1st Apr 2008 15:39
Macquarie Group Limited01 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 31 March 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 6,115,868 0.18%(2)Derivatives(other thanoptions) 531,392 0.01%(3) Optionsand agreementstopurchase/sell 5,929,202 0.17% Total 0 0.00% 9,045,070 0.26% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (e) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities (Note Price per unit (Note 5) 6) 4)e.g. CFDSee AnnexureB I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)SeeAnnexureC (f) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (g) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable)Loan of securities 27,867 N/AReturn of borrowed securities 475,000 N/ACollateral delivered 890,000 N/ACollateral delivery returns 1,300,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 1 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader ANNEXURE A Buy Sell Exec Quantity Exec Price (AUD) BUY 1536.00 36.12 BUY 926.00 36.14 BUY 7238.00 36.12 BUY 300.00 36.12 BUY 236.00 36.40 BUY 45.00 36.35 BUY 47.00 36.35 BUY 5000.00 36.40 BUY 32.00 36.40 BUY 1196.00 36.40 BUY 3536.00 36.40 BUY 6632.00 36.50 BUY 59.00 36.50 BUY 1163.00 36.50 BUY 740.00 36.50 BUY 918.00 36.68 BUY 9082.00 36.68 BUY 1406.00 36.50 BUY 9532.00 36.35 BUY 376.00 36.35 BUY 5335.00 36.25 BUY 9949.00 36.12 BUY 2165.00 36.25 BUY 51.00 36.12 BUY 10000.00 36.11 BUY 9728.00 36.10 BUY 9777.00 36.00 BUY 223.00 36.00 BUY 272.00 36.10 BUY 10000.00 35.81 BUY 600.00 36.02 BUY 1000.00 36.02 BUY 8710.00 36.02 BUY 158.00 36.02 BUY 13932.00 36.02 BUY 600.00 36.02 BUY 2420.00 35.92 BUY 4028.00 35.92 BUY 389.00 35.92 BUY 5000.00 35.92 BUY 13163.00 35.92 BUY 800.00 36.38 BUY 424.00 36.54 BUY 391.00 36.54 BUY 393.00 36.54 BUY 44.00 36.54 BUY 271.00 36.26 BUY 22.00 36.26 BUY 23.00 36.26 BUY 2647.00 36.27 BUY 247.00 36.12 BUY 1233.00 36.12 BUY 2264.00 36.14 BUY 710.00 36.30 BUY 1183.00 36.30 BUY 657.00 36.00 BUY 98.00 36.00 BUY 445.00 36.00 BUY 739.00 36.17 BUY 424.00 36.29 BUY 636.00 36.03 BUY 274.00 36.16 BUY 27.00 36.06 BUY 73.00 36.06 BUY 146.00 36.36 BUY 05.00 36.30 BUY 124.00 36.35 BUY 854.00 36.35 BUY 20.00 36.45 BUY 680.00 36.45 BUY 240.00 36.45 BUY 850.00 36.45 BUY 210.00 36.45 BUY 28.00 36.45 BUY 493.00 36.42 BUY 07.00 36.42 BUY 20.00 36.45 BUY 02.00 36.45 BUY 450.00 36.45 BUY 42.00 36.38 BUY 122.00 36.38 BUY 36.00 36.38 BUY 1000.00 36.15 BUY 300.00 36.30 BUY 200.00 36.30 BUY 1000.00 36.20 BUY 338.00 36.31 BUY 119.00 36.31 BUY 43.00 36.31 BUY 200.00 36.10 BUY 100.00 35.81 BUY 500.00 35.81 BUY 200.00 35.81 BUY 38.00 36.17 BUY 05.00 36.17 BUY 73.00 36.17 BUY 2789.00 36.17 BUY 2095.00 36.17 BUY 5000.00 35.81 BUY 5000.00 35.81 BUY 1000.00 43.00 BUY 1000.00 43.00 BUY 8000.00 42.00 BUY 100.00 65.34 BUY 100.00 65.34 BUY 100.00 65.34 BUY 100.00 65.34 BUY 1900.00 65.34 BUY 200.00 65.34 BUY 100.00 65.37 BUY 2400.00 65.37 BUY 700.00 65.15 BUY 200.00 65.15 BUY 200.00 65.15 BUY 400.00 65.15 BUY 500.00 65.20 BUY 400.00 65.20 BUY 100.00 65.20 BUY 100.00 65.50 BUY 100.00 65.50 BUY 400.00 65.50 BUY 600.00 65.50 BUY 900.00 65.50 BUY 200.00 65.50 BUY 200.00 65.50 BUY 900.00 65.50 BUY 11000.00 65.20 BUY 10.00 65.45 SELL -4677.00 36.44 SELL -2247.00 36.44 SELL -300.00 36.44 SELL -2776.00 36.44 SELL -3352.00 36.36 SELL -249.00 36.36 SELL -5374.00 36.52 SELL -107.00 36.52 SELL -4519.00 36.52 SELL -2749.00 36.55 SELL -198.00 36.55 SELL -7053.00 36.55 SELL -10000.00 36.57 SELL -05.00 36.36 SELL -96.00 36.36 SELL -4430.00 36.30 SELL -551.00 36.30 SELL -19.00 36.30 SELL -1298.00 36.36 SELL -21.00 36.16 SELL -463.00 36.16 SELL -41.00 36.16 SELL -2851.00 36.16 SELL -63.00 36.16 SELL -4000.00 36.16 SELL -28.00 36.22 SELL -285.00 36.22 SELL -3241.00 36.22 SELL -3359.00 36.22 SELL -28.00 36.22 SELL -3059.00 36.22 SELL -280.00 36.17 SELL -08.00 36.17 SELL -159.00 36.17 SELL -680.00 36.17 SELL -10000.00 36.22 SELL -4979.00 36.17 SELL -23.00 36.17 SELL -156.00 36.17 SELL -31.00 36.17 SELL -3624.00 36.17 SELL -27.00 36.17 SELL -28.00 36.17 SELL -05.00 36.17 SELL -4300.00 36.00 SELL -242.00 36.00 SELL -555.00 36.00 SELL -1000.00 36.00 SELL -3000.00 36.00 SELL -1000.00 36.00 SELL -20.00 36.00 SELL -500.00 36.00 SELL -800.00 36.00 SELL -1000.00 36.00 SELL -1000.00 36.00 SELL -622.00 36.00 SELL -150.00 36.00 SELL -5811.00 36.00 SELL -333.00 36.37 SELL -4494.00 36.37 SELL -84.00 36.37 SELL -4319.00 36.37 SELL -1471.00 36.37 SELL -1141.00 36.37 SELL -12000.00 36.37 SELL -1000.00 36.37 SELL -158.00 36.37 SELL -56.00 36.13 SELL -8953.00 36.13 SELL -516.00 36.13 SELL -475.00 36.13 SELL -741.00 35.81 SELL -1500.00 35.81 SELL -500.00 35.81 SELL -100.00 35.81 SELL -1000.00 35.81 SELL -3659.00 35.81 SELL -1000.00 35.81 SELL -500.00 35.81 SELL -1000.00 35.81 SELL -1121.00 33.19 SELL -130.00 35.88 SELL -1753.00 35.88 SELL -32.00 35.94 SELL -32.00 35.93 SELL -95.00 35.92 SELL -349.00 35.92 SELL -1484.00 36.40 SELL -03.00 36.34 SELL -747.00 36.34 SELL -250.00 36.27 SELL -73.00 36.30 SELL -289.00 36.30 SELL -02.00 36.29 SELL -398.00 36.29 SELL -500.00 36.43 SELL -333.00 36.38 SELL -432.00 36.38 SELL -77.00 36.43 SELL -67.00 36.43 SELL -22.00 36.43 SELL -05.00 36.43 SELL -1488.00 36.43 SELL -500.00 36.46 SELL -776.00 36.58 SELL -1000.00 36.66 SELL -44.00 36.57 SELL -489.00 36.57 SELL -10.00 36.61 SELL -04.00 36.61 SELL -236.00 36.61 SELL -250.00 36.61 SELL -77.00 36.61 SELL -173.00 36.61 SELL -250.00 36.61 SELL -88.00 36.36 SELL -93.00 36.36 SELL -53.00 36.36 SELL -1220.00 36.36 SELL -142.00 36.36 SELL -162.00 36.11 SELL -51.00 36.11 SELL -1035.00 36.11 SELL -28.00 36.11 SELL -590.00 36.11 SELL -191.00 36.11 SELL -175.00 36.11 SELL -1085.00 36.11 SELL -20.00 36.11 SELL -52.00 36.11 SELL -57.00 36.11 SELL -54.00 36.11 SELL -472.00 36.11 SELL -28.00 36.11 SELL -500.00 36.06 SELL -500.00 36.06 SELL -250.00 36.26 SELL -144.00 36.26 SELL -106.00 36.26 SELL -141.00 36.09 SELL -33.00 36.09 SELL -53.00 36.09 SELL -03.00 36.09 SELL -52.00 36.09 SELL -1137.00 36.11 SELL -99.00 36.18 SELL -530.00 36.18 SELL -08.00 36.18 SELL -528.00 36.18 SELL -31.00 36.18 SELL -92.00 36.18 SELL -05.00 36.18 SELL -187.00 36.18 SELL -1661.00 36.15 SELL -39.00 36.15 SELL -500.00 36.15 SELL -71.00 36.15 SELL -512.00 36.14 SELL -154.00 36.14 