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EPT Disclosure

10th Jun 2008 14:50

RNS Number : 3938W
Citigroup Derivatives Markets Inc
10 June 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Derivatives Markets Inc

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares (dealt in the form of ADRs)

Date of dealing

09 June 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

18,766 (0.00%)

23,000 (0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

136,100 (0.01%)

124,100 (0.01%)

Total

154,866 (0.01%)

147,100 (0.01%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

USD (unless stated)

Total

Sales

Number of securities

Price per unit (Note 4)

USD (unless stated)

Total

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call;

P = put)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (USD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (USD) (Note 4) 

C

Purchased

100

420

AMERICAN

2008-07-19

56.7

C

Selling

-100

550

AMERICAN

2008-06-21

0.5

C

Purchased

200

450

AMERICAN

2008-06-21

23.5

C

Purchased

200

460

AMERICAN

2008-06-21

18

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

10 June 2008

Contact name

Ciaran Lavery

Telephone number

02890 409539

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

C

Written

14800

470

American

2008-07-19

P

Written

7800

300

American

2008-07-19

C

Written

6000

580

American

2008-07-19

C

Written

5300

590

American

2008-07-19

C

Written

5100

600

American

2008-07-19

C

Written

4700

540

American

2008-06-21

P

Written

4500

400

American

2008-07-19

C

Written

4300

550

American

2008-07-19

C

Written

4000

450

American

2008-06-21

C

Written

4000

570

American

2008-07-19

P

Written

3600

520

American

2008-07-19

C

Written

2900

470

American

2008-06-21

C

Written

2600

450

American

2008-07-19

P

Written

2400

470

American

2008-06-21

C

Written

2400

550

American

2008-06-21

C

Written

2400

560

American

2008-07-19

C

Written

2300

570

American

2008-06-21

P

Written

2000

450

American

2009-01-17

C

Written

2000

440

American

2008-07-19

C

Written

2000

420

American

2008-10-18

C

Written

2000

500

American

2008-10-18

C

Written

1800

440

American

2008-10-18

P

Written

1500

430

American

2009-01-17

P

Written

1500

500

American

2008-06-21

P

Written

1400

460

American

2008-06-21

C

Written

1400

360

American

2008-07-19

P

Written

1400

500

American

2008-07-19

C

Written

1200

540

American

2008-06-21

P

Written

1200

440

American

2008-10-18

C

Written

1100

510

American

2008-06-21

P

Written

1100

490

American

2008-07-19

C

Written

1100

540

American

2008-07-19

P

Written

1100

370

American

2008-10-18

P

Written

1000

560

American

2010-01-16

P

Written

1000

430

American

2009-01-17

P

Written

1000

450

American

2009-01-17

P

Written

1000

460

American

2009-01-17

P

Written

1000

490

American

2008-06-21

P

Written

1000

250

American

2008-07-19

P

Written

1000

260

American

2008-07-19

P

Written

1000

290

American

2008-07-19

P

Written

1000

310

American

2008-07-19

C

Written

1000

420

American

2008-10-18

P

Written

1000

420

American

2008-10-18

P

Written

1000

420

American

2008-10-18

C

Written

1000

430

American

2008-10-18

C

Written

1000

450

American

2008-10-18

C

Written

1000

470

American

2008-10-18

C

Written

1000

500

American

2008-10-18

C

Written

1000

600

American

2008-10-18

C

Written

900

520

American

2008-06-21

C

Written

900

330

American

2008-07-19

P

Written

800

480

American

2008-06-21

C

Written

800

490

American

2008-06-21

C

Written

800

530

American

2008-06-21

C

Written

800

460

American

2008-10-18

P

Written

700

300

American

2008-07-19

P

Written

700

370

American

2008-07-19

C

Written

600

580

American

2008-07-19

C

Written

600

600

American

2008-10-18

C

Written

500

600

American

2008-06-21

P

Written

500

450

American

2008-07-19

C

Written

500

470

American

2008-07-19

P

Written

400

490

American

2008-06-21

C

Written

400

580

American

2008-06-21

C

Written

400

250

American

2008-07-19

P

Written

400

330

American

2008-07-19

C

Written

400

370

American

2008-07-19

C

Written

400

410

American

2008-07-19

C

Written

400

520

American

2008-07-19

C

Written

400

550

American

2008-07-19

P

Written

400

400

American

2008-10-18

C

Written

300

300

American

2008-07-19

C

Written

300

330

American

2008-07-19

C

Written

200

460

American

2008-06-21

C

Written

200

320

American

2008-07-19

P

Written

200

390

American

2008-07-19

P

Written

200

410

American

2008-07-19

C

Written

200

480

American

2008-07-19

P

Written

200

500

American

2008-10-18

C

Written

200

520

American

2008-10-18

C

Written

100

450

American

2008-06-21

C

Written

100

490

American

2008-06-21

P

Written

100

520

American

2008-06-21

P

Written

100

530

American

2008-06-21

C

Written

100

550

American

2008-06-21

C

Written

100

250

American

2008-07-19

P

Written

100

250

American

2008-07-19

P

Written

100

280

American

2008-07-19

P

Written

100

320

American

2008-07-19

P

Written

100

330

American

2008-07-19

C

Written

100

390

American

2008-07-19

P

Written

100

400

American

2008-07-19

