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EPT Disclosure

22nd Oct 2008 11:37

RNS Number : 4286G
Credit Suisse Equities (Australia)
22 October 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

21-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

11896240

0.354

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

11896240

0.354

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

49,731

26.49

Purchase

3,786

29.31

Purchase

73

29.31

Purchase

1,380

29.31

Purchase

44,640

29.31

Purchase

4,579

29.31

Purchase

8,710

29.31

Purchase

13,000

29.31

Purchase

15,276

29.31

Purchase

2,000

28.90

Purchase

5,000

28.90

Purchase

6,390

28.90

Purchase

4,000

28.90

Purchase

700

28.90

Purchase

62

28.90

Purchase

200

28.90

Purchase

152

28.90

Purchase

1,902

28.90

Purchase

2,600

28.90

Purchase

5,000

28.90

Purchase

600

28.90

Purchase

500

28.90

Purchase

10

28.95

Purchase

10

28.90

Purchase

500

28.80

Purchase

386

28.80

Purchase

775

28.80

Purchase

1,152

28.80

Purchase

1,215

28.80

Purchase

1,084

28.80

Purchase

400

28.80

Purchase

358

28.80

Purchase

2,000

28.80

Purchase

625

28.80

Purchase

2,000

28.80

Purchase

400

28.80

Purchase

400

28.80

Purchase

10,000

28.80

Purchase

200

28.80

Purchase

15,000

28.80

Purchase

605

28.80

Purchase

181

28.80

Purchase

337

28.80

Purchase

1,500

28.79

Purchase

175

28.79

Purchase

2,770

28.79

Purchase

2,000

28.79

Purchase

1,200

28.79

Purchase

7

28.79

Purchase

5

28.71

Purchase

5

28.79

Purchase

10

28.86

Purchase

10

28.89

Purchase

5

28.80

Purchase

5

28.80

Purchase

5

28.88

Purchase

5

28.83

Purchase

14

28.90

Purchase

6

28.90

Purchase

20

28.90

Purchase

20

28.76

Purchase

10

28.63

Purchase

2,361

28.65

Purchase

200

28.65

Purchase

32

28.65

Purchase

400

28.65

Purchase

847

28.65

Purchase

10

28.63

Purchase

5

28.59

Purchase

10

28.49

Purchase

20

28.49

Purchase

50

28.47

Purchase

80,013

28.50

Purchase

4,915

28.50

Purchase

10,000

28.50

Purchase

4,742

28.50

Purchase

84

28.50

Purchase

8,000

28.50

Purchase

5,179

28.50

Purchase

12,992

28.50

Purchase

1,000

28.50

Purchase

250

28.50

Purchase

1,000

28.50

Purchase

500

28.50

Purchase

775

28.50

Purchase

1,000

28.50

Purchase

4,000

28.50

Purchase

500

28.50

Purchase

2,000

28.50

Purchase

600

28.50

Purchase

97

28.50

Purchase

500

28.50

Purchase

5,000

28.50

Purchase

1,000

28.50

Purchase

5,000

28.50

Purchase

350

28.50

Purchase

300

28.50

Purchase

125

28.50

Purchase

50

28.50

Purchase

100

28.50

Purchase

700

28.50

Purchase

200

28.50

Purchase

500

28.50

Purchase

4,000

28.50

Purchase

750

28.50

Purchase

1,000

28.50

Purchase

200

28.50

Purchase

500

28.50

Purchase

1,000

28.50

Purchase

500

28.50

Purchase

3,000

28.50

Purchase

100

28.50

Purchase

100

28.50

Purchase

125

28.50

Purchase

300

28.50

Purchase

350

28.50

Purchase

850

28.50

Purchase

1,000

28.50

Purchase

1,000

28.50

Purchase

1,000

28.50

Purchase

1,000

28.50

Purchase

600

28.50

Purchase

2,000

28.50

Purchase

250

28.50

Purchase

1,000

28.50

Purchase

300

28.50

Purchase

180

28.50

Purchase

300

28.50

Purchase

1,168

28.50

Purchase

204

28.50

Purchase

150

28.50

Purchase

2,000

28.50

Purchase

1,100

28.50

Purchase

400

28.50

Purchase

500

28.50

Purchase

500

28.50

Purchase

350

28.50

Purchase

1,000

28.50

Purchase

2,000

28.50

Purchase

1,000

28.50

Purchase

1,000

28.50

Purchase

200

28.50

Purchase

1,000

28.50

Purchase

250

28.50

Purchase

250

28.50

Purchase

1,000

28.50

Purchase

500

28.50

Purchase

4,000

28.50

Purchase

100

28.50

Purchase

790

28.50

Purchase

500

28.50

Purchase

100

28.50

Purchase

2,000

28.50

Purchase

1,000

28.50

Purchase

100

28.50

Purchase

3,000

28.50

Purchase

1,000

28.50

Purchase

500

28.50

Purchase

300

28.50

Purchase

700

28.50

Purchase

1,000

28.50

Purchase

177

28.50

Purchase

350

28.50

Purchase

1,000

28.50

Purchase

200

28.50

Purchase

20

28.50

Purchase

700

28.50

Purchase

157

28.50

Purchase

500

28.50

Purchase

500

28.50

Purchase

100

28.50

Purchase

500

28.50

Purchase

300

28.50

Purchase

3,000

28.49

Purchase

200

28.49

Purchase

150

28.49

Purchase

200

28.49

Purchase

3,000

28.49

Purchase

4,387

28.49

Purchase

4,387

28.49

Purchase

3,000

28.49

Purchase

500

28.49

Purchase

1,000

28.49

Purchase

150

28.49

Purchase

300

28.49

Purchase

300

28.49

Purchase

800

28.49

Purchase

400

28.48

Purchase

1,000

28.48

Purchase

589

28.48

Purchase

2,000

28.48

Purchase

800

28.48

Purchase

800

28.48

Purchase

950

28.48

Purchase

1,000

28.47

Purchase

100

28.46

Purchase

1,000

28.45

Purchase

373

28.45

Purchase

400

28.45

Purchase

600

28.45

Purchase

390

28.45

Purchase

1,200

28.45

Purchase

400

28.45

Purchase

200

28.45

Purchase

500

28.45

Purchase

30

28.45

Purchase

300

28.45

Purchase

200

28.45

Purchase

600

28.45

Purchase

193

28.45

Purchase

500

28.45

Purchase

1,000

28.44

Purchase

1,100

28.44

Purchase

4

28.44

Purchase

1,000

28.43

Purchase

23

28.42

Purchase

1,920

28.42

Purchase

200

28.42

Purchase

500

28.42

Purchase

10,000

28.42

Purchase

1,000

28.40

Purchase

10,000

28.40

Purchase

10,000

28.40

Purchase

1,000

28.40

Purchase

700

28.40

Purchase

200

28.40

Purchase

328

28.40

Purchase

500

28.40

Purchase

500

28.40

Purchase

500

28.40

Purchase

400

28.40

Purchase

2,000

28.40

Purchase

250

28.40

Purchase

88

28.40

Purchase

1,000

28.40

Purchase

3,600

28.40

Purchase

1,000

