20th Nov 2007 18:32
Deutsche Bank AG20 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 19/11/2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Ordinary Number Number (%) (%) (1) Relevant securities -1,283,344 -0.281 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total -1,283,344 -0.281 (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) Purchase 294,346. 131.21Purchase 5,200. 131.21001Purchase 3,922. 134.89Purchase 10,000. 134.9Purchase 140. 134.92Purchase 354. 134.96Purchase 354. 134.97Purchase 39,955. 134.99Purchase 8,000. 135.Purchase 24,017. 135.1Purchase 3,005. 135.2Purchase 500. 135.28Purchase 106. 135.29Purchase 3,083. 135.3Purchase 4,443. 135.32Purchase 2,245. 135.33Purchase 5,000. 135.34Purchase 400. 135.38Purchase 4,902. 135.39Purchase 12,000. 135.4Purchase 1,000. 135.42Purchase 346. 135.5Purchase 2,000. 135.88Purchase 1,000. 135.89Purchase 3,920. 135.9Purchase 1,000. 135.97Purchase 800. 136.12Purchase 4,750. 136.39789Purchase 10,000. 136.93021Sale 294,346. 131.21Sale 5,200. 131.21001Sale 222. 134.9Sale 20. 134.99Sale 1,000. 135.Sale 46,313. 135.1Sale 100. 135.22Sale 704. 135.25Sale 16. 135.27Sale 470. 135.3Sale 181. 135.31Sale 2,500. 135.58Sale 5,770. 135.66184Sale 500. 135.69Sale 1,000. 135.79Sale 25. 135.89Sale 5,840. 135.9Sale 475. 135.95Sale 2,527. 136.Sale 500. 136.08Sale 58. 136.15Sale 2,000. 136.2Sale 74. 136.21Sale 33. 136.22Sale 1. 136.24Sale 26,420. 136.2497Sale 18. 136.25Sale 16. 136.29Sale 100. 136.36Sale 100. 136.4Sale 500. 136.41Sale 100. 136.42Sale 500. 136.45Sale 363. 136.6 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFDCFD Long 5,200. 131.21001CFD Long 222. 134.9CFD Long 20. 134.99CFD Long 1,000. 135.CFD Long 100. 135.22CFD Long 704. 135.25CFD Long 470. 135.3CFD Long 181. 135.31CFD Long 2,500. 135.58CFD Long 5,770. 135.66184CFD Long 500. 135.69CFD Long 1,000. 135.79CFD Long 25. 135.89CFD Long 475. 135.95CFD Long 500. 136.08CFD Long 19. 136.15CFD Long 39. 136.15CFD Long 1,673. 136.2CFD Long 39. 136.2CFD Long 45. 136.2CFD Long 2. 136.2CFD Long 59. 136.2CFD Long 9. 136.2CFD Long 100. 136.2CFD Long 73. 136.2CFD Long 26. 136.21CFD Long 16. 136.21CFD Long 32. 136.21CFD Long 32. 136.22CFD Long 1. 136.22CFD Long 1. 136.24CFD Long 26,420. 136.2497CFD Long 18. 136.25CFD Long 16. 136.29CFD Long 100. 136.36CFD Long 100. 136.4CFD Long 500. 136.41CFD Long 100. 136.42CFD Long 500. 136.45CFD Short 10,000. 136.93021CFD Short 5,200. 131.21001CFD Short 500. 135.28CFD Short 800. 136.12CFD Short 4,750. 136.39789 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. N/A Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 20/11/2007 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto