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EPT Disclosure

1st Sep 2008 11:53

RNS Number : 4374C
Credit Suisse Sydney Branch
01 September 2008
 
FORM 38.5 (b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader
Credit Suisse Sydney branch
Company dealt in
BHP Billiton Limited
Class of relevant security to which the dealings being disclosed relate (Note 1)
Ordinary Shares
Date of dealing
29-08-2008
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
Long
Short
 
Number
(%)
Number
(%)
(1) Relevant securities
 
 
606,413
0.018
(2) Derivatives (other than options)
 
 
 
 
(3) Options and agreements to purchase/sell
 
 
1,172,000
0.035
Total
 
 
1,778,413
0.053
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
Class Of Relevant Security : Ordinary Shares
Long
Short
(1) Relevant Securities
 
 
(2) Derivatives (other than options)
 
 
(3) Options and agreements to purchasesell
 
 
Total
 
 
 
(c) Rights to subscribe (Note 2)
Class of relevant security:
Details
 
 
 
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale
Number of securities
Price per unit (Note 4)
Purchase
10,000
41.40
Purchase
10,000
41.40
Purchase
1,550
41.60
Purchase
87
41.60
Purchase
1,000
41.59
Purchase
11
41.59
Purchase
146
41.59
Purchase
2,206
41.59
Purchase
1,493
41.86
Purchase
1,313
41.86
Purchase
110
41.89
Purchase
4,474
41.90
Purchase
526
41.90
Purchase
16
41.89
Purchase
213
41.89
Purchase
223
41.89
Purchase
28
41.89
Purchase
125
41.89
Purchase
1,000
41.86
Purchase
142
41.86
Purchase
1,052
41.86
Sale
-96
41.97
Sale
-204
41.97
Sale
-780
41.97
Sale
-1,945
41.97
Sale
-111
41.97
Sale
-6,864
41.97
TOTAL BUYS:35,715
TOTAL SELLS:10,000
(b) Derivatives transactions (other than options)
Product name, e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
 
 
 
 
 
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name,e.g. call option
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise price
Type, e.g. American, European etc.
Expiry date
Option money paid/received per unit (Note 4)
PUT OPTION
BUYING
2000
40
AMERICAN
Sep 25 2008
1.14
PUT OPTION
BUYING
6000
39
AMERICAN
Sep 25 2008
0.765
PUT OPTION
BUYING
15000
39
AMERICAN
Sep 25 2008
0.77
PUT OPTION
BUYING
10000
39
AMERICAN
Sep 25 2008
0.78
PUT OPTION
BUYING
50000
40
AMERICAN
Sep 25 2008
0.96
PUT OPTION
BUYING
25000
39
AMERICAN
Sep 25 2008
0.775
PUT OPTION
BUYING
3000
39
AMERICAN
Sep 25 2008
0.8
CALL OPTION
BUYING
2000
45.5
AMERICAN
Sep 25 2008
0.35
CALL OPTION
BUYING
12000
45
AMERICAN
Sep 25 2008
0.435
CALL OPTION
BUYING
4000
45
AMERICAN
Sep 25 2008
0.42
CALL OPTION
BUYING
15000
46
AMERICAN
Sep 25 2008
0.245
CALL OPTION
BUYING
4000
46
AMERICAN
Sep 25 2008
0.25
CALL OPTION
BUYING
1000
46
AMERICAN
Sep 25 2008
0.275
CALL OPTION
BUYING
2000
46
AMERICAN
Sep 25 2008
0.27
CALL OPTION
BUYING
4000
46
AMERICAN
Sep 25 2008
0.24
CALL OPTION
BUYING
9000
44
AMERICAN
Sep 25 2008
0.65
CALL OPTION
BUYING
1000
44
AMERICAN
Sep 25 2008
0.66
CALL OPTION
BUYING
1000
44
AMERICAN
Sep 25 2008
0.61
 
(ii) Exercising
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
(d) Other dealings (including new securities) (Note 3)
Nature of transaction (Note 7)
Details
Price per unit (if applicable) (Note 4)
 
 
 
 
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) yes
 
Date of disclosure
01-09-2008
Contact name
Simon Crawley / Carolyn Collins
Telephone number
44 20 7888 0241
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
ADVISOR
 
Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk.
 