C

Written

100

500

American

2008-07-19

P

Written

100

570

American

2008-07-19

P

Written

100

580

American

2008-07-19

C

Purchased

-100

540

American

2010-01-16

C

Purchased

-100

500

American

2009-01-17

P

Purchased

-100

460

American

2008-06-21

C

Purchased

-100

470

American

2008-06-21

P

Purchased

-100

510

American

2008-06-21

C

Purchased

-100

620

American

2008-06-21

C

Purchased

-100

320

American

2008-07-19

C

Purchased

-100

350

American

2008-07-19

C

Purchased

-100

360

American

2008-07-19

C

Purchased

-100

430

American

2008-07-19

C

Purchased

-100

440

American

2008-07-19

P

Purchased

-100

460

American

2008-07-19

P

Purchased

-100

480

American

2008-07-19

C

Purchased

-100

530

American

2008-07-19

P

Purchased

-100

550

American

2008-07-19

P

Purchased

-100

400

American

2008-10-18

P

Purchased

-100

430

American

2008-10-18

C

Purchased

-100

550

American

2008-10-18

C

Purchased

-200

500

American

2010-01-16

P

Purchased

-200

520

American

2008-06-21

P

Purchased

-200

310

American

2008-07-19

P

Purchased

-200

370

American

2008-07-19

P

Purchased

-200

390

American

2008-07-19

C

Purchased

-200

420

American

2008-07-19

C

Purchased

-200

520

American

2008-07-19

C

Purchased

-200

540

American

2008-07-19

C

Purchased

-200

490

American

2008-10-18

C

Purchased

-200

580

American

2008-10-18

C

Purchased

-300

480

American

2008-06-21

C

Purchased

-300

500

American

2008-06-21

C

Purchased

-300

420

American

2008-07-19

C

Purchased

-300

530

American

2008-07-19

P

Purchased

-400

480

American

2008-06-21

P

Purchased

-400

380

American

2008-07-19

P

Purchased

-400

420

American

2008-07-19

C

Purchased

-400

460

American

2008-07-19

P

Purchased

-500

490

American

2008-07-19

C

Purchased

-500

500

American

2008-10-18

C

Purchased

-600

480

American

2008-06-21

C

Purchased

-600

520

American

2008-06-21

C

Purchased

-600

400

American

2008-07-19

P

Purchased

-600

420

American

2008-07-19

C

Purchased

-600

440

American

2008-10-18

C

Purchased

-600

540

American

2008-10-18

P

Purchased

-700

540

American

2008-06-21

C

Purchased

-700

450

American

2008-07-19

C

Purchased

-900

370

American

2008-07-19

P

Purchased

-900

470

American

2008-07-19

P

Purchased

-900

600

American

2008-07-19

C

Purchased

-1000

530

American

2010-01-16

C

Purchased

-1000

540

American

2010-01-16

P

Purchased

-1000

480

American

2009-01-17

C

Purchased

-1000

510

American

2009-01-17

P

Purchased

-1000

520

American

2009-01-17

P

Purchased

-1000

580

American

2009-01-17

P

Purchased

-1000

470

American

2008-06-21

C

Purchased

-1000

580

American

2008-06-21

C

Purchased

-1000

600

American

2008-06-21

C

Purchased

-1000

630

American

2008-06-21

C

Purchased

-1000

640

American

2008-06-21

C

Purchased

-1000

650

American

2008-06-21

P

Purchased

-1000

270

American

2008-07-19

P

Purchased

-1000

350

American

2008-07-19

P

Purchased

-1000

350

American

2008-07-19

C

Purchased

-1000

380

American

2008-07-19

P

Purchased

-1000

430

American

2008-07-19

P

Purchased

-1000

440

American

2008-07-19

P

Purchased

-1000

480

American

2008-07-19

P

Purchased

-1000

550

American

2008-07-19

C

Purchased

-1000

570

American

2008-07-19

C

Purchased

-1000

590

American

2008-07-19

C

Purchased

-1000

620

American

2008-07-19

P

Purchased

-1000

370

American

2008-10-18

P

Purchased

-1000

380

American

2008-10-18

P

Purchased

-1000

390

American

2008-10-18

P

Purchased

-1000

460

American

2008-10-18

P

Purchased

-1000

480

American

2008-10-18

C

Purchased

-1000

540

American

2008-10-18

C

Purchased

-1000

550

American

2008-10-18

C

Purchased

-1000

620

American

2008-10-18

P

Purchased

-1100

340

American

2008-07-19

C

Purchased

-1100

430

American

2008-07-19

C

Purchased

-1100

490

American

2008-07-19

P

Purchased

-1100

540

American

2008-07-19

P

Purchased

-1100

450

American

2008-10-18

P

Purchased

-1200

360

American

2008-07-19

P

Purchased

-1200

410

American

2008-07-19

P

Purchased

-1200

590

American

2008-07-19

P

Purchased

-1400

360

American

2008-07-19

P

Purchased

-1500

440

American

2008-07-19

C

Purchased

-1600

400

American

2008-07-19

C

Purchased

-1600

510

American

2008-07-19

C

Purchased

-1700

500

American

2008-07-19

C

Purchased

-1900

600

American

2008-07-19

C

Purchased

-2000

610

American

2008-06-21

C

Purchased

-2000

620

American

2008-06-21

P

Purchased

-2000

320

American

2008-07-19

P

Purchased

-2000

450

American

2008-07-19

P

Purchased

-2200

470

American

2008-07-19

P

Purchased

-2600

430

American

2008-07-19

C

Purchased

-3000

480

American

2008-07-19

C

Purchased

-3100

300

American

2008-07-19

C

Purchased

-3100

560

American

2008-07-19

P

Purchased

-3600

450

American

2008-06-21

C

Purchased

-3800

410

American

2008-07-19

P

Purchased

-4100

460

American

2008-07-19

P

Purchased

-4200

510

American

2008-07-19

C

Purchased

-4500

460

American

2008-06-21

C

Purchased

-16800

460

American

2008-07-19

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFSVRAIILIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81