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EPT Disclosure

18th Sep 2008 10:26

RNS Number : 7319D
Credit Suisse Equities (Australia)
18 September 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

 

Date of dealing

17-09-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

920484

0.201

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

920484

0.201

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

2,686

102.00

Purchase

816

102.00

Purchase

253

102.47

Purchase

168

102.47

Purchase

91

102.47

Purchase

29

102.47

Purchase

278

102.47

Purchase

25

102.47

Purchase

100

102.47

Purchase

108

102.47

Purchase

195

103.83

Purchase

33

103.83

Purchase

8

103.83

Purchase

264

103.83

Purchase

500

103.83

Purchase

20,974

105.00

Purchase

187

105.00

Purchase

187

105.00

Purchase

187

105.00

Purchase

2,380

105.00

Purchase

187

105.00

Purchase

187

105.00

Purchase

187

105.00

Purchase

187

104.45

Purchase

337

104.42

Purchase

8

105.00

Purchase

400

105.00

Purchase

5,000

105.00

Purchase

5,000

105.00

Purchase

5,000

105.00

Purchase

539

105.00

Purchase

2,500

105.00

Purchase

6,553

105.00

Sale

-16

102.14

Sale

-30

102.65

Sale

-959

102.59

Sale

-38

102.50

Sale

-12

102.59

Sale

-222

102.00

Sale

-143

102.09

Sale

-126

102.27

Sale

-98

102.27

Sale

-14

102.30

Sale

-13

102.30

Sale

-7

102.30

Sale

-15

102.30

Sale

-104

102.30

Sale

-29

102.30

Sale

-103

102.35

Sale

-40

102.50

Sale

-28

102.39

Sale

-324

102.39

Sale

-963

102.31

Sale

-980

102.00

Sale

-112

102.28

Sale

-4

102.28

Sale

-108

101.90

Sale

-4

102.26

Sale

-134

102.33

Sale

-971

103.18

Sale

-998

103.00

Sale

-303

104.13

Sale

-21

104.06

Sale

-523

104.09

Sale

-233

104.10

Sale

-14

104.10

Sale

-525

104.16

Sale

-12

104.24

Sale

-446

104.39

Sale

-21

104.42

Sale

-3

104.41

Sale

-4

104.43

Sale

-205

104.45

Sale

-1

104.45

Sale

-350

105.34

Sale

-183

105.00

Sale

-131

104.80

Sale

-207

104.73

Sale

-440

104.73

Sale

-944

104.73

Sale

-937

104.01

Sale

-883

104.03

Sale

-7

102.00

Sale

-1

102.00

Sale

-40

102.00

Sale

-1,000

102.00

Sale

-1,336

102.00

Sale

-1,000

102.00

Sale

-50

102.01

Sale

-187

102.01

Sale

-1,000

102.01

Sale

-130

102.01

Sale

-90

102.02

Sale

-5

102.02

Sale

-757

102.03

Sale

-2,796

102.07

Sale

-67

102.08

Sale

-100

102.08

Sale

-10

102.10

Sale

-70

102.10

Sale

-104

102.11

Sale

-7

102.11

Sale

-142

102.11

Sale

-46

102.11

Sale

-2

102.11

Sale

-42

102.60

Sale

-5

102.60

Sale

-9

102.65

Sale

-9

102.65

Sale

-2

102.66

Sale

-231

102.66

Sale

-8

102.67

Sale

-11

102.67

Sale

-20

102.68

Sale

-368

102.80

Sale

-486

102.80

Sale

-486

102.80

Sale

-486

102.80

Sale

-486

102.80

Sale

-486

102.80

Sale

-486

102.80

Sale

-486

102.80

Sale

-486

102.80

Sale

-486

102.80

Sale

-258

102.80

Sale

-400

102.59

Sale

-487

102.59

Sale

-487

102.59

Sale

-487

102.59

Sale

-487

102.59

Sale

-382

102.59

Sale

-105

102.59

Sale

-189

102.50

Sale

-134

102.50

Sale

-577

