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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Rio Tinto Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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12-May-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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900297
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0.09
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35455
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0
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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900297
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0.09
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35455
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0
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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0 ( 0 % )
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0 ( 0 % )
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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1059
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63.46 (GBP)
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Buy
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310
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63.46 (GBP)
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Buy
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180
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63.49 (GBP)
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Buy
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100
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63.46 (GBP)
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Buy
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95
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63.87 (GBP)
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Buy
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67
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63.46 (GBP)
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Buy
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62
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63.26 (GBP)
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Buy
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37
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63.46 (GBP)
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Buy
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33
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64.35 (GBP)
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Buy
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19
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63.35 (GBP)
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Buy
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18
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63.31 (GBP)
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Buy
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17
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63.22 (GBP)
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Buy
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16
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63.46 (GBP)
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Buy
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15
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63.35 (GBP)
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Sell
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2347
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64.09 (GBP)
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Sell
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2347
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64.09 (GBP)
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Sell
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2138
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64.09 (GBP)
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Sell
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2138
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64.09 (GBP)
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Sell
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1696
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64.1 (GBP)
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Sell
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1440
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63.08 (GBP)
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Sell
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1300
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63.45 (GBP)
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Sell
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1055
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63.97 (GBP)
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Sell
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951
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63.44 (GBP)
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Sell
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666
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64.07 (GBP)
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Sell
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666
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64.02 (GBP)
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Sell
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639
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63.53 (GBP)
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Sell
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588
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63.05 (GBP)
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Sell
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533
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63.24 (GBP)
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Sell
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505
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63.05 (GBP)
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Sell
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480
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63.99 (GBP)
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Sell
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441
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62.85 (GBP)
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Sell
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438
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63.97 (GBP)
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Sell
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411
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62.86 (GBP)
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Sell
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411
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62.85 (GBP)
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Sell
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400
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62.92 (GBP)
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Sell
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400
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63.92 (GBP)
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Sell
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396
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64.09 (GBP)
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Sell
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380
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62.99 (GBP)
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Sell
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369
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62.99 (GBP)
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Sell
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367
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62.99 (GBP)
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Sell
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367
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63.05 (GBP)
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Sell
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353
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62.86 (GBP)
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Sell
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347
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63.03 (GBP)
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Sell
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334
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63.05 (GBP)
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Sell
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330
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62.86 (GBP)
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Sell
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328
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63.05 (GBP)
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Sell
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328
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63.05 (GBP)
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Sell
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324
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63.03 (GBP)
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Sell
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314
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63.05 (GBP)
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Sell
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310
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63.45 (GBP)
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Sell
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309
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62.85 (GBP)
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Sell
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300
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63.85 (GBP)
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Sell
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284
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62.99 (GBP)
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Sell
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284
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63.04 (GBP)
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Sell
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268
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62.92 (GBP)
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Sell
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268
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63.03 (GBP)
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Sell
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268
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63.26 (GBP)
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Sell
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268
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63.7 (GBP)
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Sell
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268
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63.83 (GBP)
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Sell
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268
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63.54 (GBP)
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Sell
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258
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63.27 (GBP)
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Sell
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248
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63.54 (GBP)
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Sell
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247
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63.04 (GBP)
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Sell
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243
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63.98 (GBP)
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Sell
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242
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62.99 (GBP)
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Sell
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240
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62.96 (GBP)
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Sell
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240
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62.97 (GBP)
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Sell
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240
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63.5 (GBP)
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Sell
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240
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63.75 (GBP)
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Sell
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231
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63.38 (GBP)
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Sell
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213
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63.05 (GBP)
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Sell
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208
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62.92 (GBP)
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Sell
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200
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63.84 (GBP)
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Sell
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200
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63.84 (GBP)
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Sell
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200
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63.83 (GBP)
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Sell
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200
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63.92 (GBP)
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Sell
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191
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63.03 (GBP)
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Sell
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185
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62.85 (GBP)
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Sell
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184
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63.02 (GBP)
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Sell
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179
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63.58 (GBP)
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Sell
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173
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63.93 (GBP)
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Sell
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165
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63.05 (GBP)
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Sell
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162
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63.97 (GBP)
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Sell
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157
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63.56 (GBP)
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Sell
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156
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64.09 (GBP)
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Sell
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126
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63.98 (GBP)
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Sell
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117
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63.98 (GBP)
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Sell
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100
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63.98 (GBP)
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Sell
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99
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63.93 (GBP)
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Sell
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99
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63.83 (GBP)
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Sell
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95
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63.87 (GBP)
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Sell
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94
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63.05 (GBP)
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Sell
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88
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63.94 (GBP)
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Sell
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84
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63.74 (GBP)
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Sell
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67
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62.99 (GBP)
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Sell
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67
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63.45 (GBP)
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Sell
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64
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63.5 (GBP)
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Sell
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62
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63.26 (GBP)
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Sell
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52
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63.83 (GBP)
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Sell
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50
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63.64 (GBP)
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Sell
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49
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63.64 (GBP)
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Sell
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47
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63.83 (GBP)
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Sell
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45
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63.71 (GBP)
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Sell
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45
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63.57 (GBP)
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Sell
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44
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63.36 (GBP)
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Sell
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44
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63.59 (GBP)
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Sell
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44
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63.72 (GBP)
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Sell
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43
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63.59 (GBP)
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Sell
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38
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64.7 (GBP)
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Sell
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38
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64.3 (GBP)
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Sell
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38
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63.49 (GBP)
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Sell
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38
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63.41 (GBP)
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Sell
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38
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63.84 (GBP)
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Sell
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37
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63.33 (GBP)
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Sell
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37
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63.83 (GBP)
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Sell
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37
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63.84 (GBP)
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Sell
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37
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63.33 (GBP)
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Sell
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36
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63.58 (GBP)
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Sell
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36
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63.47 (GBP)
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Sell
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35
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64.68 (GBP)
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Sell
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35
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63.95 (GBP)
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Sell
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35
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63.47 (GBP)
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Sell
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34
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63.83 (GBP)
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Sell
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34
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63.95 (GBP)
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Sell
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33
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62.92 (GBP)
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Sell
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33
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64.15 (GBP)
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Sell
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33
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64.17 (GBP)
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Sell
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33
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63.57 (GBP)
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Sell
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32
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63.72 (GBP)
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Sell
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31
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63.37 (GBP)
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Sell
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28
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63.49 (GBP)
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Sell
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28
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63.41 (GBP)
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Sell
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28
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63.71 (GBP)
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Sell
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26
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63.4 (GBP)
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Sell
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18
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63.71 (GBP)
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Sell
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15
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63.52 (GBP)
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Sell
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14
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63.83 (GBP)
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Sell
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13
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63.04 (GBP)
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Sell
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13
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63.83 (GBP)
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Sell
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12
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63.71 (GBP)
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Sell
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12
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63.36 (GBP)
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Sell
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10
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63.41 (GBP)
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Sell
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10
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63.49 (GBP)
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Sell
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8
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64.68 (GBP)
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Sell
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7
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63.57 (GBP)
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Sell
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5
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63.57 (GBP)
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Sell
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3
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64.68 (GBP)
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TOTAL BUYS: 2028
TOTAL SELLS: 37477
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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13-May-2008 09:46:50
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Contact name
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Segal,Debra
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Telephone number
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44 20 7883 4577
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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