Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

15th Oct 2008 11:37

RNS Number : 8949F
Credit Suisse Securities (Eur) Ltd
15 October 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

14-Oct-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

1749069

0.175

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

 

 

1749069

0.175

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

5135

28.26 (GBP)

Buy

2667

29.79 (GBP)

Buy

1162

27.98 (GBP)

Buy

1000

29.83 (GBP)

Buy

1000

30.26 (GBP)

Buy

1000

30.65 (GBP)

Buy

1000

30.65 (GBP)

Buy

1000

30.65 (GBP)

Buy

1000

30.65 (GBP)

Buy

766

30.47 (GBP)

Buy

756

30.24 (GBP)

Buy

745

29.83 (GBP)

Buy

694

29.8 (GBP)

Buy

686

29.15 (GBP)

Buy

660

29.56 (GBP)

Buy

660

29.57 (GBP)

Buy

660

30.3 (GBP)

Buy

660

29.55 (GBP)

Buy

652

30.65 (GBP)

Buy

651

30.69 (GBP)

Buy

651

30.7 (GBP)

Buy

651

30.71 (GBP)

Buy

651

30.69 (GBP)

Buy

650

30.76 (GBP)

Buy

647

29.66 (GBP)

Buy

646

30.94 (GBP)

Buy

638

30.42 (GBP)

Buy

623

28.17 (GBP)

Buy

605

29.43 (GBP)

Buy

603

30.73 (GBP)

Buy

603

30.26 (GBP)

Buy

560

30.66 (GBP)

Buy

560

29.78 (GBP)

Buy

540

28.15 (GBP)

Buy

529

28.26 (GBP)

Buy

528

27.98 (GBP)

Buy

524

29.5 (GBP)

Buy

520

30.78 (GBP)

Buy

509

29.8 (GBP)

Buy

500

29.03 (GBP)

Buy

480

30.58 (GBP)

Buy

472

29.23 (GBP)

Buy

463

30.68 (GBP)

Buy

444

29.75 (GBP)

Buy

440

27.78 (GBP)

Buy

426

30.24 (GBP)

Buy

419

29.8 (GBP)

Buy

400

29.97 (GBP)

Buy

400

29.32 (GBP)

Buy

400

29.55 (GBP)

Buy

400

29.28 (GBP)

Buy

400

27.98 (GBP)

Buy

400

27.98 (GBP)

Buy

400

27.98 (GBP)

Buy

400

27.98 (GBP)

Buy

388

29.28 (GBP)

Buy

385

30.64 (GBP)

Buy

353

30.6 (GBP)

Buy

352

29.55 (GBP)

Buy

351

30.7 (GBP)

Buy

338

30.67 (GBP)

Buy

323

30.26 (GBP)

Buy

310

30.65 (GBP)

Buy

308

27.98 (GBP)

Buy

308

27.98 (GBP)

Buy

307

28.1 (GBP)

Buy

303

29.41 (GBP)

Buy

302

27.53 (GBP)

Buy

300

30.64 (GBP)

Buy

300

30.66 (GBP)

Buy

300

30.6 (GBP)

Buy

300

27.43 (GBP)

Buy

300

27.73 (GBP)

Buy

298

29.3 (GBP)

Buy

297

29.2 (GBP)

Buy

297

29.96 (GBP)

Buy

291

29.76 (GBP)

Buy

291

29.41 (GBP)

Buy

272

27.98 (GBP)

Buy

270

29.66 (GBP)

Buy

270

29.63 (GBP)

Buy

252

28.54 (GBP)

Buy

248

29.67 (GBP)

Buy

244

29.54 (GBP)

Buy

243

27.73 (GBP)

Buy

240

30.61 (GBP)

Buy

240

29.32 (GBP)

Buy

240

27.5 (GBP)

Buy

238

29.73 (GBP)

Buy

235

27.53 (GBP)

Buy

230

29.58 (GBP)

Buy

228

29.05 (GBP)

Buy

228

29.75 (GBP)

Buy

226

29.68 (GBP)

Buy

222

29.47 (GBP)

Buy

216

30.73 (GBP)

Buy

209

30.08 (GBP)

Buy

207

30.34 (GBP)

Buy

206

29.21 (GBP)

Buy

203

29.205 (GBP)

Buy

202

29.57 (GBP)

Buy

200

27.48 (GBP)

Buy

200

29.52 (GBP)

Buy

200

30.73 (GBP)

Buy

200

29.65 (GBP)

