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EPT Disclosure

30th Jul 2008 10:51

RNS Number : 1947A
Deutsche Bank AG
30 July 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

29/07/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

804,393  0.18%

-1,065,212   -0.23

(2) Derivatives (other than options)

893,669  0.20%

-1,004,393  -0.22

(3) Options and agreements to purchase/sell

1,158,000 0.25%

-832,000      -0.18

Total

2,856,062 0.63% 

-2,901,605 -0.64

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

360

118.41

Purchase

563

118.58

Purchase

14264

118.60

Purchase

262

118.70

Purchase

212

118.73

Purchase

110

118.75

Purchase

106

118.77

Purchase

27

118.78

Purchase

250

118.79

Purchase

268

118.80

Purchase

214

118.81

Purchase

7

118.82

Purchase

325

118.83

Purchase

88030

118.90

Purchase

212

118.90

Purchase

133

118.93

Purchase

221

118.97

Purchase

521

118.98

Purchase

355

118.99

Purchase

2150

119.00

Purchase

1305

119.01

Purchase

469

119.04

Purchase

193

119.07

Purchase

372

119.09

Purchase

983

119.10

Purchase

18141

119.11

Purchase

177

119.12

Purchase

80

119.13

Purchase

717

119.14

Purchase

5431

119.15

Purchase

959

119.16

Purchase

258

119.17

Purchase

872

119.18

Purchase

485

119.19

Purchase

4629

119.20

Purchase

13

119.21

Purchase

572

119.22

Purchase

511

119.23

Purchase

454

119.25

Purchase

403

119.26

Purchase

354

119.28

Purchase

481

119.29

Purchase

1026

119.30

Purchase

230

119.31

Purchase

923

119.35

Purchase

1010

119.36

Purchase

1203

119.37

Purchase

1347

119.40

Purchase

751

119.40

Purchase

1462

119.41

Purchase

121

119.43

Purchase

748

119.44

Purchase

186

119.47

Purchase

651

119.48

Purchase

183

119.49

Purchase

371

119.50

Purchase

30

119.51

Purchase

275

119.53

Purchase

1400

119.54

Purchase

525

119.55

Purchase

635

119.56

Purchase

618

119.57

Purchase

134

119.58

Purchase

515

119.59

Purchase

648

119.60

Purchase

574

119.61

Purchase

1269

119.62

Purchase

93

119.63

Purchase

425

119.64

Purchase

600

119.65

Purchase

224

119.66

Purchase

170

119.68

Purchase

1000

119.68

Purchase

1300

119.70

Purchase

484

119.70

Purchase

59

119.71

Purchase

818

119.72

Purchase

710

119.75

Purchase

391

119.79

Purchase

674

119.80

Purchase

219

119.81

Purchase

478

119.82

Purchase

380

119.83

Purchase

991

119.84

Purchase

815

119.85

Purchase

538

119.86

Purchase

902

119.87

Purchase

976

119.88

Purchase

241

119.89

Purchase

533

119.90

Purchase

259

119.91

Purchase

222

119.92

Purchase

600

119.93

Purchase

477

119.94

Purchase

209

119.95

Purchase

455

119.96

Purchase

1090

119.97

Purchase

111

119.98

Purchase

1099

119.99

Purchase

1797

120.00

Purchase

456

120.01

Purchase

78

120.02

Purchase

513

120.03

Purchase

1129

120.04

Purchase

78

120.05

Purchase

381

120.06

Purchase

551

120.07

Purchase

27

120.08

Purchase

408

120.09

Purchase

183

120.10

Purchase

64

120.11

Purchase

38

120.12

Purchase

215

120.14

Purchase

173

120.16

Purchase

59

120.17

Purchase

35

120.20

Purchase

1474

120.21

Purchase

279

120.22

Purchase

663

120.25

Purchase

275

120.29

Purchase

358

120.32

Purchase

921

120.35

Purchase

300

120.40

Purchase

213

120.50

TOTAL PURCHASE

191,495

Sale

91

118.31

Sale

232

118.40

Sale

88

118.41

Sale

451

118.42

Sale

1

118.43

Sale

12

118.44

Sale

6

118.50

Sale

269

118.59

Sale

70

118.60

Sale

78

118.64

Sale

155

118.70

Sale

1142

118.73

Sale

9

118.74

Sale

44

118.75

Sale

14

118.76

Sale

334

118.77

Sale

68

118.78

Sale

407

118.79

Sale

264

118.80

Sale

160

118.82

Sale

129

118.83

Sale

63

118.84

Sale

700

118.85

Sale

128

118.86

Sale

381

118.87

Sale

350

118.88

Sale

4

118.89

Sale

22

118.90

Sale

30

118.92

Sale

578

118.93

Sale

157

118.94

Sale

920

118.95

Sale

40

118.96

Sale

23

118.98

Sale

455

118.99

Sale

2556

119.00

Sale

1481

119.01

Sale

169

119.02

Sale

232

119.03

Sale

932

119.04

Sale

152

119.05

Sale

174

119.06

Sale

903

119.07

Sale

21

119.08

Sale

678

119.09

Sale

1229

119.10

Sale

850

119.11

Sale

2092

119.12

Sale

227

119.13

Sale

576

119.14

Sale

1797

119.15

Sale

854

119.16

Sale

1656

119.17

Sale

1208

119.18

Sale

1920

119.19

Sale

1839

119.20

Sale

1331

119.21

Sale

319

119.22

Sale

321

119.23

Sale

374

119.24

