Become a Member

Track your favourite stocks
Create & monitor portfolios
Daily portfolio value

Company	Chg	Chg %
Quickpicks
£	%
Add shares to your quickpicks to display them here!

EPT Disclosure

28th Nov 2008 12:02

RNS Number : 1729J

Citigroup Derivatives Markets Inc

28 November 2008

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader	Citigroup Derivatives Markets Inc
Company dealt in	Rio Tinto plc
Class of relevant security to which the dealings being disclosed relate (Note 1)	Ordinary Shares (dealt in the form of ADRs)
Date of dealing	26 November 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

	Long	Short
	Number (%)	Number (%)
(1) Relevant securities	15,453 (0.00%)	12,260 (0.00%)
(2) Derivatives (other than options)	(0.00%)	(0.00%)
(3) Options and agreements to purchase/sell	174,600 (0.02%)	151,800 (0.02%)
Total	190,053 (0.02%)	164,060 (0.02%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:	Long	Short
Convertible	Number (%)	Number (%)
(1) Relevant securities	(0.00%)	(0.00%)
(2) Derivatives (other than options)	(0.00%)	(0.00%)
(3) Options and agreements to purchase/sell	(0.00%)	(0.00%)
Total	(0.00%)	(0.00%)

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchases	Number of securities	Price per unit (Note 4) USD (unless stated)
	700	186.1
	700	186.1
	500	95.7
	500	167
	300	95.69
	200	98.99
	200	95.75
	110	98.99
	100	98.49
	100	98.99
	100	92.08
	100	92.08
	100	96.59
	100	96.41
	100	98.72
	100	199.2
	100	172.01
	90	98.99
Total	4,200

Sales	Number of securities	Price per unit (Note 4) USD (unless stated)
	-2	96.93
	-18	97.18
	-21	97.69
	-40	97.19
	-79	97.69
	-98	97.11
	-100	99.21
	-100	99.21
	-100	96.9425
	-100	96.91
	-100	90.78
	-100	90.79
	-100	97.71
	-100	97.2
	-100	97.16
	-100	97.01
	-100	97.03
	-100	97.24
	-100	97.12
	-142	97.2
	-200	90.76
	-200	97.2
Total	2,100