102.50

Sale

-15

102.50

Sale

-341

102.50

Sale

-5

102.50

Sale

-367

102.50

Sale

-482

102.50

Sale

-270

102.50

Sale

-160

102.50

Sale

-148

102.50

Sale

-3

102.50

Sale

-9

102.50

Sale

-2

102.50

Sale

-200

102.50

Sale

-59

102.50

Sale

-1

102.50

Sale

-165

102.59

Sale

-244

102.59

Sale

-477

102.59

Sale

-487

102.59

Sale

-487

102.59

Sale

-6

102.59

Sale

-1,719

102.59

Sale

-100

102.59

Sale

-1,300

102.59

Sale

-750

102.59

Sale

-98

102.59

Sale

-57

102.59

Sale

-237

102.59

Sale

-60

102.59

Sale

-7

102.59

Sale

-1,000

102.71

Sale

-142

102.54

Sale

-1,900

102.54

Sale

-190

102.54

Sale

-163

102.54

Sale

-450

102.54

Sale

-67

102.54

Sale

-2,000

102.50

Sale

-88

102.56

Sale

-3,000

102.50

Sale

-1,000

102.50

Sale

-30

102.70

Sale

-59

102.70

Sale

-450

102.70

Sale

-8

102.70

Sale

-384

102.70

Sale

-60

102.70

Sale

-1

102.70

Sale

-8

102.70

Sale

-587

102.70

Sale

-403

102.70

Sale

-10

102.70

Sale

-145

101.83

Sale

-50

101.83

Sale

-41

101.83

Sale

-200

101.83

Sale

-500

101.85

Sale

-5

101.86

Sale

-35

101.86

Sale

-24

101.87

Sale

-1,000

101.92

Sale

-57

102.00

Sale

-8

102.00

Sale

-691

102.00

Sale

-178

102.00

Sale

-28

102.00

Sale

-20

102.00

Sale

-1

102.00

Sale

-50

102.00

Sale

-40

102.00

Sale

-173

102.00

Sale

-46

102.00

Sale

-30

102.00

Sale

-9

102.00

Sale

-2

102.00

Sale

-43

102.08

Sale

-57

102.08

Sale

-15

102.08

Sale

-4

102.08

Sale

-12

102.08

Sale

-12

102.08

Sale

-12

102.08

Sale

-5

102.08

Sale

-7

102.08

Sale

-120

102.00

Sale

-234

102.00

Sale

-19

102.01

Sale

-3

102.01

Sale

-41

102.00

Sale

-121

102.00

Sale

-45

102.00

Sale

-98

102.00

Sale

-111

102.00

Sale

-16

102.01

Sale

-4

102.01

Sale

-4

102.01

Sale

-18

102.08

Sale

-38

102.08

Sale

-25

102.08

Sale

-49

102.08

Sale

-2

102.09

Sale

-26

102.09

Sale

-269

102.09

Sale

-14

102.10

Sale

-14

102.10

Sale

-29

102.10

Sale

-26

102.18

Sale

-53

102.21

Sale

-7

102.20

Sale

-250

102.20

Sale

-1,000

102.20

Sale

-86

102.20

Sale

-21

102.24

Sale

-1,000

102.25

Sale

-7

102.26

Sale

-3

102.26

Sale

-22

102.26

Sale

-344

102.26

Sale

-352

102.26

Sale

-22

102.26

Sale

-10

102.27

Sale

-21

102.30

Sale

-396

102.30

Sale

-1

102.30

Sale

-95

102.30

Sale

-21

102.30

Sale

-4

102.30

Sale

-1,000

102.30

Sale

-22

102.30

Sale

-404

102.30

Sale

-246

102.30

Sale

-262

102.30

Sale

-490

102.30

Sale

-23

102.30

Sale

-656

102.35

Sale

-1,000

102.35

Sale

-1,000

102.35

Sale

-7

102.30

Sale

-1,900

102.30

Sale

-93

102.30

Sale

-427

102.30

Sale

-100

102.30

Sale

-1

102.30

Sale

-496

102.30

Sale

-200

102.30

Sale

-295

102.30

Sale

-7

102.30

Sale

-301

102.30

Sale

-34

102.31

Sale

-923

102.30

Sale

-277

102.30

Sale

-88

102.30

Sale

-3

102.30

Sale

-54

102.30

Sale

-173

102.30

Sale

-3

102.35

Sale

-30

102.35

Sale

-60

102.35

Sale

-148

102.35

Sale

-913

102.50

Sale

-500

102.50

Sale

-58

102.39

Sale

-2,000

102.39

Sale

-13

102.39

Sale

-417

102.39

Sale

-5

102.39

Sale

-155

102.39

Sale

-243

102.31

Sale

-68

102.31

Sale

-268

102.31

Sale

-163

102.31

Sale

-270

102.31

Sale

-1,021

102.31

Sale

-4

102.31

Sale

-1,571

102.00

Sale

-632

102.00

Sale

-2,000

102.00

Sale

-3

102.00

Sale

-7

102.00

Sale

-778

102.00

Sale

-7

102.00

Sale

-2,100

102.00

Sale

-1,342

102.00

Sale

-581

102.00

Sale

-150

102.00

Sale

-183

102.00

Sale

-146

102.00

Sale

-134

102.00

Sale

-21

102.00

Sale

-574

102.00

Sale

-227

102.00

Sale

-85

102.00

Sale

-100

102.00

Sale

-19

102.00

Sale

-3

102.00

Sale

-17

102.08

Sale

-500

102.09

Sale

-156

102.10

Sale

-800

102.10

Sale

-765

102.11

Sale

-3

102.12

Sale

-35

102.12

Sale

-256

102.13

Sale

-17

102.13

Sale

-2

102.14

Sale

-231

102.15

Sale

-575

102.15

Sale

-4

102.28

Sale

-2,832

102.28

Sale

-17

102.28

Sale

-10

102.28

Sale

-4

102.28

Sale

-17

102.28

Sale

-308

102.10

Sale

-106

102.11

Sale

-7

102.12

Sale

-60

102.12

Sale

-3

102.14

Sale

-16

102.14

Sale

-392

101.90

Sale

-19

102.00

Sale

-19

102.00

Sale

-19

102.00

Sale

-19

102.00

Sale

-19

102.00

Sale

-19

102.00

Sale

-716

102.00

Sale

-19

102.00

Sale

-19

102.00

Sale

-49

102.00

Sale

-19

102.00

Sale

-19

102.00

Sale

-19

102.00

Sale

-7

102.00

Sale

-19

102.00

Sale

-35

102.00

Sale

-19

102.00

Sale

-19

102.00

Sale

-7

102.00

Sale

-19

102.00

Sale

-19

102.00

Sale

-179

102.00

Sale

-19

102.00

Sale

-7

102.00

Sale

-7

102.00

Sale

-24

102.00

Sale

-19

102.00

Sale

-19

102.00

Sale

-82

102.00

Sale

-708

102.00

Sale

-165

102.00

Sale

-1,700

102.00

Sale

-86

102.00

Sale

-50

102.00

Sale

-18

102.00

Sale

-5

102.00

Sale

-8

102.00

Sale

-450

102.00

Sale

-90

102.00

Sale

-31

102.00

Sale

-98

102.00

Sale

-5

102.00

Sale

-195

102.00

Sale

-30

102.00

Sale

-100

102.00

Sale

-300

102.00

Sale

-287

102.00

Sale

-200

102.00

Sale

-40

102.00

Sale

-50

102.00

Sale

-300

102.00

Sale

-120

102.00

Sale

-250

102.00

Sale

-48

102.00

Sale

-5

102.00

Sale

-10

102.00

Sale

-30

102.01

Sale

-30

102.09

Sale

-87

102.11

Sale

-100

102.20

Sale

-538

102.23

Sale

-10

102.24

Sale

-15

102.24

Sale

-50

102.27

Sale

-100

102.30

Sale

-2

102.33

Sale

-1

102.33

Sale

-158

102.23

Sale

-500

102.25

Sale

-1

103.00

Sale

-125

103.00

Sale

-300

103.00

Sale

-7

103.00

Sale

-1,000

103.00

Sale

-35

103.00

Sale

-1,000

103.01

Sale

-37

103.12

Sale

-17

103.12

Sale

-102

103.12

Sale

-1,029

103.18

Sale

-100

103.00

Sale

-21

103.00

Sale

-7

103.00

Sale

-21

103.00

Sale

-1

103.00

Sale

-960

103.00

Sale

-599

103.00

Sale

-20

103.00

Sale

-7

103.00

Sale

-2,000

103.00

Sale

-500

103.00

Sale

-50

103.00

Sale

-100

103.00

Sale

-10

103.00

Sale

-96

103.00

Sale

-50

103.00

Sale

-1,000

103.00

Sale

-200

103.00

Sale

-970

103.00

Sale

-50

103.00

Sale

-48

103.00

Sale

-120

103.01

Sale

-62

103.10

Sale

-100

103.15

Sale

-750

103.15

Sale

-187

103.16

Sale

-355

103.19

Sale

-716

