8th Jan 2010 11:42
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Shanks Group Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
07/01/2010 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
35,744 |
GBP 1.30 |
GBP 1.30 |
Total number of securities sold |
Highest price received |
Lowest price received |
4,245 |
GBP 1.30 |
GBP 1.30 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
5,574 |
GBP 1.30 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Short Swap |
SHORT |
553 |
GBP 1.30 |
Short Swap |
SHORT |
1,457 |
GBP 1.30 |
Short Swap |
SHORT |
2,235 |
GBP 1.30 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
08/01/2010 |
Contact name |
Bhavika Mistry |
Telephone number |
+44 207 995 4747 |
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Mouchel Group Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
07/01/2010 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
29,210 |
GBP 2.55 |
GBP 2.46 |
Total number of securities sold |
Highest price received |
Lowest price received |
6,191 |
GBP 2.49 |
GBP 2.47 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
11,330 |
GBP 2.55 |
Long Swap |
LONG |
5,755 |
GBP 2.49 |
Long Swap |
LONG |
4,386 |
GBP 2.52 |
Long Swap |
LONG |
2,896 |
GBP 2.52 |
Long Swap |
LONG |
1,974 |
GBP 2.49 |
Long Swap |
LONG |
1,202 |
GBP 2.48 |
Long Swap |
LONG |
945 |
GBP 2.55 |
Long Swap |
LONG |
722 |
GBP 2.53 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Short Swap |
SHORT |
583 |
GBP 2.47 |
Short Swap |
SHORT |
1,222 |
GBP 2.47 |
Short Swap |
SHORT |
4,386 |
GBP 2.49 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
08/01/2010 |
Contact name |
Bhavika Mistry |
Telephone number |
+44 207 995 4747 |
Name of offeree/offeror with whom connected |
VT Group Plc |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
VT Group Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
07/01/2010 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
21,871 |
GBP 5.23 |
GBP 5.19 |
Total number of securities sold |
Highest price received |
Lowest price received |
19,392 |
GBP 5.23 |
GBP 5.20 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
3,748 |
GBP 5.21 |
Long Swap |
LONG |
1,116 |
GBP 5.19 |
Long Swap |
LONG |
347 |
GBP 5.21 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Short Swap |
SHORT |
50 |
GBP 5.19 |
Short Swap |
SHORT |
60 |
GBP 5.19 |
Short Swap |
SHORT |
1,250 |
GBP 5.20 |
Short Swap |
SHORT |
2,593 |
GBP 5.22 |
Short Swap |
SHORT |
3,332 |
GBP 5.20 |
Short Swap |
SHORT |
3,748 |
GBP 5.20 |
Short Swap |
SHORT |
7,123 |
GBP 5.20 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
08/01/2010 |
Contact name |
Bhavika Mistry |
Telephone number |
+44 207 995 4747 |
Name of offeree/offeror with whom connected |
VT Group Plc |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Cadbury Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
07/01/2010 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
607,420 |
GBP 7.79 |
GBP 7.67 |
Total number of securities sold |
Highest price received |
Lowest price received |
472,080 |
GBP 7.79 |
GBP 7.71 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
165,062 |
GBP 7.73 |
Long Swap |
LONG |
24,194 |
GBP 7.74 |
Long Swap |
LONG |
18,689 |
GBP 7.76 |
Long Swap |
LONG |
7,338 |
GBP 7.74 |
Long Swap |
LONG |
5,943 |
GBP 7.72 |
Long Swap |
LONG |
4,879 |
GBP 7.79 |
Long Swap |
LONG |
4,017 |
GBP 7.73 |
Long Swap |
LONG |
541 |
GBP 7.76 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Short Swap |
SHORT |
541 |
GBP 7.74 |
Short Swap |
SHORT |
1,001 |
GBP 7.75 |
Short Swap |
SHORT |
4,625 |
GBP 7.75 |
Short Swap |
SHORT |
8,633 |
GBP 7.72 |
Short Swap |
SHORT |
29,462 |
GBP 7.74 |
Short Swap |
SHORT |
42,883 |
GBP 7.73 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
08/01/2010 |
Contact name |
Bhavika Mistry |
Telephone number |
+44 207 995 4747 |
Name of offeree/offeror with whom connected |
Hershey Trust Company |
Nature of connection # |
Advisor |
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