Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

8th Jan 2010 11:42

RNS Number : 2589F
Merrill Lynch Int(EPT)
08 January 2010
 



FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code))

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Shanks Group Plc

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

07/01/2010

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

35,744

GBP 1.30

GBP 1.30

Total number of securities sold

Highest price received

Lowest price received

4,245

GBP 1.30

GBP 1.30

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

5,574

GBP 1.30

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

553

GBP 1.30

Short Swap

SHORT

1,457

GBP 1.30

Short Swap

SHORT

2,235

GBP 1.30

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

08/01/2010

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Carlyle Europe Partners III Participations Sarl

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code))

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Mouchel Group Plc

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

07/01/2010

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

29,210

GBP 2.55

GBP 2.46

Total number of securities sold

Highest price received

Lowest price received

6,191

GBP 2.49

GBP 2.47

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

11,330

GBP 2.55

Long Swap

LONG

5,755

GBP 2.49

Long Swap

LONG

4,386

GBP 2.52

Long Swap

LONG

2,896

GBP 2.52

Long Swap

LONG

1,974

GBP 2.49

Long Swap

LONG

1,202

GBP 2.48

Long Swap

LONG

945

GBP 2.55

Long Swap

LONG

722

GBP 2.53

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

583

GBP 2.47

Short Swap

SHORT

1,222

GBP 2.47

Short Swap

SHORT

4,386

GBP 2.49

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

08/01/2010

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

VT Group Plc

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code))

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

VT Group Plc

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

07/01/2010

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

21,871

GBP 5.23

GBP 5.19

Total number of securities sold

Highest price received

Lowest price received

19,392

GBP 5.23

GBP 5.20

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

3,748

GBP 5.21

Long Swap

LONG

1,116

GBP 5.19

Long Swap

LONG

347

GBP 5.21

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

50

GBP 5.19

Short Swap

SHORT

60

GBP 5.19

Short Swap

SHORT

1,250

GBP 5.20

Short Swap

SHORT

2,593

GBP 5.22

Short Swap

SHORT

3,332

GBP 5.20

Short Swap

SHORT

3,748

GBP 5.20

Short Swap

SHORT

7,123

GBP 5.20

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

08/01/2010

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

VT Group Plc

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code))

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Cadbury Plc

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

07/01/2010

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

607,420

GBP 7.79

GBP 7.67

Total number of securities sold

Highest price received

Lowest price received

472,080

GBP 7.79

GBP 7.71

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

165,062

GBP 7.73

Long Swap

LONG

24,194

GBP 7.74

Long Swap

LONG

18,689

GBP 7.76

Long Swap

LONG

7,338

GBP 7.74

Long Swap

LONG

5,943

GBP 7.72

Long Swap

LONG

4,879

GBP 7.79

Long Swap

LONG

4,017

GBP 7.73

Long Swap

LONG

541

GBP 7.76

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

541

GBP 7.74

Short Swap

SHORT

1,001

GBP 7.75

Short Swap

SHORT

4,625

GBP 7.75

Short Swap

SHORT

8,633

GBP 7.72

Short Swap

SHORT

29,462

GBP 7.74

Short Swap

SHORT

42,883

GBP 7.73

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

 

Product name

Number of securities under 

Exercise price 

eg call option

option

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

08/01/2010

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Hershey Trust Company

Nature of connection #

Advisor

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMSSEFFAFSSELF

Related Shares:

Renewi Plc
FTSE 100 Latest
Value8,328.60
Change52.94