103.20

Sale

-40

103.20

Sale

-300

103.22

Sale

-40

103.25

Sale

-300

103.26

Sale

-7

103.27

Sale

-548

104.00

Sale

-275

104.15

Sale

-7

104.15

Sale

-7

104.15

Sale

-7

104.15

Sale

-1,162

104.15

Sale

-465

104.14

Sale

-197

104.10

Sale

-739

104.10

Sale

-911

104.08

Sale

-205

104.06

Sale

-772

104.07

Sale

-50

104.13

Sale

-14

104.13

Sale

-2,719

104.13

Sale

-1,450

104.09

Sale

-202

104.09

Sale

-607

104.07

Sale

-4

104.06

Sale

-143

104.06

Sale

-137

104.03

Sale

-13

104.04

Sale

-16

104.04

Sale

-160

104.03

Sale

-738

104.03

Sale

-37

104.03

Sale

-233

104.00

Sale

-1

104.00

Sale

-931

104.01

Sale

-6

104.05

Sale

-80

104.06

Sale

-2

104.12

Sale

-2

104.12

Sale

-2

104.12

Sale

-2

104.12

Sale

-2

104.12

Sale

-2

104.12

Sale

-698

104.12

Sale

-502

104.19

Sale

-1

104.10

Sale

-5

104.10

Sale

-5

104.10

Sale

-5

104.10

Sale

-24

104.10

Sale

-24

104.10

Sale

-434

104.10

Sale

-350

104.10

Sale

-7

104.10

Sale

-7

104.10

Sale

-719

104.10

Sale

-823

104.11

Sale

-286

104.08

Sale

-192

104.08

Sale

-11

104.15

Sale

-10

104.15

Sale

-45

104.23

Sale

-125

104.23

Sale

-16

104.22

Sale

-16

104.24

Sale

-17

104.25

Sale

-4

104.24

Sale

-90

104.25

Sale

-39

104.23

Sale

-300

104.23

Sale

-300

104.23

Sale

-392

104.23

Sale

-1

104.23

Sale

-3

104.22

Sale

-13

104.22

Sale

-3

104.22

Sale

-15

104.25

Sale

-9

104.25

Sale

-3

104.29

Sale

-347

104.37

Sale

-30

104.42

Sale

-382

104.44

Sale

-22

104.38

Sale

-56

104.38

Sale

-35

104.38

Sale

-5

104.38

Sale

-3

104.41

Sale

-12

104.41

Sale

-23

104.41

Sale

-50

104.39

Sale

-95

104.39

Sale

-157

104.39

Sale

-135

104.39

Sale

-99

104.39

Sale

-1

104.39

Sale

-35

104.40

Sale

-3

104.40

Sale

-5

104.40

Sale

-7

104.41

Sale

-7

104.41

Sale

-5

104.41

Sale

-8

104.41

Sale

-8

104.41

Sale

-29

104.41

Sale

-29

104.41

Sale

-5

104.41

Sale

-5

104.41

Sale

-18

104.41

Sale

-18

104.41

Sale

-70

104.41

Sale

-74

104.41

Sale

-7

104.44

Sale

-7

104.44

Sale

-25

104.44

Sale

-44

104.44

Sale

-3

104.44

Sale

-14

104.44

Sale

-27

104.44

Sale

-173

104.44

Sale

-23

104.45

Sale

-157

104.56

Sale

-33

104.56

Sale

-110

104.56

Sale

-7

104.56

Sale

-1

104.56

Sale

-118

104.56

Sale

-7

104.59

Sale

-20

104.59

Sale

-41

104.59

Sale

-3,527

104.90

Sale

-553

104.91

Sale

-7

104.91

Sale

-913

104.91

Sale

-89

105.25

Sale

-685

105.25

Sale

-11

105.34

Sale

-68

105.34

Sale

-10

105.34

Sale

-10

105.34

Sale

-56

105.34

Sale

-716

105.01

Sale

-214

105.01

Sale

-160

105.01

Sale

-910

105.01

Sale

-1,135

105.00

Sale

-210

105.00

Sale

-840

105.00

Sale

-64

105.00

Sale

-21

105.00

Sale

-2,547

105.00

Sale

-774

104.90

Sale

-7

104.90

Sale

-137

104.90

Sale

-1

104.90

Sale

-81

104.90

Sale

-857

104.90

Sale

-7

104.91

Sale

-22

104.95

Sale

-45

104.95

Sale

-69

104.95

Sale

-6

104.80

Sale

-4

104.80

Sale

-10

104.80

Sale

-8

104.88

Sale

-7

104.89

Sale

-834

104.89

Sale

-124