Buy

200

29.68 (GBP)

Buy

200

30.73 (GBP)

Buy

199

29.645 (GBP)

Buy

198

30.23 (GBP)

Buy

195

29.68 (GBP)

Buy

189

27.53 (GBP)

Buy

186

29.41 (GBP)

Buy

186

29.65 (GBP)

Buy

184

29.73 (GBP)

Buy

180

29.63 (GBP)

Buy

178

27.94 (GBP)

Buy

177

28.16 (GBP)

Buy

177

28.09 (GBP)

Buy

177

28.1 (GBP)

Buy

177

28.14 (GBP)

Buy

177

28.07 (GBP)

Buy

176

28.19 (GBP)

Buy

176

28.22 (GBP)

Buy

176

28.32 (GBP)

Buy

175

28.46 (GBP)

Buy

175

28.37 (GBP)

Buy

173

29.675 (GBP)

Buy

172

28.97 (GBP)

Buy

170

28.15 (GBP)

Buy

169

29.5 (GBP)

Buy

169

29.43 (GBP)

Buy

168

29.57 (GBP)

Buy

168

29.67 (GBP)

Buy

168

29.65 (GBP)

Buy

167

29.32 (GBP)

Buy

167

29.83 (GBP)

Buy

167

29.79 (GBP)

Buy

166

29.88 (GBP)

Buy

166

29.79 (GBP)

Buy

166

29.94 (GBP)

Buy

166

29.94 (GBP)

Buy

165

30.17 (GBP)

Buy

165

30.11 (GBP)

Buy

165

30.15 (GBP)

Buy

165

29.67 (GBP)

Buy

164

30.38 (GBP)

Buy

164

30.34 (GBP)

Buy

163

30.52 (GBP)

Buy

163

29.41 (GBP)

Buy

162

30.73 (GBP)

Buy

162

30.72 (GBP)

Buy

161

30.87 (GBP)

Buy

160

29.46 (GBP)

Buy

160

29.41 (GBP)

Buy

159

29.73 (GBP)

Buy

158

29.67 (GBP)

Buy

156

29.96 (GBP)

Buy

151

29.7 (GBP)

Buy

150

29.68 (GBP)

Buy

147

29.69 (GBP)

Buy

140

29.65 (GBP)

Buy

140

29.62 (GBP)

Buy

135

29.96 (GBP)

Buy

133

30.42 (GBP)

Buy

132

30.73 (GBP)

Buy

130

29.68 (GBP)

Buy

123

29.73 (GBP)

Buy

121

30.3 (GBP)

Buy

120

30.61 (GBP)

Buy

118

29.32 (GBP)

Buy

117

29.45 (GBP)

Buy

117

29.41 (GBP)

Buy

116

29.53 (GBP)

Buy

115

30.73 (GBP)

Buy

113

29.35 (GBP)

Buy

112

29.38 (GBP)

Buy

111

29.41 (GBP)

Buy

110

29.64 (GBP)

Buy

108

28.83 (GBP)

Buy

106

30.47 (GBP)

Buy

103

29.67 (GBP)

Buy

100

29.35 (GBP)

Buy

100

29.7 (GBP)

Buy

100

29.41 (GBP)

Buy

100

29.5 (GBP)

Buy

99

30.57 (GBP)

Buy

98

29.69 (GBP)

Buy

91

29.79 (GBP)

Buy

91

30.41 (GBP)

Buy

91

30.66 (GBP)

Buy

89

29.63 (GBP)

Buy

88

29.45 (GBP)

Buy

86

28.17 (GBP)

Buy

85

29.38 (GBP)

Buy

85

29.67 (GBP)

Buy

82

29.64 (GBP)

Buy

81

30.38 (GBP)

Buy

80

29.32 (GBP)

Buy

79

29.73 (GBP)

Buy

78

29.53 (GBP)

Buy

76

30.24 (GBP)

Buy

75

29.68 (GBP)

Buy

74

30.47 (GBP)

Buy

70

30.73 (GBP)

Buy

68

29.67 (GBP)

Buy

68

30.37 (GBP)

Buy

65

29.68 (GBP)

Buy

62

29.73 (GBP)

Buy

62

29.83 (GBP)

Buy

62

29.41 (GBP)

Buy

61

30.73 (GBP)

Buy

60

30.38 (GBP)

Buy

59

30.65 (GBP)

Buy

59

29.67 (GBP)

Buy

58

29.87 (GBP)

Buy

49

29.7 (GBP)