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

Options transactions in respect of existing securities

Writing, selling, purchasing or varying

Product name, e.g. call option (C = call; P = put)	Writing, selling, purchasing, varying etc.	Number of securities to which the option relates (Note 6)	Exercise Price (USD)	Type, e.g. American, European etc.	Expiry date	Option money paid/received per unit (USD) (Note 4)
P	purchasing	3000	60	AMERICAN	2008-12-20	0.86
P	purchasing	1000	100	AMERICAN	2008-12-20	12.7
C	purchasing	1000	155	AMERICAN	2009-01-17	1.75
P	purchasing	1000	100	AMERICAN	2008-12-20	14.6
C	purchasing	1000	210	AMERICAN	2009-04-18	1.8
C	purchasing	1000	220	AMERICAN	2009-04-18	1.4
C	purchasing	1000	230	AMERICAN	2009-04-18	1.1
C	purchasing	1000	240	AMERICAN	2009-04-18	0.85
C	purchasing	1000	250	AMERICAN	2009-04-18	0.7
P	purchasing	1000	35	AMERICAN	2009-07-18	3.6
P	purchasing	1000	40	AMERICAN	2009-07-18	4.9
P	purchasing	1000	100	AMERICAN	2008-12-20	14.6
C	purchasing	1000	150	AMERICAN	2009-04-18	7.6
C	purchasing	1000	100	AMERICAN	2008-12-20	10.1
P	purchasing	700	210	AMERICAN	2009-01-17	23.9
P	purchasing	700	210	AMERICAN	2009-01-17	23.9
C	purchasing	500	80	AMERICAN	2008-12-20	18.3
P	purchasing	500	95	AMERICAN	2008-12-20	11.5
P	purchasing	500	95	AMERICAN	2008-12-20	13.7
P	purchasing	500	200	AMERICAN	2009-01-17	33
C	purchasing	400	110	AMERICAN	2008-12-20	6.6
P	purchasing	400	100	AMERICAN	2008-12-20	12.7
P	purchasing	400	105	AMERICAN	2008-12-20	19.3
P	purchasing	400	60	AMERICAN	2008-12-20	0.88
P	purchasing	400	65	AMERICAN	2008-12-20	2.2
C	purchasing	400	110	AMERICAN	2009-01-17	10.3
P	purchasing	400	95	AMERICAN	2008-12-20	9.8
P	purchasing	300	50	AMERICAN	2009-04-18	4.91
P	purchasing	300	95	AMERICAN	2009-01-17	15
C	purchasing	300	85	AMERICAN	2009-07-18	30
P	purchasing	200	70	AMERICAN	2008-12-20	3.8
C	purchasing	100	105	AMERICAN	2008-12-20	8.4
P	purchasing	100	155	AMERICAN	2009-01-17	64.5
P	purchasing	100	85	AMERICAN	2009-01-17	10
P	purchasing	100	60	AMERICAN	2008-12-20	0.94
C	purchasing	100	120	AMERICAN	2008-12-20	3.5
P	purchasing	100	90	AMERICAN	2008-12-20	11
P	purchasing	100	90	AMERICAN	2008-12-20	7.4
P	purchasing	100	100	AMERICAN	2010-01-16	35
C	purchasing	100	100	AMERICAN	2008-12-20	10.9
P	purchasing	100	100	AMERICAN	2009-04-18	30.4
P	purchasing	100	70	AMERICAN	2008-12-20	3.8
P	purchasing	100	85	AMERICAN	2008-12-20	9.2
C	purchasing	100	125	AMERICAN	2008-12-20	2.45
C	purchasing	100	120	AMERICAN	2008-12-20	3.8
C	purchasing	100	300	AMERICAN	2009-04-18	0.3
P	purchasing	100	230	AMERICAN	2009-01-17	30.8
P	purchasing	100	210	AMERICAN	2009-01-17	37.99
P	selling	-100	105	AMERICAN	2009-04-18	34
P	selling	-100	120	AMERICAN	2008-12-20	33.2
C	selling	-100	90	AMERICAN	2008-12-20	14.06
C	selling	-100	125	AMERICAN	2008-12-20	3.6
C	selling	-100	100	AMERICAN	2009-01-17	16.6
C	selling	-100	115	AMERICAN	2009-01-17	10.4
C	selling	-100	220	AMERICAN	2010-01-16	7.79
C	selling	-100	280	AMERICAN	2010-01-16	6
C	selling	-100	300	AMERICAN	2009-04-18	0.3
C	selling	-100	210	AMERICAN	2009-04-18	1.95
C	selling	-200	115	AMERICAN	2009-01-17	7.7
C	selling	-400	90	AMERICAN	2008-12-20	14.17
C	selling	-500	240	AMERICAN	2010-01-16	6
P	selling	-2000	70	AMERICAN	2009-04-18	11.9
P	selling	-2000	80	AMERICAN	2009-04-18	16.3