28.40

Purchase

324

28.40

Purchase

742

28.40

Purchase

4,051

28.40

Purchase

3,128

28.38

Purchase

30

28.34

Purchase

10

28.35

Purchase

10

28.33

Purchase

95,604

28.20

Purchase

162

28.20

Purchase

1,906

28.20

Purchase

5,782

28.20

Purchase

310

28.20

Purchase

4,396

28.20

Purchase

980

28.20

Purchase

2,000

28.20

Purchase

2,000

28.20

Purchase

69

28.18

Purchase

1,000

28.18

Purchase

5

28.18

Purchase

7,000

28.17

Purchase

300

28.16

Purchase

7,275

28.16

Purchase

2,000

28.15

Purchase

50

28.45

Purchase

50

28.28

Purchase

40

28.13

Purchase

13

28.13

Purchase

100

28.13

Purchase

87

28.13

Purchase

49,731

26.49

Purchase

50,000

30.81

Purchase

170,750

27.07

Purchase

300,000

25.90

Sale

-280

28.96

Sale

-86

28.65

Sale

-101

28.65

Sale

-16

28.62

Sale

-89

28.62

Sale

-180

28.62

Sale

-72

28.63

Sale

-158

28.63

Sale

-58

28.58

Sale

-201

28.30

Sale

-594

28.95

Sale

-1,126

28.96

Sale

-2,000

28.95

Sale

-1,000

28.77

Sale

-2,905

28.70

Sale

-8,129

28.70

Sale

-475

28.70

Sale

-9,547

28.70

Sale

-500

28.70

Sale

-1,300

28.70

Sale

-500

28.70

Sale

-777

28.70

Sale

-3,111

28.70

Sale

-526

28.70

Sale

-100

28.70

Sale

-1,500

28.70

Sale

-1

28.70

Sale

-1,418

28.71

Sale

-5

28.90

Sale

-5

28.86

Sale

-5

28.84

Sale

-356

28.66

Sale

-3,300

28.66

Sale

-274

28.66

Sale

-36

28.65

Sale

-13

28.65

Sale

-13

28.65

Sale

-69

28.65

Sale

-69

28.65

Sale

-324

28.66

Sale

-45

28.66

Sale

-348

28.66

Sale

-1,578

28.66

Sale

-15

28.65

Sale

-878

28.65

Sale

-1,654

28.65

Sale

-439

28.65

Sale

-150

28.65

Sale

-149

28.65

Sale

-381

28.65

Sale

-101

28.65

Sale

-234

28.65

Sale

-182

28.65

Sale

-324

28.65

Sale

-143

28.65

Sale

-467

28.65

Sale

-424

28.65

Sale

-128

28.65

Sale

-299

28.65

Sale

-223

28.65

Sale

-233

28.65

Sale

-180

28.65

Sale

-233

28.65

Sale

-179

28.65

Sale

-204

28.65

Sale

-233

28.65

Sale

-82

28.65

Sale

-395

28.65

Sale

-162

28.65

Sale

-234

28.65

Sale

-551

28.65

Sale

-288

28.65

Sale

-265

28.65

Sale

-234

28.65

Sale

-148

28.65

Sale

-234

28.65

Sale

-288

28.65

Sale

-179

28.65

Sale

-234

28.65

Sale

-382

28.65

Sale

-234

28.65

Sale

-89

28.65

Sale

-7,947

28.65

Sale

-93

28.66

Sale

-236

28.66

Sale

-233

28.66

Sale

-256

28.66

Sale

-507

28.66

Sale

-126

28.66

Sale

-234

28.66

Sale

-704

28.66

Sale

-1,689

28.66

Sale

-2,569

28.66

Sale

-2,899

28.66

Sale

-4

28.63

Sale

-5

28.64

Sale

-1,995

28.64

Sale

-9

28.63

Sale

-48

28.63

Sale

-16

28.63

Sale

-50

28.63

Sale

-38

28.63

Sale

-88

28.63

Sale

-88

28.63

Sale

-88

28.63

Sale

-88

28.63

Sale

-12

28.63

Sale

-345

28.64

Sale

-66

28.63

Sale

-66

28.63

Sale

-1

28.64

Sale

-16

28.63

Sale

-89

28.63

Sale

-2,800

28.64

Sale

-28

28.64

Sale

-15

28.63

Sale

-15

28.63

Sale

-80

28.63

Sale

-80

28.63

Sale

-80

28.63

Sale

-256

28.65

Sale

-362

28.65

Sale

-1

28.65

Sale

-2,746

28.65

Sale

-234

28.65

Sale

-504

28.65

Sale

-971

28.65

Sale

-167

28.65

Sale

-911

28.65

Sale

-459

28.65

Sale

-1,402

28.65

Sale

-10

28.65

Sale

-10

28.65

Sale

-2,234

28.65

Sale

-55

28.64

Sale

-55

28.64

Sale

-237

28.65

Sale

-672

28.65

Sale

-603

28.65

Sale

-2,330

28.65

Sale

-349

28.65

Sale

-372

28.65

Sale

-145

28.65

Sale

-477

28.65

Sale

-234

28.65

Sale

-649

28.65

Sale

-660

28.65

Sale

-530

28.65

Sale

-410

28.65

Sale

-389

28.65

Sale

-172

28.65

Sale

-170

28.65

Sale

-233

28.65

Sale

-662

28.65

Sale

-625

28.65

Sale

-694

28.65

Sale

-233

28.65

Sale

-2,507

28.65

Sale

-214

28.65

Sale

-1,511

28.65

Sale

-696

28.65

Sale

-238

28.65

Sale

-769

28.65

Sale

-1,230

28.65

Sale

-569

28.65

Sale

-87

28.65

Sale

-205

28.65

Sale

-205

28.65

Sale

-370

28.65

Sale

-3,174

28.65

Sale

-323

28.65

Sale

-2,358

28.65

Sale

-658

28.66

Sale

-345

28.66

Sale

-870

28.66

Sale

-836

28.66

Sale

-840

28.66

Sale

-114

28.65

Sale

-3,174

28.65

Sale

-177

28.65

Sale

-35

28.64

Sale

-2,253

28.64

Sale

-771

28.64

Sale

-20

28.62

Sale

-20

28.62

Sale

-109

28.62

Sale

-109

28.62

Sale

-109

28.62

Sale

-109

28.62

Sale

-109

28.62

Sale

-109

28.62

Sale

-1,995

28.62

Sale

-18

28.62

Sale

-18

28.62

Sale

-101

28.62

Sale

-101

28.62

Sale

-572

28.62

Sale

-572

28.62

Sale

-258

28.64

Sale

-230

28.66

Sale

-248

28.66

Sale

-431

28.66

Sale

-148

28.66

Sale

-157

28.66

Sale

-127

28.65

Sale

-3,507

28.65

Sale

-531

28.65

Sale

-379

28.65

Sale

-51

28.65

Sale

-402

28.65

Sale

-477

28.65

Sale

-11

28.65

Sale

-588

28.65

Sale

-2,151

28.65

Sale

-393

28.65

Sale

-1,428

28.65

Sale

-321

28.65

Sale

-3,071

28.65

Sale

-1,996

28.64

Sale

-934

28.64

Sale

-3

28.64

Sale

-1,243

28.65

Sale

-193

28.65

Sale

-114

28.65

Sale

-82

28.65

Sale

-142

28.64

Sale

-937

28.63

Sale

-648

28.63

Sale

-1,251

28.63

Sale

-1,625

28.63

Sale

-1,108

28.63

Sale

-3,429

28.61

Sale

-1,300

28.62

Sale

-12,334

28.62

Sale

-26

28.62

Sale

-18

28.62

Sale

-18

28.62

Sale

-95

28.61

Sale

-900

28.61

Sale

-2,000

28.61

Sale

-311

28.61

Sale

-401

28.61

Sale

-495

28.60

Sale

-1,133

28.63

Sale

-689

28.61

Sale

-257

28.62

Sale

-230

28.62

Sale

-68

28.61

Sale

-98

28.62

Sale

-5

28.61

Sale

-1,154

28.60

Sale

-5,000

28.60

Sale

-1,274

28.60

Sale

-2,572

28.60

Sale

-706

28.60

Sale

-742

28.60

Sale

-1,300

28.60

Sale

-1,636

28.60

Sale

-385

28.60

Sale

-500

28.63

Sale

-23

28.63

Sale

-1,306

28.63

