20th Nov 2007 10:59
UBS AG (EPT)20 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 19 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 17,400 0.01% 0 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 17,400 0.01% 0 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 3387 895.5 pence SALE 108 895.5 SALE 900 895.5 PURCHASE 2500 897.5 PURCHASE 650 898 SALE 1222 898 SALE 595 898 SALE 396 898 SALE 31 898 SALE 650 898 SALE 5000 898 SALE 33 898 PURCHASE 622 898.5 PURCHASE 6135 898.5 PURCHASE 2500 898.5 SALE 700 899 SALE 45 899 SALE 36 899 SALE 267 899 SALE 629 899 SALE 2596 899 SALE 1062 900 SALE 239 900 SALE 190 900 SALE 330 900 SALE 4486 900 SALE 61 900 SALE 5000 900 SALE 270 900 PURCHASE 2500 901.5 PURCHASE 2336 901.5 SALE 98 903 SALE 49 903 SALE 3000 903 SALE 611 903 PURCHASE 7684 903.5 SALE 115 904 SALE 207 904.5 SALE 72 905.5 SALE 2500 905.5 SALE 138 905.5 SALE 780 905.5 SALE 1283 905.5 SALE 43 905.5 SALE 18 906 SALE 736 906 SALE 2500 906 SALE 404 906 PURCHASE 1388 907 PURCHASE 639 907 PURCHASE 44 907 PURCHASE 95 907 PURCHASE 412 907 PURCHASE 143 907 PURCHASE 275 907.5 SALE 526 908.5 SALE 329 908.5 PURCHASE 157 908.5 PURCHASE 670 908.5 PURCHASE 2500 914 PURCHASE 2800 914 SALE 58 914.5 SALE 148 914.5 SALE 311 914.5 SALE 42 914.5 SALE 4177 915 SALE 83 915 PURCHASE 781 915.5 PURCHASE 192 915.5 PURCHASE 2500 915.5 PURCHASE 2568 915.5 PURCHASE 1000 915.5 PURCHASE 152 918 PURCHASE 1000 918 PURCHASE 400 919.5 PURCHASE 2500 919.5 PURCHASE 331 919.5 PURCHASE 900 919.5 PURCHASE 2358 919.5 SALE 734 929 SALE 237 929.5 TOTAL PURCHASES 48,732 TOTAL SALES 47,432 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 20 NOVEMBER 2007Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros