9th Mar 2010 10:13
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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WITH RECOGNISED INTERMEDIARY STATUS |
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|
DEALING IN A CLIENT-SERVING CAPACITY |
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(Rule 38.5(a) of the Takeover Code)) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Blacks Leisure Group Plc |
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Class of relevant security to which the |
Common |
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|
dealings being disclosed relate |
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Date of dealing |
08/03/2010 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities sold |
Highest price received |
|
Lowest price received |
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|
12,000 |
GBP 0.59 |
GBP 0.59 |
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(b) Derivatives transactions (other than options) |
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Product name, |
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Short/Long |
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Number of securities |
Price per unit |
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|
eg. CFD |
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|
|
|
Short Swap |
SHORT |
6,000 |
GBP 0.59 |
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|
(c) Options transactions in respect of existing securities |
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|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
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|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
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|
varying etc. |
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per unit |
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
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|
eg call option |
option |
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
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|
any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
09/03/2010 |
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|
Contact name |
Bhavika Mistry |
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Telephone number |
+44 207 995 4747 |
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Name of offeree/offeror with whom connected |
Sports Direct International Plc |
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|
Nature of connection # |
Advisor |
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|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
Shanks Group Plc |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
08/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
38,666 |
GBP 1.21 |
GBP 1.20 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
34,192 |
GBP 1.21 |
GBP 1.19 |
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|
(b) Derivatives transactions (other than options) |
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|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
15,021 |
GBP 1.20 |
|
|
Long Swap |
LONG |
10,300 |
GBP 1.21 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
862 |
GBP 1.20 |
|
|
Short Swap |
SHORT |
20,000 |
GBP 1.20 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
09/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
Babcock International Group |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
08/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
37,071 |
GBP 5.25 |
GBP 5.21 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
196,706 |
GBP 5.24 |
GBP 5.20 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
83 |
GBP 5.23 |
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|
Long Swap |
LONG |
49 |
GBP 5.23 |
|
|
Long Swap |
LONG |
17 |
GBP 5.23 |
|
|
Long Swap |
LONG |
4 |
GBP 5.23 |
|
|
Long Swap |
LONG |
3 |
GBP 5.23 |
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|
Long Swap |
LONG |
2 |
GBP 5.23 |
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|
Long Swap |
LONG |
1 |
GBP 5.23 |
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Long Swap |
LONG |
1 |
GBP 5.23 |
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|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
154 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
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|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1 |
GBP 5.23 |
|
|
Long Swap |
LONG |
974 |
GBP 5.23 |
|
|
Long Swap |
LONG |
9,759 |
GBP 5.23 |
|
|
Long Swap |
LONG |
4,597 |
GBP 5.23 |
|
|
Long Swap |
LONG |
2,885 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1,475 |
GBP 5.22 |
|
|
Long Swap |
LONG |
140 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1,110 |
GBP 5.23 |
|
|
Long Swap |
LONG |
148 |
GBP 5.23 |
|
|
Long Swap |
LONG |
969 |
GBP 5.23 |
|
|
Long Swap |
LONG |
626 |
GBP 5.23 |
|
|
Long Swap |
LONG |
573 |
GBP 5.23 |
|
|
Long Swap |
LONG |
436 |
GBP 5.23 |
|
|
Long Swap |
LONG |
388 |
GBP 5.23 |
|
|
Long Swap |
LONG |
345 |
GBP 5.23 |
|
|
Long Swap |
LONG |
272 |
GBP 5.23 |
|
|
Long Swap |
LONG |
198 |
GBP 5.23 |
|
|
Long Swap |
LONG |
163 |
GBP 5.23 |
|
|
Long Swap |
LONG |
1,461 |
GBP 5.23 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
1 |
GBP 5.23 |
|
|
Short Swap |
SHORT |
62,568 |
GBP 5.21 |
|
|
Short Swap |
SHORT |
60,000 |
GBP 5.21 |
|
|
Short Swap |
SHORT |
27,432 |
GBP 5.21 |
|
|
Short Swap |
SHORT |
16,676 |
GBP 5.21 |
|
|
Short Swap |
SHORT |
1,069 |
GBP 5.23 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
09/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
VT Group Plc |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
08/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
791,143 |
GBP 6.81 |
GBP 6.79 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
734,833 |
GBP 6.82 |
GBP 6.79 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
47 |
GBP 6.80 |
|
|
Long Swap |
LONG |
1 |
GBP 6.80 |
|
|
Long Swap |
LONG |
350 |
GBP 6.80 |
|
|
Long Swap |
LONG |
277 |
GBP 6.80 |
|
|
Long Swap |
LONG |
256 |
GBP 6.80 |
|
|
Long Swap |
LONG |
204 |
GBP 6.80 |
|
|
Long Swap |
LONG |
181 |
GBP 6.80 |
|
|
Long Swap |
LONG |
165 |
GBP 6.80 |
|
|
Long Swap |
LONG |
448 |
GBP 6.80 |
|
|
Long Swap |
LONG |
54 |
GBP 6.80 |
|
|
Long Swap |
LONG |
494 |
GBP 6.80 |
|
|
Long Swap |
LONG |
21 |
GBP 6.80 |
|
|
Long Swap |
LONG |
21 |
GBP 6.80 |
|
|
Long Swap |
LONG |
15 |
GBP 6.80 |
|
|
Long Swap |
LONG |
13 |
GBP 6.80 |
|
|
Long Swap |
LONG |
7 |
GBP 6.80 |
|
|
Long Swap |
LONG |
1 |
GBP 6.80 |
|
|
Long Swap |
LONG |
1 |
GBP 6.80 |
|
|
Long Swap |
LONG |
151 |
GBP 6.80 |
|
|
Long Swap |
LONG |
1,314 |
GBP 6.80 |
|
|
Long Swap |
LONG |
21,176 |
GBP 6.80 |
|
|
Long Swap |
LONG |
8,261 |
GBP 6.80 |
|
|
Long Swap |
LONG |
2,935 |
GBP 6.80 |
|
|
Long Swap |
LONG |
378 |
GBP 6.80 |
|
|
Long Swap |
LONG |
2,009 |
GBP 6.80 |
|
|
Long Swap |
LONG |
1,258 |
GBP 6.80 |
|
|
Long Swap |
LONG |
1,149 |
GBP 6.80 |
|
|
Long Swap |
LONG |
1,124 |
GBP 6.80 |
|
|
Long Swap |
LONG |
1,051 |
GBP 6.80 |
|
|
Long Swap |
LONG |
846 |
GBP 6.80 |
|
|
Long Swap |
LONG |
800 |
GBP 6.80 |
|
|
Long Swap |
LONG |
711 |
GBP 6.80 |
|
|
Long Swap |
LONG |
2,816 |
GBP 6.80 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
310 |
GBP 6.80 |
|
|
Short Swap |
SHORT |
2,875 |
GBP 6.82 |
|
|
Short Swap |
SHORT |
970 |
GBP 6.79 |
|
|
Short Swap |
SHORT |
690 |
GBP 6.80 |
|
|
Short Swap |
SHORT |
612 |
GBP 6.79 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
09/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Vt Group Plc |
|
|
Nature of connection # |
Advisor |
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