Sale

-2,000

28.63

Sale

-109

28.63

Sale

-330

28.63

Sale

-733

28.63

Sale

-10,000

28.62

Sale

-718

28.61

Sale

-2,282

28.61

Sale

-800

28.59

Sale

-200

28.59

Sale

-1,000

28.58

Sale

-10

28.62

Sale

-10

28.55

Sale

-10

28.50

Sale

-954

28.50

Sale

-100

28.50

Sale

-200

28.50

Sale

-500

28.50

Sale

-100

28.50

Sale

-436

28.51

Sale

-200

28.51

Sale

-10

28.51

Sale

-10

28.51

Sale

-3,672

28.60

Sale

-1,000

28.60

Sale

-1,000

28.60

Sale

-4,609

28.60

Sale

-575

28.60

Sale

-4,000

28.60

Sale

-7,582

28.60

Sale

-7,562

28.60

Sale

-243

28.58

Sale

-874

28.58

Sale

-110

28.58

Sale

-420

28.58

Sale

-1,000

28.58

Sale

-165

28.58

Sale

-3,000

28.58

Sale

-41

28.58

Sale

-1,300

28.58

Sale

-680

28.58

Sale

-387

28.58

Sale

-1,290

28.58

Sale

-104

28.58

Sale

-2,952

28.58

Sale

-2,000

28.61

Sale

-20

28.53

Sale

-10

28.42

Sale

-10

28.48

Sale

-419

28.32

Sale

-471

28.30

Sale

-5

28.30

Sale

-755

28.30

Sale

-350

28.30

Sale

-245

28.30

Sale

-100

28.30

Sale

-80

28.30

Sale

-1,000

28.30

Sale

-443

28.30

Sale

-264

28.33

Sale

-1,681

28.33

Sale

-2,054

28.33

Sale

-613

28.31

Sale

-613

28.31

Sale

-544

28.31

Sale

-1,581

28.31

Sale

-366

28.31

Sale

-50

28.30

Sale

-5,742

28.30

Sale

-5,179

28.30

Sale

-4,000

28.30

Sale

-350

28.30

Sale

-100

28.30

Sale

-500

28.30

Sale

-7,362

28.30

Sale

-11,485

28.30

Sale

-30

28.18

Sale

-8,012

28.30

Sale

-692

28.30

Sale

-608

28.30

Sale

-75

28.30

Sale

-252

28.30

Sale

-929

28.30

Sale

-324

28.30

Sale

-1,292

28.30

Sale

-20

28.29

Sale

-34

28.31

Sale

-11,231

28.31

Sale

-1,256

28.31

Sale

-1,395

28.30

Sale

-3,154

28.30

Sale

-16,018

28.31

Sale

-500

28.30

Sale

-106

28.30

Sale

-1,300

28.30

Sale

-34

28.30

Sale

-15

28.30

Sale

-619

28.30

Sale

-241

28.30

Sale

-10,996

28.30

Sale

-88,959

28.30

Sale

-2,167

28.30

Sale

-1,300

28.30

Sale

-2,500

28.30

Sale

-635

28.30

Sale

-317

28.30

Sale

-3,385

28.30

Sale

-966

28.30

Sale

-3,370

28.30

Sale

-617

28.30

Sale

-77

28.30

Sale

-49

28.30

Sale

-8,694

28.31

Sale

-1,092

28.31

Sale

-543

28.30

Sale

-1,300

28.30

Sale

-885

28.30

Sale

-6,484

28.30

Sale

-74

27.98

Sale

-426

27.98

Sale

-275

27.93

Sale

-301

27.95

Sale

-354

27.95

Sale

-100

27.95

Sale

-970

27.95

Sale

-50

28.02

Sale

-100

28.07

Sale

-3,000

28.10

Sale

-290,678

29.90

Sale

-700,000

26.50

Sale

-250,000

30.41

Sale

-257

30.42

Sale

-5,000

29.81

Sale

-5,000

26.18

TOTAL BUYS:1221286

TOTAL SELLS: 1744486

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

22-10-2008

Contact name

Simon Crawley; Philipp Abelbeck

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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