 129.59TOTAL SALES 733,126 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit - Australian Dollars $e.g. CFDCFD Long 250 127.84CFD Long 1500 128.CFD Long 50 128.02CFD Long 250 128.25CFD Long 2860 128.5008CFD Long 3886 128.53939CFD Long 250 128.56CFD Long 500 128.7CFD Long 2000 128.77CFD Long 8902 128.96006CFD Short 549 127.67CFD Short 220 127.69CFD Short 1281 127.7CFD Short 10 127.88CFD Short 2000 128.CFD Short 1972 128.03CFD Short 28 128.05CFD Short 1150 128.0891CFD Short 100 128.35CFD Short 1000 128.38CFD Short 50 128.39CFD Short 10 128.4CFD Short 800 128.44CFD Short 1000 128.48CFD Short 3886 128.53939CFD Short 710 128.55CFD Short 1290 128.56CFD Short 200 128.57CFD Short 1000 128.7CFD Short 30 128.72 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. N/A Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 23/11/2007 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto