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EPT Disclosure

30th Jul 2008 11:51

RNS Number : 2073A
UBS AG (EPT)
30 July 2008
 

FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

29 JULY 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

0

0.00%

62

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

0

0.00%

62

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

PURCHASE

232

11840 AUD Cents

PURCHASE

1314

11840

PURCHASE

21

11842

PURCHASE

74

11842

PURCHASE

117

11842

PURCHASE

347

11842

PURCHASE

1

11844

SALE

160

11856

SALE

65

11856

SALE

32

11856

SALE

416

11858

SALE

53

11858

SALE

176

11860

SALE

100

11860

SALE

28

11860

SALE

292

11863

SALE

250

11863

SALE

442

11864

PURCHASE

1142

11873

SALE

149

11877

SALE

246

11879

SALE

58

11879

SALE

45

11879

SALE

42

11879

SALE

35

11879

SALE

31

11879

PURCHASE

3

11879

PURCHASE

9

11879

PURCHASE

16

11879

PURCHASE

193

11879

SALE

325

11883

SALE

168

11883

PURCHASE

106

11883

SALE

6

11885

PURCHASE

4

11885

PURCHASE

36

11885

PURCHASE

100

11888

SALE

588

11890

SALE

212

11890

PURCHASE

7

11892

PURCHASE

42

11892

SALE

120

11893

SALE

29

11893

PURCHASE

5

11894

PURCHASE

27

11894

PURCHASE

41

11894

PURCHASE

24

11895

PURCHASE

696

11895

PURCHASE

4

11896

PURCHASE

21

11896

PURCHASE

27

11896

PURCHASE

36

11896

SALE

221

11897

SALE

9

11897

PURCHASE

168

11897

SALE

365

11898

SALE

273

11898

SALE

81

11898

SALE

22

11898

SALE

11

11898

SALE

329

11899

SALE

206

11899

SALE

139

11899

SALE

82

11899

SALE

318

11900

SALE

49

11900

PURCHASE

29

11900

PURCHASE

100

11900

PURCHASE

275

11900

PURCHASE

279

11900

PURCHASE

300

11900

PURCHASE

696

11900

PURCHASE

3

11901

PURCHASE

3

11901

PURCHASE

6

11901

PURCHASE

14

11901

PURCHASE

16

11901

PURCHASE

19

11901

PURCHASE

27

11901

PURCHASE

61

11901

PURCHASE

77

11901

PURCHASE

125

11901

PURCHASE

134

11901

PURCHASE

14

11902

PURCHASE

102

11902

PURCHASE

17

11904

PURCHASE

24

11904

PURCHASE

100

11904

PURCHASE

97

11906

PURCHASE

2

11907

PURCHASE

77

11907

PURCHASE

436

11907

PURCHASE

29

11909

PURCHASE

80

11909

PURCHASE

166

11909

SALE

200

11910

SALE

167

11910

SALE

60

11910

SALE

9

11910

PURCHASE

9

11910

PURCHASE

14

11910

PURCHASE

33

11910

PURCHASE

170

11910

PURCHASE

190

11910

SALE

187

11911

SALE

168

11911

PURCHASE

186

11911

PURCHASE

67

11912

PURCHASE

318

11912

PURCHASE

909

11912

PURCHASE

5

11914

PURCHASE

51

11914

PURCHASE

54

11914

SALE

378

11915

SALE

92

11915

SALE

77

11915

SALE

58

11915

SALE

40

11915

SALE

22

11915

PURCHASE

142

11915

PURCHASE

23

11916

PURCHASE

100

11916

PURCHASE

181

11916

PURCHASE

219

11916

PURCHASE

1366

11916

SALE

160

11917

SALE

34

11917

PURCHASE

6

11917

PURCHASE

287

11917

PURCHASE

723

11919

PURCHASE

2

11920

PURCHASE

2

11920

PURCHASE

14

11920

PURCHASE

18

11920

PURCHASE

177

11920

PURCHASE

300

11920

PURCHASE

388

11920

PURCHASE

1027

11920

SALE

536

11921

PURCHASE

1

11921

PURCHASE

12

11921

PURCHASE

200

11921

PURCHASE

243

11921

PURCHASE

554

11921

PURCHASE

3

11922

PURCHASE

18

11922

PURCHASE

29

11922

PURCHASE

56

11922

PURCHASE

95

11922

PURCHASE

97

11922

PURCHASE

107

11922

PURCHASE

112

11922

PURCHASE

147

11922

PURCHASE

175

11922

PURCHASE

335

11922

PURCHASE

94

11923

PURCHASE

126

11923

PURCHASE

602

11923

SALE

1000

11924

SALE

450

11924

SALE

160

11924

SALE

120

11924

SALE

100

11924

SALE

58

11924

SALE

4

11924

PURCHASE

165

11924

SALE

300

11925

SALE

300

11925

SALE

170

11925

SALE

95

11925

SALE

37

11925

SALE

34

11925

SALE

7

11925

PURCHASE

3

11925

PURCHASE

3

11925

PURCHASE

50

11925

PURCHASE

815

11925

SALE

114

11927

SALE

76

11927

SALE

65

11927

SALE

62

11927

SALE

58

11927

PURCHASE

2

11927

PURCHASE

8

11927

PURCHASE

23

11927

PURCHASE

24

11927

PURCHASE

200

11927

PURCHASE

550

11927

SALE

604

11928

SALE

289

11928

SALE

170

11928

SALE

170

11928

SALE

117

11928

SALE

76

11928

SALE

21

11928

SALE

2

11928

PURCHASE

73

11928

PURCHASE

139

11928

PURCHASE

299

11928

SALE

1496

11929

SALE

49

11929

PURCHASE

199

11929

SALE

372

11930

SALE

196

11930

SALE

150

11930

SALE

117

11930

SALE

97

11930

SALE

95

11930

SALE

93

11930

SALE

88

11930

SALE

63

11930

SALE

33

11930

SALE

22

11930

PURCHASE

300

11930

PURCHASE

447

11930

PURCHASE

50

11931

PURCHASE

263

11931

PURCHASE

3

11932

PURCHASE

8

11932

PURCHASE

23

11932

PURCHASE

300

11932

PURCHASE

1622

11932

SALE

768

11933

SALE

175

11933

SALE

170

11933

SALE

144

11933

SALE

88

11933

SALE

53

11933

SALE

38

11933

SALE

27

11933

SALE

22

11933

SALE

4

11933

SALE

2

11933

PURCHASE

7

11933

PURCHASE

2

11935

SALE

295

11936

SALE

89

11936

SALE

40

11936

SALE

35

11936

PURCHASE

27

11936

PURCHASE

29

11936

PURCHASE

150

11936

PURCHASE

3

11937

PURCHASE

327

11937

SALE

721

11938

SALE

168

11938

SALE

160

11938

SALE

148

11938

SALE

64

11938

SALE

43

11938

PURCHASE

2

11938

PURCHASE

3

11938

PURCHASE

3

11938

PURCHASE

16

11938

PURCHASE

27

11938

PURCHASE

35

11938

PURCHASE

50

11938

PURCHASE

51

11938

PURCHASE

88

11938

PURCHASE

130

11938

PURCHASE

180

11938

PURCHASE

1410

11938

PURCHASE

1

11939

PURCHASE

18

11939

PURCHASE

104

11939

PURCHASE

125

11939

SALE

45264

11939.06473

PURCHASE

45264

11939.06473

PURCHASE

499

11940

SALE

643

11941

SALE

191

11941

SALE

180

11941

SALE

138

11941

SALE

126

11941

SALE

94

11941

SALE

42

11941

PURCHASE

35

11941

PURCHASE

75

11941

PURCHASE

200

11941

PURCHASE

53

11942

PURCHASE

100

11942

PURCHASE

315

11942

PURCHASE

4

11943

PURCHASE

500

11943

PURCHASE

500

11943

SALE

1000

11944

SALE

352

11944

SALE

311

11944

SALE

245

11944

SALE

130

11944

SALE

128

11944

SALE

117

11944

SALE

98

11944

SALE

74

11944

SALE

60

11944

SALE

36

11944

SALE

5

11944

PURCHASE

300

11946

PURCHASE

126

11947

PURCHASE

129

11949

SALE

1500

11950

SALE

170

11950

SALE

160

11950

SALE

39

11950

SALE

18

11950

SALE

5

11950

PURCHASE

1

11950

PURCHASE

2

11950

PURCHASE

3

11950

PURCHASE

33

11950

PURCHASE

47

11950

PURCHASE

136

11950

PURCHASE

217

11950

PURCHASE

272

11950

PURCHASE

309

11950

SALE

46186

11950.12846

PURCHASE

46186

11950.12846

SALE

266

11951

PURCHASE

210

11951

PURCHASE

10

11952

PURCHASE

42

11952

PURCHASE

79

11952

PURCHASE

99

11952

PURCHASE

235

11953

SALE

180

11954

SALE

59

11954

PURCHASE

1

11954

PURCHASE

3

11954

PURCHASE

213

11954

SALE

313

11955

SALE

111

11956

SALE

281

11957

SALE

40

11957

PURCHASE

84

11957

PURCHASE

153

11957

SALE

233

11958

PURCHASE

36

11958

PURCHASE

43

11958

PURCHASE

88

11958

SALE

348

11959

SALE

118

11959

SALE

39

11959

SALE

39

11959

SALE

7

11959

PURCHASE

370

11959

PURCHASE

593

11959

SALE

380

11960

PURCHASE

175

11960

SALE

299

11961

SALE

180

11961

SALE

172

11961

SALE

150

11961

SALE

70

11961

SALE

60

11961

SALE

40

11961

SALE

32

11961

SALE

3

11961

SALE

177

11962

SALE

175

11962

SALE

131

11962

PURCHASE

5

11963

PURCHASE

10

11963

PURCHASE

88

11963

PURCHASE

299

11963

PURCHASE

500

11963

PURCHASE

5

11964

PURCHASE

16

11964

PURCHASE

51

11964

PURCHASE

98

11964

PURCHASE

111

11964

PURCHASE

257

11964

PURCHASE

539

11964

PURCHASE

73

11965

PURCHASE

168

11968

PURCHASE

489

11968

SALE

1000

11970

SALE

266

11970

SALE

150

11970

SALE

62

11970

SALE

41

11970

SALE

38

11970

SALE

9

11970

SALE

7

11970

PURCHASE

17

11971

PURCHASE

98

11971

SALE

500

11972

SALE

500

11972

SALE

488

11972

SALE

256

11972

SALE

180

11972

SALE

174

11972

SALE

18

11972

PURCHASE

22

11972

SALE

401

11974

SALE

248

11974

SALE

51

11974

SALE

9

11974

PURCHASE

23

11974

PURCHASE

28

11974

PURCHASE

35

11974

PURCHASE

131

11974

PURCHASE

168

11974

SALE

267

11975

SALE

444

11976

SALE

324

11976

SALE

78

11976

SALE

44

11976

SALE

17

11976

SALE

11

11976

SALE

426

11979

SALE

395

11979

SALE

170

11979

SALE

1184

11980

SALE

160

11980

SALE

58

11980

SALE

19

11980

SALE

73

11981

SALE

28

11981

SALE

170

11982

PURCHASE

200

11985

PURCHASE

1000

11985

SALE

406

11988

SALE

221

11988

SALE

241

11989

SALE

61

11989

SALE

8

11989

PURCHASE

6

11989

PURCHASE

11

11989

PURCHASE

20

11989

PURCHASE

56

11989

PURCHASE

96

11989

PURCHASE

177

11989

PURCHASE

200

11989

PURCHASE

1000

11989

PURCHASE

4

11990

SALE

58

11992

SALE

51

11992

SALE

7

11992

SALE

274

11993

SALE

270

11993

SALE

150

11993

SALE

59

11993

SALE

160

11995

SALE

160

11995

SALE

4

11995

SALE

271

11996

SALE

59

11996

SALE

170

11997

SALE

122

11997

SALE

43

11997

SALE

1

11997

SALE

9

11998

SALE

293

12000

SALE

249

12000

SALE

244

12000

SALE

237

12000

SALE

182

12000

SALE

177

12000

SALE

176

12000

SALE

171

12000

SALE

153

12000

SALE

26

12000

SALE

6

12000

PURCHASE

3

12000

PURCHASE

114

12000

PURCHASE

150

12000

PURCHASE

250

12000

PURCHASE

631

12000

PURCHASE

1489

12000

SALE

241

12001

SALE

35

12001

PURCHASE

145

12004

SALE

170

12005

SALE

26

12005

SALE

457

12006

SALE

220

12006

SALE

59

12006

SALE

53

12006

SALE

10

12006

SALE

7

12006

SALE

1

12006

PURCHASE

15

12006

PURCHASE

114

12006

SALE

169

12008

PURCHASE

527

12009

PURCHASE

737

12009

PURCHASE

300

12010

PURCHASE

351

12010

SALE

441

12014

PURCHASE

100

12014

SALE

1

12016

SALE

66

12018

PURCHASE

100

12018

PURCHASE

363

12018

SALE

82

12020

SALE

102

12021

PURCHASE

119

12021

SALE

336

12024

SALE

130

12024

SALE

8

12025

SALE

1000

12030

SALE

156

12030

SALE

358

12032

SALE

22

12032

PURCHASE

1000

12036

SALE

61

12046

SALE

56

12047

SALE

23

12047

SALE

1

12047

TOTAL PURCHASES

136,714

TOTAL SALES

137,636

(b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

30 JULY 2008

Contact name

LOUISE ROBINSON

Telephone number

020 7567 8762

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBGGDRBUXGGIG

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,633.75
Change48.74