Product Description
Written/Purchased
No. of Securities
Exercise Price
Type
Expiry Date
Call Option
PURCHASED
200,000
32.00
American
Jan 29 2009
Call Option
PURCHASED
100,000
37.00
American
Sep 25 2008
Call Option
PURCHASED
25,000
38.00
American
Oct 30 2008
Call Option
PURCHASED
28,000
40.00
American
Sep 25 2008
Call Option
PURCHASED
9,000
41.00
American
Sep 25 2008
Call Option
PURCHASED
44,000
42.00
American
Sep 25 2008
Call Option
PURCHASED
31,000
43.00
American
Sep 25 2008
Call Option
PURCHASED
10,000
43.00
American
Oct 30 2008
Call Option
PURCHASED
200,000
44.00
American
Mar 25 2010
Call Option
PURCHASED
11,000
45.00
American
Sep 25 2008
Call Option
PURCHASED
13,000
46.00
American
Sep 25 2008
Call Option
PURCHASED
15,000
46.00
American
Oct 30 2008
Call Option
PURCHASED
54,000
47.00
American
Sep 25 2008
Call Option
PURCHASED
7,000
47.00
American
Oct 30 2008
Call Option
PURCHASED
2,000
48.00
American
Oct 30 2008
Call Option
PURCHASED
50,000
50.00
American
Dec 18 2008
Call Option
PURCHASED
25,000
55.00
American
Jun 25 2009
Call Option
PURCHASED
50,000
56.00
American
Sep 25 2008
Call Option
PURCHASED
10,000
60.00
American
Jan 29 2009
Call Option
PURCHASED
7,000
42.50
American
Sep 25 2008
Call Option
PURCHASED
22,000
49.00
American
Oct 30 2008
Call Option
PURCHASED
10,000
52.00
American
Sep 25 2008
Call Option
PURCHASED
50,000
57.00
American
Sep 25 2008
Call Option
PURCHASED
18,000
58.00
American
Dec 18 2008
Call Option
WRITTEN
1,248,000
0.01
American
Dec 18 2008
Call Option
WRITTEN
55,000
39.00
American
Dec 18 2008
Call Option
WRITTEN
3,000
39.00
American
Sep 25 2008
Call Option
WRITTEN
184,000
44.00
American
Sep 25 2008
Call Option
WRITTEN
14,000
44.00
American
Oct 30 2008
Call Option
WRITTEN
170,000
46.00
American
Dec 18 2008
Call Option
WRITTEN
300,000
50.00
American
Jun 25 2009
Call Option
WRITTEN
52,000
50.00
American
Mar 25 2010
Put Option
PURCHASED
1,000
30.00
American
Sep 25 2008
Put Option
PURCHASED
250,000
32.00
American
Sep 25 2008
Put Option
PURCHASED
2,000
34.00
American
Sep 25 2008
Put Option
PURCHASED
5,000
34.00
American
Oct 30 2008
Put Option
PURCHASED
1,000
34.00
American
Nov 27 2008
Put Option
PURCHASED
75,000
35.00
American
Dec 18 2008
Put Option
PURCHASED
34,000
38.00
American
Sep 25 2008
Put Option
PURCHASED
9,000
39.00
American
Sep 25 2008
Put Option
PURCHASED
2,000
39.00
American
Oct 30 2008
Put Option
PURCHASED
50,000
50.00
American
Jun 25 2009
Put Option
PURCHASED
100,000
50.00
American
Mar 26 2009
Put Option
WRITTEN
20,000
31.00
American
Sep 25 2008
Put Option
WRITTEN
100,000
35.00
American
Sep 25 2008
Put Option
WRITTEN
150,000
37.00
American
Sep 25 2008
Put Option
WRITTEN
4,000
38.00
American
Dec 18 2008
Put Option
WRITTEN
22,000
39.00
American
Dec 18 2008
Put Option
WRITTEN
97,000
40.00
American
Sep 25 2008
Put Option
WRITTEN
50,000
41.00
American
Sep 25 2008
Put Option
WRITTEN
5,000
43.00
American
Sep 25 2008
Call Option
PURCHASED
5,000
134.00
American
Sep 25 2008
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFEIALILIIT

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