Sale

816

119.25

Sale

93

119.26

Sale

753

119.27

Sale

482

119.28

Sale

35

119.29

Sale

1164

119.30

Sale

1000

119.31

Sale

521

119.32

Sale

362

119.33

Sale

92

119.34

Sale

281

119.35

Sale

292

119.36

Sale

162

119.37

Sale

284

119.38

Sale

464

119.39

Sale

396

119.40

Sale

119

119.41

Sale

623

119.42

Sale

177

119.43

Sale

45

119.44

Sale

54

119.45

Sale

162

119.46

Sale

41

119.47

Sale

323

119.48

Sale

545

119.49

Sale

472

119.50

Sale

373

119.51

Sale

84

119.52

Sale

7

119.53

Sale

38

119.55

Sale

309

119.56

Sale

828

119.57

Sale

267

119.58

Sale

478

119.59

Sale

2319

119.60

Sale

1480

119.61

Sale

354

119.62

Sale

753

119.63

Sale

1632

119.64

Sale

1067

119.65

Sale

424

119.66

Sale

370

119.67

Sale

429

119.68

Sale

276

119.69

Sale

641

119.70

Sale

776

119.71

Sale

70

119.72

Sale

519

119.73

Sale

371

119.74

Sale

543

119.75

Sale

689

119.76

Sale

527

119.77

Sale

333

119.78

Sale

130

119.79

Sale

612

119.80

Sale

185

119.81

Sale

454

119.83

Sale

748

119.84

Sale

133

119.85

Sale

131

119.86

Sale

1720

119.87

Sale

113

119.88

Sale

611

119.89

Sale

540

119.90

Sale

135

119.91

Sale

348

119.92

Sale

372

119.93

Sale

2056

119.94

Sale

683

119.95

Sale

615

119.96

Sale

637

119.97

Sale

569

119.98

Sale

1359

119.99

Sale

874

120.00

Sale

97

120.01

Sale

142

120.02

Sale

26

120.03

Sale

65

120.04

Sale

49

120.05

Sale

360

120.06

Sale

40

120.07

Sale

406

120.08

Sale

494

120.09

Sale

278

120.10

Sale

754

120.14

Sale

62

120.15

Sale

416

120.16

Sale

40

120.17

Sale

136

120.18

Sale

819

120.19

Sale

100

120.20

Sale

857

120.21

Sale

55

120.23

Sale

60

120.24

Sale

389

120.25

Sale

81

120.26

Sale

67

120.29

Sale

619

120.47

Sale

165

120.49

Sale

33

120.50

Sale

252

120.55

TOTAL SALES

77,368

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

347

118.42

CFD

Long

153

118.59

CFD

Long

50

118.99

CFD

Long

1743

119.00

CFD

Long

699

119.01

CFD

Long

639

119.04

CFD

Long

5

119.09

CFD

Long

22

119.10

CFD

Long

632

119.11

CFD

Long

1547

119.12

CFD

Long

81

119.14

CFD

Long

38

119.16

CFD

Long

45

119.17

CFD

Long

54

119.19

CFD

Long

294

119.20

CFD

Long

13

119.22

CFD

Long

10

119.24

CFD

Long

319

119.25

CFD

Long

41

119.27

CFD

Long

5

119.29

CFD

Long

1000

119.30

CFD

Long

431

119.32

CFD

Long

119

119.35

CFD

Long

82

119.36

CFD

Long

114

119.37

CFD

Long

18

119.38

CFD

Long

37

119.39

CFD

Long

110

119.40

CFD

Long

19

119.43

CFD

Long

45

119.44

CFD

Long

54

119.45

CFD

Long

41

119.47

CFD

Long

76

119.49

CFD

Long

30

119.56

CFD

Long

43

119.57

CFD

Long

22

119.58

CFD

Long

126

119.59

CFD

Long

787

119.60

CFD

Long

170

119.61

CFD

Long

76

119.62

CFD

Long

10

119.63

CFD

Long

68

119.64

CFD

Long

122

119.65

CFD

Long

120

119.66

CFD

Long

202

119.67

CFD

Long

90

119.69

CFD

Long

21

119.70

CFD

Long

56

119.72

CFD

Long

28

119.74

CFD

Long

111

119.76

CFD

Long

32

119.78

CFD

Long

25

119.81

CFD

Long

43

119.83

CFD

Long

72

119.86

CFD

Long

130

119.87

CFD

Long

39

119.88

CFD

Long

126

119.92

CFD

Long

126

119.94

CFD

Long

151

119.97

CFD

Long

239

119.99

CFD

Long

239

120.00

CFD

Long

125

120.02

CFD

Long

81

120.26

CFD

Short

88030

118.90

CFD

Short

120

119.01

CFD

Short

177

119.12

CFD

Short

123

119.18

CFD

Short

120

119.22

CFD

Short

1084

119.40

CFD

Short

751

119.40

CFD

Short

86

119.43

CFD

Short

14

119.44

CFD

Short

100

119.50

CFD

Short

126

119.54

CFD

Short

122

119.61

CFD

Short

108

119.62

CFD

Short

93

119.63

CFD

Short

1000

119.68

CFD

Short

1300

119.70

CFD

Short

116

119.81

CFD

Short

511

119.88

CFD

Short

66

119.98

CFD

Short

259

120.00

CFD

Short

189

120.01

CFD

Short

50

120.06

CFD

Short

201

120.07

CFD

Short

183

120.10

CFD

Short

64

120.11

CFD

Short

38

120.12

CFD

Short

215

120.14

CFD

Short

144

120.16

CFD

Short

35

120.20

CFD

Short

1062

120.21

CFD

Short

389

120.25

CFD

Short

921

120.35

CFD

Short

300

120.40

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

30/07/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 8515

 

Name of offeree/offeror with which connected

Rio Tinto plc

 

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value9,138.90
Change-38.34