Buy

48

29.69 (GBP)

Buy

47

29.41 (GBP)

Buy

46

27.74 (GBP)

Buy

46

29.65 (GBP)

Buy

44

29.58 (GBP)

Buy

43

30.3 (GBP)

Buy

41

28.26 (GBP)

Buy

39

29.53 (GBP)

Buy

35

30.73 (GBP)

Buy

34

29.32 (GBP)

Buy

31

29.83 (GBP)

Buy

31

27.98 (GBP)

Buy

31

30.42 (GBP)

Buy

30

27.98 (GBP)

Buy

29

29.45 (GBP)

Buy

28

29.38 (GBP)

Buy

27

29.66 (GBP)

Buy

27

29.64 (GBP)

Buy

25

29.87 (GBP)

Buy

20

30.71 (GBP)

Buy

16

29.55 (GBP)

Buy

16

29.67 (GBP)

Buy

10

30.65 (GBP)

Buy

8

27.71 (GBP)

Buy

5

29.83 (GBP)

Sell

76000

29.87542 (GBP)

Sell

3758

30.7 (GBP)

Sell

3000

29.72 (GBP)

Sell

2980

30.51 (GBP)

Sell

1000

29.36 (GBP)

Sell

1000

29.36 (GBP)

Sell

1000

29.36 (GBP)

Sell

1000

29.5 (GBP)

Sell

894

29.5 (GBP)

Sell

829

29.38 (GBP)

Sell

727

27.49 (GBP)

Sell

689

28.98 (GBP)

Sell

682

29.31 (GBP)

Sell

682

29.29 (GBP)

Sell

676

29.57 (GBP)

Sell

660

30.25 (GBP)

Sell

651

30.68 (GBP)

Sell

631

30.54 (GBP)

Sell

600

30.71 (GBP)

Sell

600

27.75 (GBP)

Sell

600

29.5 (GBP)

Sell

595

27.59 (GBP)

Sell

583

29.66 (GBP)

Sell

567

28.26 (GBP)

Sell

534

30.5 (GBP)

Sell

524

29.5 (GBP)

Sell

522

28.15 (GBP)

Sell

518

27.55 (GBP)

Sell

497

30.7 (GBP)

Sell

497

29.07 (GBP)

Sell

480

30.75 (GBP)

Sell

480

30.75 (GBP)

Sell

441

27.7 (GBP)

Sell

420

29.38 (GBP)

Sell

404

27.61 (GBP)

Sell

400

28.21 (GBP)

Sell

400

30.76 (GBP)

Sell

400

28.21 (GBP)

Sell

400

29.36 (GBP)

Sell

400

30.36 (GBP)

Sell

400

29.42 (GBP)

Sell

400

29.55 (GBP)

Sell

400

30.71 (GBP)

Sell

400

30.73 (GBP)

Sell

400

27.81 (GBP)

Sell

395

30.69 (GBP)

Sell

389

29.2 (GBP)

Sell

385

27.81 (GBP)

Sell

384

27.81 (GBP)

Sell

348

29.62 (GBP)

Sell

347

30.68 (GBP)

Sell

339

30.05 (GBP)

Sell

330

30.69 (GBP)

Sell

328

30.67 (GBP)

Sell

328

29.7 (GBP)

Sell

326

30.05 (GBP)

Sell

320

30.03 (GBP)

Sell

312

27.88 (GBP)

Sell

306

30.66 (GBP)

Sell

304

30.68 (GBP)

Sell

302

28.1 (GBP)

Sell

300

27.7 (GBP)

Sell

300

30.67 (GBP)

Sell

300

29.88 (GBP)

Sell

300

30.68 (GBP)

Sell

299

29.41 (GBP)

Sell

296

29.55 (GBP)

Sell

295

30.75 (GBP)

Sell

292

27.61 (GBP)

Sell

291

29.53 (GBP)

Sell

291

29.76 (GBP)

Sell

290

29.62 (GBP)

Sell

280

30.71 (GBP)

Sell

278

29.52 (GBP)

Sell

276

29.55 (GBP)

Sell

262

30.75 (GBP)

Sell

260

29.65 (GBP)

Sell

260

29.31 (GBP)

Sell

256

30.69 (GBP)

Sell

253

27.61 (GBP)

Sell

251

29.62 (GBP)

Sell

250

29.27 (GBP)

Sell

250

30.16 (GBP)

Sell

247

29.88 (GBP)

Sell

240

30.76 (GBP)