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure	28 November 2008
Contact name	Pavla Trskova
Telephone number	02890 409544
Name of offeree/offeror with which connected	BHP Billiton plc
Nature of connection (Note 9)	Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name, e.g. call option	Written or purchased	Number of securities to which the option or derivative relates	Exercse price (Note 2)	Type, e.g. American, European etc.	Expiry date
C	purchased	4900	360	American	2009-01-17
P	purchased	4200	250	American	2009-04-18
C	purchased	4100	400	American	2009-01-17
P	purchased	4000	90	American	2009-01-17
C	purchased	4000	210	American	2009-04-18
C	purchased	4000	240	American	2009-04-18
P	purchased	3900	170	American	2009-01-17
P	purchased	3500	60	American	2008-12-20
C	purchased	3000	290	American	2009-04-18
C	purchased	3000	320	American	2009-04-18
P	purchased	3000	410	American	2009-04-18
P	purchased	3000	420	American	2009-04-18
C	purchased	2800	220	American	2009-04-18
P	purchased	2700	90	American	2009-01-17
C	purchased	2500	180	American	2009-01-17
C	purchased	2300	350	American	2009-01-17
P	purchased	2200	195	American	2008-12-20
C	purchased	2100	260	American	2009-04-18
C	purchased	2100	300	American	2009-04-18
C	purchased	2000	430	American	2010-01-16
P	purchased	2000	115	American	2009-01-17
P	purchased	2000	140	American	2009-01-17
P	purchased	2000	145	American	2009-01-17
P	purchased	2000	70	American	2009-01-17
P	purchased	2000	95	American	2009-01-17
C	purchased	2000	250	American	2009-04-18
C	purchased	2000	310	American	2009-04-18
C	purchased	2000	320	American	2009-04-18
C	purchased	2000	370	American	2009-04-18
P	purchased	2000	390	American	2009-04-18
P	purchased	2000	400	American	2009-04-18
C	purchased	1900	200	American	2009-01-17
C	purchased	1900	280	American	2009-01-17
C	purchased	1800	200	American	2008-12-20
C	purchased	1600	370	American	2009-01-17
P	purchased	1600	80	American	2009-01-17
C	purchased	1600	190	American	2008-12-20
C	purchased	1400	410	American	2010-01-16
C	purchased	1400	420	American	2010-01-16
P	purchased	1400	100	American	2008-12-20
C	purchased	1300	380	American	2009-01-17
C	purchased	1300	230	American	2009-04-18
P	purchased	1300	380	American	2009-04-18
P	purchased	1200	380	American	2010-01-16
C	purchased	1200	185	American	2009-01-17
P	purchased	1200	145	American	2008-12-20
P	purchased	1200	80	American	2008-12-20
C	purchased	1100	410	American	2009-01-17
P	purchased	1100	85	American	2009-01-17
C	purchased	1100	100	American	2008-12-20
C	purchased	1000	160	American	2010-01-16
C	purchased	1000	340	American	2010-01-16
P	purchased	1000	420	American	2010-01-16
C	purchased	1000	440	American	2010-01-16
C	purchased	1000	470	American	2010-01-16
C	purchased	1000	490	American	2010-01-16
P	purchased	1000	105	American	2009-01-17
P	purchased	1000	110	American	2009-01-17
C	purchased	1000	150	American	2009-01-17
C	purchased	1000	155	American	2009-01-17
P	purchased	1000	175	American	2009-01-17
C	purchased	1000	195	American	2009-01-17
C	purchased	1000	230	American	2009-01-17
C	purchased	1000	250	American	2009-01-17
C	purchased	1000	260	American	2009-01-17
C	purchased	1000	270	American	2009-01-17
C	purchased	1000	290	American	2009-01-17
C	purchased	1000	340	American	2009-01-17
C	purchased	1000	390	American	2009-01-17
C	purchased	1000	480	American	2009-01-17
C	purchased	1000	490	American	2009-01-17
C	purchased	1000	520	American	2009-01-17
C	purchased	1000	550	American	2009-01-17