SELL -280.00 36.14 SELL -54.00 36.14 SELL -560.00 35.99 SELL -310.00 35.98 SELL -1500.00 36.06 SELL -2000.00 36.13 SELL -970.00 36.02 SELL -970.00 36.12 SELL -1800.00 36.57 SELL -300.00 36.29 SELL -96.00 36.29 SELL -34.00 36.29 SELL -05.00 36.29 SELL -39.00 36.29 SELL -16.00 36.34 SELL -654.00 36.34 SELL -827.00 36.33 SELL -828.00 36.32 SELL -74.00 35.97 SELL -50.00 36.30 SELL -500.00 36.55 SELL -450.00 36.58 SELL -250.00 36.50 SELL -15.00 36.50 SELL -485.00 36.50 SELL -100.00 36.68 SELL -500.00 36.66 SELL -1000.00 36.58 SELL -200.00 36.11 SELL -414.00 36.20 SELL -43.00 36.17 SELL -15.00 36.17 SELL -294.00 36.17 SELL -28.00 36.17 SELL -28.00 36.17 SELL -92.00 36.17 SELL -01.00 36.16 SELL -01.00 36.16 SELL -500.00 36.16 SELL -100.00 36.11 SELL -2000.00 35.81 SELL -4873.00 36.48 SELL -127.00 36.48 SELL -4900.00 36.68 SELL -02.00 36.68 SELL -48.00 36.67 SELL -47.00 36.67 SELL -139.00 36.67 SELL -2716.00 36.67 SELL -05.00 36.68 SELL -93.00 36.68 SELL -4080.00 36.69 SELL -920.00 36.69 SELL -403.00 35.81 SELL -100.00 65.25 SELL -1800.00 65.25 SELL -600.00 65.25 SELL -400.00 65.35 SELL -300.00 65.34 SELL -100.00 65.34 SELL -100.00 65.34 SELL -100.00 65.34 SELL -100.00 65.34 SELL -100.00 65.34 SELL -1100.00 65.34 SELL -200.00 65.34 SELL -100.00 65.25 SELL -100.00 65.25 SELL -100.00 65.25 SELL -100.00 65.34 SELL -100.00 65.34 SELL -200.00 65.34 SELL -200.00 65.34 SELL -400.00 65.34 SELL -400.00 65.34 SELL -300.00 65.34 SELL -300.00 65.34 SELL -200.00 65.34 SELL -2500.00 65.25 34720.00 OTC sale to custodian at market. TOTAL BUYS 261,484 TOTAL SELLS 225,598 ANNEXURE B Type BuySell Exec Quantity Exec Price (AUD)CFDS BUY 50.00 36.30CFDS BUY 250.00 36.50CFDS BUY 485.00 36.50CFDS BUY 500.00 36.55CFDS BUY 450.00 36.58CFDS BUY 15.00 36.50CFDS BUY 100.00 36.68CFDS BUY 500.00 36.66CFDS BUY 1000.00 36.58CFDS BUY 92.00 36.17CFDS BUY 414.00 36.20CFDS BUY 200.00 36.11CFDS BUY 28.00 36.17CFDS BUY 294.00 36.17CFDS BUY 43.00 36.17CFDS BUY 28.00 36.17CFDS BUY 15.00 36.17CFDS BUY 100.00 36.11CFDS BUY 01.00 36.16CFDS BUY 01.00 36.16CFDS BUY 500.00 36.16CFDS BUY 2000.00 35.81CFDS SELL -27.00 36.06CFDS SELL -73.00 36.06CFDS SELL -124.00 36.35CFDS SELL -05.00 36.30CFDS SELL -854.00 36.35CFDS SELL -146.00 36.36CFDS SELL -210.00 36.45CFDS SELL -20.00 36.45CFDS SELL -680.00 36.45CFDS SELL -240.00 36.45CFDS SELL -850.00 36.45CFDS SELL -493.00 36.42CFDS SELL -07.00 36.42CFDS SELL -28.00 36.45CFDS SELL -20.00 36.45CFDS SELL -02.00 36.45CFDS SELL -450.00 36.45CFDS SELL -42.00 36.38CFDS SELL -122.00 36.38CFDS SELL -36.00 36.38CFDS SELL -1000.00 36.15CFDS SELL -300.00 36.30CFDS SELL -200.00 36.30CFDS SELL -1000.00 36.20CFDS SELL -338.00 36.31CFDS SELL -43.00 36.31CFDS SELL -119.00 36.31CFDS SELL -200.00 35.81CFDS SELL -200.00 36.10CFDS SELL -500.00 35.81CFDS SELL -100.00 35.81 TOTAL BUYS 7,066 TOTAL SELLS 8,429 ANNEXURE C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro ExpiryPut Option BUY 1000.00 09.29 32.00 European 17/11/2016Put Option BUY 1000.00 09.36 32.00 European 17/11/2016Put Option BUY 520.00 21.25 20.00 European 28/06/2013Put Option BUY 750.00 16.73 20.00 European 19/05/2016Put Option BUY 250.00 16.73 20.00 European 19/05/2016Put Option BUY 500.00 16.80 20.00 European 19/05/2016Put Option BUY 500.00 16.85 20.00 European 19/05/2016Put Option BUY 1000.00 17.04 20.00 European 19/05/2016Put Option BUY 250.00 17.00 20.00 European 19/05/2016Put Option BUY 250.00 17.00 20.00 European 19/05/2016Put Option BUY 250.00 17.00 20.00 European 19/05/2016Put Option BUY 250.00 17.00 20.00 European 19/05/2016Put Option BUY 500.00 16.50 20.00 European 19/05/2016Put Option BUY 3500.00 16.50 20.00 European 19/05/2016Put Option BUY 500.00 16.45 20.00 European 19/05/2016Put Option BUY 500.00 16.45 20.00 European 19/05/2016Put Option BUY 250.00 16.64 20.00 European 19/05/2016Put Option BUY 250.00 16.64 20.00 European 19/05/2016Put Option BUY 1000.00 16.53 20.00 European 19/05/2016Put Option BUY 1500.00 16.45 20.00 European 19/05/2016Put Option BUY 2000.00 16.52 20.00 European 19/05/2016Put Option BUY 3000.00 04.01 32.00 European 27/09/2007Put Option BUY 3500.00 04.19 32.00 European 27/09/2007Put Option BUY 1000.00 00.74 40.00 European 23/04/2008Put Option BUY 9000.00 00.74 40.00 European 23/04/2008Put Option BUY 2750.00 00.77 40.00 European 23/04/2008Put Option BUY 250.00 00.77 40.00 European 23/04/2008Put Option BUY 1000.00 00.65 40.00 European 23/04/2008Put Option BUY 1000.00 00.65 40.00 European 23/04/2008Put Option BUY 8000.00 00.65 40.00 European 23/04/2008Put Option BUY 2000.00 08.31 30.21 European 30/06/2008Put Option BUY 750.00 08.12 30.21 European 30/06/2008Put Option BUY 814.00 00.01 06.40 European 30/06/2009Put Option BUY 1500.00 06.93 34.00 European 25/10/2007Put Option BUY 1500.00 06.74 34.00 European 25/10/2007Put Option BUY 4000.00 00.65 24.53 European 30/06/2008Put Option BUY 4000.00 00.65 24.53 European 30/06/2008Put Option SELL -1121.00 00.01 33.19 European 20080331Put Option SELL -5000.00 00.92 39.00 European 20080423Put Option SELL -6385.00 01.00 38.00 European 20080626Call Option SELL -12000.00 00.53 40.00 American 20080626Call Option SELL -6000.00 00.74 37.00 European 20080529Call Option SELL -6000.00 00.77 37.00 European 20080529Put Option SELL -1277.00 08.72 36.61 American 20130425Put Option SELL -750.00 13.92 25.00 European 17/11/2016Put Option SELL -1250.00 13.92 25.00 European 17/11/2016Put Option SELL -550.00 12.04 28.56 European 30/06/2009Put Option SELL -4000.00 00.01 28.56 European 30/06/2009Put Option SELL -4000.00 00.01 28.56 European 30/06/2009Put Option SELL -814.00 08.84 20.00 European 28/06/2013Put Option SELL -699.00 21.45 20.00 European 28/06/2013Put Option SELL -301.00 21.56 20.00 European 28/06/2013Put Option SELL -3500.00 04.17 32.00 European 27/09/2007Put Option SELL -2250.00 00.77 40.00 European 23/04/2008Put Option SELL -250.00 00.77 40.00 European 23/04/2008Put Option SELL -5000.00 00.68 40.00 European 23/04/2008Put Option SELL -3000.00 06.82 34.00 European 25/10/2007Put Option SELL -1250.00 06.68 34.00 European 25/10/2007Put Option SELL -250.00 06.68 34.00 European 25/10/2007 TOTAL BUYS 60,584 TOTAL SELLS 65,647 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group