Sell

240

29.36 (GBP)

Sell

240

30.71 (GBP)

Sell

240

28.86 (GBP)

Sell

240

30.74 (GBP)

Sell

235

29.36 (GBP)

Sell

232

27.81 (GBP)

Sell

226

29.35 (GBP)

Sell

223

29.55 (GBP)

Sell

219

30.425 (GBP)

Sell

217

29.57 (GBP)

Sell

214

28.21 (GBP)

Sell

211

29.35 (GBP)

Sell

211

29.35 (GBP)

Sell

208

30.22 (GBP)

Sell

205

30.69 (GBP)

Sell

205

30.41 (GBP)

Sell

201

30.55 (GBP)

Sell

200

30.55 (GBP)

Sell

200

30.66 (GBP)

Sell

200

30.76 (GBP)

Sell

200

30.77 (GBP)

Sell

200

30.77 (GBP)

Sell

200

30.74 (GBP)

Sell

200

30.73 (GBP)

Sell

193

29.55 (GBP)

Sell

193

27.55 (GBP)

Sell

188

29.73 (GBP)

Sell

188

28.15 (GBP)

Sell

185

29.8 (GBP)

Sell

184

29.785 (GBP)

Sell

182

27.38 (GBP)

Sell

182

27.44 (GBP)

Sell

181

27.48 (GBP)

Sell

181

27.54 (GBP)

Sell

181

27.55 (GBP)

Sell

180

27.66 (GBP)

Sell

180

29.975 (GBP)

Sell

179

29.67 (GBP)

Sell

178

28.02 (GBP)

Sell

177

28.1 (GBP)

Sell

176

28.27 (GBP)

Sell

176

28.29 (GBP)

Sell

176

28.26 (GBP)

Sell

176

28.32 (GBP)

Sell

176

28.4 (GBP)

Sell

175

28.51 (GBP)

Sell

174

28.65 (GBP)

Sell

173

30.64 (GBP)

Sell

172

28.94 (GBP)

Sell

172

28.96 (GBP)

Sell

172

28.95 (GBP)

Sell

172

28.93 (GBP)

Sell

171

28.07 (GBP)

Sell

170

29.25 (GBP)

Sell

169

30.75 (GBP)

Sell

169

29.4 (GBP)

Sell

168

29.72 (GBP)

Sell

168

29.76 (GBP)

Sell

168

29.74 (GBP)

Sell

167

29.78 (GBP)

Sell

167

29.78 (GBP)

Sell

167

29.81 (GBP)

Sell

166

30.01 (GBP)

Sell

164

30.48 (GBP)

Sell

163

30.59 (GBP)

Sell

163

30.54 (GBP)

Sell

162

30.76 (GBP)

Sell

160

30.73 (GBP)

Sell

159

29.73 (GBP)

Sell

156

29.69 (GBP)

Sell

155

28.11 (GBP)

Sell

143

28.13 (GBP)

Sell

141

27.87 (GBP)

Sell

135

28.26 (GBP)

Sell

134

29.43 (GBP)

Sell

129

29.72 (GBP)

Sell

126

30.76 (GBP)

Sell

122

29.52 (GBP)

Sell

122

29.88 (GBP)

Sell

121

30.5 (GBP)

Sell

120

28.13 (GBP)

Sell

120

30.36 (GBP)

Sell

120

30.64 (GBP)

Sell

120

30.73 (GBP)

Sell

114

28.14 (GBP)

Sell

109

29.53 (GBP)

Sell

105

29.67 (GBP)

Sell

105

29.6 (GBP)

Sell

103

29.67 (GBP)

Sell

103

29.915 (GBP)

Sell

100

29.27 (GBP)

Sell

100

30.28 (GBP)

Sell

100

28.09 (GBP)

Sell

100

30.51 (GBP)

Sell

100

27.73 (GBP)

Sell

100

30.04 (GBP)

Sell

100

27.44 (GBP)

Sell

100

29.65 (GBP)

Sell

95

29.95 (GBP)

Sell

94

29.83 (GBP)

Sell

94

29.67 (GBP)

Sell

94

30.32 (GBP)

Sell

93

29.94 (GBP)

Sell

91

30.08 (GBP)

Sell

91

29.66 (GBP)

Sell

90

29.85 (GBP)

Sell

90

29.84 (GBP)

Sell

89

29.71 (GBP)

Sell

89

29.69 (GBP)

Sell

87

30.1 (GBP)