P	purchased	1000	75	American	2009-01-17
P	purchased	1000	75	American	2009-01-17
C	purchased	1000	110	American	2009-04-18
C	purchased	1000	145	American	2009-04-18
C	purchased	1000	170	American	2009-04-18
C	purchased	1000	180	American	2009-04-18
C	purchased	1000	190	American	2009-04-18
C	purchased	1000	200	American	2009-04-18
C	purchased	1000	200	American	2009-04-18
C	purchased	1000	260	American	2009-04-18
P	purchased	1000	270	American	2009-04-18
P	purchased	1000	290	American	2009-04-18
P	purchased	1000	290	American	2009-04-18
C	purchased	1000	340	American	2009-04-18
C	purchased	1000	340	American	2009-04-18
C	purchased	1000	360	American	2009-04-18
P	purchased	1000	360	American	2009-04-18
C	purchased	1000	370	American	2009-04-18
P	purchased	1000	370	American	2009-04-18
C	purchased	1000	400	American	2009-04-18
C	purchased	1000	450	American	2009-04-18
C	purchased	1000	460	American	2009-04-18
P	purchased	1000	35	American	2009-07-18
P	purchased	1000	40	American	2009-07-18
P	purchased	1000	100	American	2008-12-20
C	purchased	1000	155	American	2008-12-20
C	purchased	1000	195	American	2008-12-20
P	purchased	1000	80	American	2008-12-20
P	purchased	1000	95	American	2008-12-20
C	purchased	900	360	American	2010-01-16
C	purchased	900	400	American	2010-01-16
P	purchased	900	70	American	2009-01-17
C	purchased	900	165	American	2009-04-18
C	purchased	900	280	American	2009-04-18
C	purchased	900	330	American	2009-04-18
C	purchased	900	140	American	2008-12-20
C	purchased	900	145	American	2008-12-20
C	purchased	900	145	American	2008-12-20
C	purchased	900	195	American	2008-12-20
C	purchased	800	340	American	2009-01-17
P	purchased	800	155	American	2008-12-20
P	purchased	700	200	American	2009-01-17
C	purchased	700	210	American	2009-01-17
P	purchased	600	140	American	2010-01-16
C	purchased	600	150	American	2008-12-20
C	purchased	500	100	American	2009-04-18
P	purchased	500	320	American	2009-04-18
C	purchased	500	410	American	2009-04-18
C	purchased	500	100	American	2008-12-20
P	purchased	500	165	American	2008-12-20
C	purchased	500	80	American	2008-12-20
C	purchased	400	110	American	2009-01-17
P	purchased	400	310	American	2009-04-18
P	purchased	400	350	American	2009-04-18
C	purchased	400	110	American	2008-12-20
C	purchased	400	115	American	2008-12-20
P	purchased	400	140	American	2008-12-20
P	purchased	400	65	American	2008-12-20
C	purchased	300	100	American	2009-01-17
C	purchased	300	185	American	2009-01-17
P	purchased	300	95	American	2009-01-17
P	purchased	300	330	American	2009-04-18
C	purchased	300	380	American	2009-04-18
P	purchased	300	50	American	2009-04-18
P	purchased	300	90	American	2009-04-18
C	purchased	300	85	American	2009-07-18
C	purchased	300	180	American	2008-12-20
P	purchased	300	70	American	2008-12-20
P	purchased	200	125	American	2009-01-17
P	purchased	200	160	American	2009-01-17
C	purchased	200	190	American	2009-01-17
C	purchased	200	360	American	2009-01-17
C	purchased	200	270	American	2009-04-18
P	purchased	200	330	American	2009-04-18
P	purchased	200	70	American	2009-04-18
C	purchased	200	120	American	2008-12-20
C	purchased	200	140	American	2008-12-20
P	purchased	200	200	American	2008-12-20
C	purchased	100	130	American	2009-01-17
C	purchased	100	170	American	2009-01-17
C	purchased	100	200	American	2009-01-17
P	purchased	100	250	American	2009-01-17
C	purchased	100	280	American	2009-01-17
C	purchased	100	300	American	2009-01-17
C	purchased	100	310	American	2009-01-17
C	purchased	100	330	American	2009-01-17