104.80

Sale

-876

104.80

Sale

-1,000

104.80

Sale

-458

104.70

Sale

-542

104.70

Sale

-2,000

104.60

Sale

-691

104.60

Sale

-1,199

104.60

Sale

-34

104.60

Sale

-27

104.60

Sale

-1

104.60

Sale

-3

104.60

Sale

-6

104.60

Sale

-34

104.60

Sale

-2

104.60

Sale

-3

104.60

Sale

-6,345

104.50

Sale

-656

104.50

Sale

-898

104.50

Sale

-71

104.50

Sale

-7

104.50

Sale

-3

104.50

Sale

-5

104.50

Sale

-5

104.50

Sale

-4,157

104.50

Sale

-679

104.53

Sale

-9

104.54

Sale

-781

104.55

Sale

-188

104.56

Sale

-350

104.56

Sale

-7

104.60

Sale

-100

104.60

Sale

-700

104.61

Sale

-1

104.62

Sale

-30

104.63

Sale

-1

104.63

Sale

-7

104.63

Sale

-1,211

104.63

Sale

-100

104.63

Sale

-1,200

104.63

Sale

-380

104.63

Sale

-250

104.63

Sale

-300

104.63

Sale

-48

104.50

Sale

-4,952

104.50

Sale

-655

104.63

Sale

-45

104.50

Sale

-14

104.50

Sale

-14

104.50

Sale

-4,927

104.50

Sale

-78

104.63

Sale

-508

104.64

Sale

-318

104.64

Sale

-7

104.73

Sale

-350

104.73

Sale

-367

104.73

Sale

-469

104.73

Sale

-4,000

104.73

Sale

-100

104.73

Sale

-25

104.73

Sale

-7

104.73

Sale

-428

104.73

Sale

-1,800

104.73

Sale

-46

104.73

Sale

-500

104.73

Sale

-500

104.73

Sale

-500

104.73

Sale

-31

104.73

Sale

-7

104.73

Sale

-841

104.73

Sale

-7

104.73

Sale

-68

104.73

Sale

-700

104.74

Sale

-640

104.73

Sale

-500

104.73

Sale

-7

104.73

Sale

-86

104.73

Sale

-7

104.73

Sale

-2,387

104.73

Sale

-63

104.73

Sale

-141

104.73

Sale

-225

104.73

Sale

-363

104.70

Sale

-143

104.00

Sale

-2,320

104.00

Sale

-545

104.00

Sale

-114

104.00

Sale

-405

104.00

Sale

-270

104.00

Sale

-2,332

104.00

Sale

-100

104.00

Sale

-7

104.00

Sale

-3,000

104.00

Sale

-764

104.00

Sale

-4,969

104.00

Sale

-30

104.00

Sale

-1

104.00

Sale

-1,369

104.01

Sale

-1,144

104.01

Sale

-95

104.00

Sale

-4,905

104.00

Sale

-250

104.01

Sale

-115

104.01

Sale

-7

104.01

Sale

-654

104.01

Sale

-524

104.14

Sale

-5,000

104.00

Sale

-1,993

104.00

Sale

-7

104.01

Sale

-1,992

104.00

Sale

-8

104.00

Sale

-15

103.99

Sale

-303

103.99

Sale

-1,587

103.99

Sale

-70

103.99

Sale

-425

103.99

Sale

-297

103.99

Sale

-477

103.99

Sale

-226

103.99

Sale

-487

104.10

Sale

-500

104.10

Sale

-7

104.10

Sale

-6

104.10

Sale

-113

104.03

Sale

-4

104.03

Sale

-200

104.03

Sale

-123

104.20

Sale

-38

104.20

Sale

-32

104.20

Sale

-70

104.20

Sale

-10

104.20

Sale

-111

104.45

Sale

-889

104.46

Sale

-1,000

104.48

Sale

-169

105.00

Sale

-105

105.11

Sale

-390

105.12

Sale

-368

105.12

Sale

-21

105.12

Sale

-341

105.12

Sale

-18

105.12

Sale

-768

105.12

Sale

-1

105.13

Sale

-2,784

105.13

Sale

-35

105.13

Sale

-57,460

105.21

TOTAL BUYS: 55554

TOTAL SELLS: 307535

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

18-09-2008

 

Contact name

Simon Crawley; Philipp Abelbeck

 

Telephone number

44 20 7888 5416

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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