Sell

86

30.49 (GBP)

Sell

85

29.74 (GBP)

Sell

84

30.07 (GBP)

Sell

83

29.66 (GBP)

Sell

82

29.55 (GBP)

Sell

82

29.67 (GBP)

Sell

82

27.44 (GBP)

Sell

81

30.53 (GBP)

Sell

81

29.7 (GBP)

Sell

81

29.94 (GBP)

Sell

79

29.73 (GBP)

Sell

78

29.93 (GBP)

Sell

78

30.04 (GBP)

Sell

77

29.84 (GBP)

Sell

77

29.88 (GBP)

Sell

76

30.28 (GBP)

Sell

76

30.04 (GBP)

Sell

75

29.88 (GBP)

Sell

74

29.67 (GBP)

Sell

74

29.55 (GBP)

Sell

74

29.87 (GBP)

Sell

73

30.69 (GBP)

Sell

73

30.25 (GBP)

Sell

71

30.6 (GBP)

Sell

71

30.33 (GBP)

Sell

70

29.67 (GBP)

Sell

70

29.92 (GBP)

Sell

70

29.68 (GBP)

Sell

70

29.68 (GBP)

Sell

69

30.68 (GBP)

Sell

68

29.67 (GBP)

Sell

67

30.76 (GBP)

Sell

67

29.65 (GBP)

Sell

67

29.48 (GBP)

Sell

64

29.72 (GBP)

Sell

62

29.94 (GBP)

Sell

62

29.83 (GBP)

Sell

61

29.74 (GBP)

Sell

61

30.07 (GBP)

Sell

61

30.08 (GBP)

Sell

60

29.66 (GBP)

Sell

60

29.84 (GBP)

Sell

60

29.85 (GBP)

Sell

59

29.71 (GBP)

Sell

59

29.7 (GBP)

Sell

58

30.1 (GBP)

Sell

57

30.49 (GBP)

Sell

57

29.27 (GBP)

Sell

57

29.27 (GBP)

Sell

56

30.04 (GBP)

Sell

55

29.67 (GBP)

Sell

55

29.84 (GBP)

Sell

55

29.31 (GBP)

Sell

53

29.6 (GBP)

Sell

51

29.67 (GBP)

Sell

51

30.71 (GBP)

Sell

50

29.87 (GBP)

Sell

48

30.25 (GBP)

Sell

46

29.41 (GBP)

Sell

46

29.92 (GBP)

Sell

46

29.875 (GBP)

Sell

40

29.38 (GBP)

Sell

38

29.84 (GBP)

Sell

37

27.55 (GBP)

Sell

36

28.14 (GBP)

Sell

36

29.68 (GBP)

Sell

35

29.68 (GBP)

Sell

34

29.65 (GBP)

Sell

34

29.67 (GBP)

Sell

33

29.73 (GBP)

Sell

31

29.94 (GBP)

Sell

31

29.8 (GBP)

Sell

31

29.83 (GBP)

Sell

30

29.71 (GBP)

Sell

30

30.08 (GBP)

Sell

29

30.49 (GBP)

Sell

29

29.85 (GBP)

Sell

29

30.1 (GBP)

Sell

27

29.67 (GBP)

Sell

25

29.87 (GBP)

Sell

25

30.28 (GBP)

Sell

24

30.25 (GBP)

Sell

24

30.04 (GBP)

Sell

24

29.79 (GBP)

Sell

24

29.88 (GBP)

Sell

23

30.33 (GBP)

Sell

23

29.67 (GBP)

Sell

23

29.74 (GBP)

Sell

23

29.67 (GBP)

Sell

23

29.92 (GBP)

Sell

23

29.66 (GBP)

Sell

22

30.04 (GBP)

Sell

22

30.07 (GBP)

Sell

22

29.88 (GBP)

Sell

12

30.55 (GBP)

Sell

11

27.72 (GBP)

Sell

11

27.69 (GBP)

Sell

11

27.76 (GBP)

Sell

10

30.76 (GBP)

Sell

8

29.925 (GBP)

Sell

8

27.71 (GBP)

Sell

6

30.58 (GBP)

Sell

3

27.7 (GBP)

Sell

1

30.04 (GBP)

Sell

1

29.41 (GBP)

Total Buys: 69535

Total Sells: 144394

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

 15.10.2008

Contact name

Crawley, Simon Paul; Philipp Abelbeck

Telephone number

44 20 7888 5416

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFFMFSISASEDS

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,781.12
Change81.81