C	purchased	100	370	American	2009-01-17
P	purchased	100	100	American	2009-04-18
C	purchased	100	280	American	2009-04-18
C	purchased	100	300	American	2009-04-18
P	purchased	100	300	American	2009-04-18
P	purchased	100	340	American	2009-04-18
C	purchased	100	400	American	2009-04-18
C	purchased	100	410	American	2009-04-18
C	purchased	100	105	American	2008-12-20
C	purchased	100	125	American	2008-12-20
C	purchased	100	135	American	2008-12-20
P	purchased	100	135	American	2008-12-20
P	purchased	100	160	American	2008-12-20
C	purchased	100	185	American	2008-12-20
C	purchased	100	190	American	2008-12-20
P	purchased	100	85	American	2008-12-20
C	written	-100	180	American	2010-01-16
P	written	-100	200	American	2010-01-16
C	written	-100	260	American	2010-01-16
P	written	-100	470	American	2010-01-16
P	written	-100	490	American	2010-01-16
C	written	-100	510	American	2010-01-16
C	written	-100	540	American	2010-01-16
C	written	-100	100	American	2009-01-17
P	written	-100	100	American	2009-01-17
C	written	-100	115	American	2009-01-17
C	written	-100	150	American	2009-01-17
C	written	-100	175	American	2009-01-17
P	written	-100	260	American	2009-01-17
P	written	-100	310	American	2009-01-17
C	written	-100	420	American	2009-01-17
C	written	-100	440	American	2009-01-17
C	written	-100	460	American	2009-01-17
C	written	-100	560	American	2009-01-17
C	written	-100	100	American	2009-04-18
C	written	-100	120	American	2009-04-18
C	written	-100	120	American	2009-04-18
P	written	-100	125	American	2009-04-18
P	written	-100	140	American	2009-04-18
C	written	-100	150	American	2009-04-18
C	written	-100	165	American	2009-04-18
C	written	-100	210	American	2009-04-18
P	written	-100	240	American	2009-04-18
C	written	-100	440	American	2009-04-18
P	written	-100	120	American	2008-12-20
C	written	-100	125	American	2008-12-20
C	written	-100	150	American	2008-12-20
C	written	-100	165	American	2008-12-20
C	written	-100	175	American	2008-12-20
P	written	-100	175	American	2008-12-20
C	written	-200	280	American	2010-01-16
C	written	-200	300	American	2010-01-16
P	written	-200	410	American	2010-01-16
C	written	-200	115	American	2009-01-17
C	written	-200	430	American	2009-01-17
C	written	-200	550	American	2009-01-17
C	written	-200	95	American	2009-01-17
C	written	-200	135	American	2009-04-18
P	written	-200	150	American	2009-04-18
C	written	-200	110	American	2008-12-20
C	written	-200	130	American	2008-12-20
P	written	-200	155	American	2008-12-20
C	written	-200	180	American	2008-12-20
C	written	-200	200	American	2008-12-20
P	written	-300	400	American	2010-01-16
P	written	-300	130	American	2009-01-17
P	written	-300	270	American	2009-01-17
P	written	-300	330	American	2009-01-17
P	written	-300	280	American	2009-04-18
C	written	-300	90	American	2009-04-18
P	written	-300	140	American	2008-12-20
C	written	-400	500	American	2010-01-16
C	written	-400	175	American	2009-04-18
P	written	-400	195	American	2008-12-20
C	written	-400	250	American	2008-12-20
C	written	-500	240	American	2010-01-16
P	written	-500	480	American	2010-01-16
C	written	-500	560	American	2010-01-16
C	written	-500	150	American	2009-04-18
C	written	-500	250	American	2009-04-18
C	written	-500	90	American	2008-12-20
P	written	-600	320	American	2010-01-16
P	written	-600	200	American	2009-01-17
P	written	-600	340	American	2009-01-17
P	written	-600	200	American	2009-04-18
P	written	-600	210	American	2009-04-18
P	written	-600	250	American	2009-04-18
P	written	-600	130	American	2008-12-20
P	written	-600	160	American	2008-12-20
P	written	-700	220	American	2009-04-18
P	written	-700	150	American	2008-12-20
C	written	-700	160	American	2008-12-20
P	written	-700	210	American	2008-12-20
P	written	-800	150	American	2009-01-17
P	written	-800	145	American	2008-12-20
P	written	-800	90	American	2008-12-20
P	written	-900	240	American	2010-01-16
P	written	-900	360	American	2010-01-16
C	written	-900	520	American	2010-01-16
C	written	-900	320	American	2009-01-17
C	written	-900	170	American	2008-12-20
P	written	-1000	280	American	2010-01-16
P	written	-1000	280	American	2010-01-16
P	written	-1000	300	American	2010-01-16
C	written	-1000	530	American	2010-01-16
C	written	-1000	540	American	2010-01-16
C	written	-1000	550	American	2010-01-16
P	written	-1000	125	American	2009-01-17
C	written	-1000	160	American	2009-01-17
P	written	-1000	250	American	2009-01-17
C	written	-1000	430	American	2009-01-17
C	written	-1000	440	American	2009-01-17
C	written	-1000	470	American	2009-01-17
C	written	-1000	500	American	2009-01-17
C	written	-1000	510	American	2009-01-17
C	written	-1000	580	American	2009-01-17
C	written	-1000	590	American	2009-01-17
C	written	-1000	600	American	2009-01-17
C	written	-1000	110	American	2009-04-18
P	written	-1000	120	American	2009-04-18
P	written	-1000	125	American	2009-04-18
C	written	-1000	170	American	2009-04-18
C	written	-1000	230	American	2009-04-18
C	written	-1000	270	American	2009-04-18
C	written	-1000	390	American	2009-04-18
C	written	-1000	460	American	2009-04-18
C	written	-1000	470	American	2009-04-18
P	written	-1000	70	American	2009-04-18
P	written	-1000	105	American	2008-12-20
P	written	-1000	110	American	2008-12-20
C	written	-1000	130	American	2008-12-20
P	written	-1000	130	American	2008-12-20
P	written	-1000	150	American	2008-12-20
C	written	-1000	160	American	2008-12-20
P	written	-1000	165	American	2008-12-20
P	written	-1000	190	American	2008-12-20
P	written	-1000	210	American	2008-12-20
C	written	-1000	230	American	2008-12-20
C	written	-1000	260	American	2008-12-20
C	written	-1000	270	American	2008-12-20
P	written	-1000	85	American	2008-12-20
P	written	-1100	260	American	2010-01-16
C	written	-1200	160	American	2009-04-18
C	written	-1200	220	American	2009-04-18
P	written	-1200	190	American	2008-12-20
C	written	-1300	200	American	2010-01-16
P	written	-1400	155	American	2009-01-17
C	written	-1400	500	American	2009-01-17
C	written	-1400	250	American	2008-12-20
P	written	-1400	90	American	2008-12-20
C	written	-2000	105	American	2009-01-17
P	written	-2000	105	American	2009-01-17
C	written	-2000	420	American	2009-04-18
C	written	-2000	430	American	2009-04-18
C	written	-2000	450	American	2009-04-18
C	written	-2000	470	American	2009-04-18
P	written	-2000	80	American	2009-04-18
P	written	-2000	135	American	2008-12-20
C	written	-2000	230	American	2008-12-20
C	written	-2200	155	American	2009-01-17
P	written	-2700	240	American	2010-01-16
P	written	-2800	95	American	2008-12-20
C	written	-3000	170	American	2009-01-17
C	written	-3000	440	American	2009-04-18
C	written	-3000	240	American	2008-12-20
P	written	-3700	210	American	2009-01-17
C	written	-4000	220	American	2010-01-16
P	written	-6800	220	American	2010-01-16
C	written	-7900	350	American	2009-01-17

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS

The company news service from the London Stock Exchange

END

EMMILFIFLFLTFIT

Related Shares:

FTSE 100 Latest

Value8,403.18

Change74.58