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EPT Disclosure

24th Oct 2008 14:14

RNS Number : 6560G
Deutsche Bank AG
24 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

23/10/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,739,934

0.60

-772,446

-0.17

(2) Derivatives (other than options)

725,033

0.16

-1,752,841

-0.38

(3) Options and agreements to purchase/sell

694,000

0.15

-908,100

-0.20

Total

4,158,967

0.91

-3,433,387

-0.75

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

2113

65.65

Purchase

387

65.66

Purchase

99

65.73

Purchase

663

65.79

Purchase

352

65.82

Purchase

958

65.83

Purchase

577

65.84

Purchase

352

65.85

Purchase

1691

65.86

Purchase

2153

65.88

Purchase

1000

65.90

Purchase

763

65.91

Purchase

1208

65.92

Purchase

1126

65.94

Purchase

1191

65.95

Purchase

363

65.96

Purchase

4764

65.97

Purchase

13138

65.99

Purchase

54266

66.00

Purchase

20352

66.01

Purchase

1319

66.02

Purchase

1954

66.03

Purchase

2349

66.04

Purchase

1367

66.05

Purchase

1742

66.06

Purchase

1000

66.08

Purchase

3088

66.09

Purchase

1291

66.11

Purchase

3415

66.12

Purchase

3196

66.13

Purchase

3411

66.15

Purchase

1459

66.16

Purchase

203

66.17

Purchase

2783

66.18

Purchase

1782

66.19

Purchase

5000

66.20

Purchase

1450

66.21

Purchase

2000

66.23

Purchase

9180

66.24

Purchase

12949

66.25

Purchase

5566

66.26

Purchase

1874

66.27

Purchase

1502

66.28

Purchase

1496

66.29

Purchase

1608

66.30

Purchase

1446

66.31

Purchase

1311

66.32

Purchase

1907

66.33

Purchase

2644

66.34

Purchase

1957

66.35

Purchase

1829

66.36

Purchase

2000

66.37

Purchase

799

66.38

Purchase

4660

66.38

Purchase

984

66.40

Purchase

559

66.41

Purchase

1580

66.42

Purchase

10

66.43

Purchase

46

66.44

Purchase

3836

66.45

Purchase

766

66.46

Purchase

1096

66.47

Purchase

2671

66.48

Purchase

76

66.49

Purchase

1119

66.50

Purchase

5757

66.51

Purchase

804

66.53

Purchase

1198

66.54

Purchase

1884

66.55

Purchase

2946

66.56

Purchase

68

66.57

Purchase

1273

66.58

Purchase

6980

66.58

Purchase

2106

66.59

Purchase

680

66.60

Purchase

2523

66.62

Purchase

953

66.63

Purchase

2352

66.65

Purchase

2083

66.66

Purchase

3540

66.67

Purchase

2222

66.68

Purchase

1022

66.69

Purchase

4160

66.70

Purchase

150

66.71

Purchase

352

66.72

Purchase

347

66.73

Purchase

1644

66.74

Purchase

1789

66.75

Purchase

4562

66.76

Purchase

9873

66.77

Purchase

1383

66.78

Purchase

2503

66.79

Purchase

1139

66.80

Purchase

2

66.81

Purchase

949

66.82

Purchase

6004

66.84

Purchase

5670

66.85

Purchase

426

66.86

Purchase

2000

66.87

Purchase

2000

66.88

Purchase

816

66.89

Purchase

3602

66.90

Purchase

451

66.91

Purchase

223

66.94

Purchase

16071

66.95

Purchase

448

66.96

Purchase

3300

67.00

Purchase

200

67.03

Purchase

308

67.33

Purchase

929

67.50

Purchase

71

67.51

Purchase

90

67.62

Purchase

1137

67.72

Purchase

100

67.77

Purchase

132

72.50

Total Purchases

323,018

Sale

1080

65.78

Sale

96

65.81

Sale

428

65.82

Sale

347

65.83

Sale

888

65.84

Sale

830

65.85

Sale

319

65.86

Sale

3878

65.87

Sale

1688

65.88

Sale

2437

65.89

Sale

5879

65.90

Sale

426

65.91

Sale

3

65.92

Sale

3148

65.94

Sale

222

65.95

Sale

1845

65.96

Sale

724

65.97

Sale

603

65.98

Sale

4275

65.99

Sale

16932

66.00

Sale

1621

66.01

Sale

1196

66.02

Sale

2454

66.03

Sale

1652

66.04

Sale

1732

66.05

Sale

1065

66.06

Sale

1691

66.07

Sale

522

66.08

Sale

7189

66.09

Sale

3661

66.10

Sale

1665

66.11

Sale

1282

66.12

Sale

1762

66.13

Sale

2394

66.14

Sale

323

66.15

Sale

333

66.16

Sale

534

66.17

Sale

1244

66.18

Sale

3159

66.19

Sale

503

66.20

Sale

461

66.21

Sale

2884

66.22

Sale

897

66.23

Sale

1740

66.24

Sale

3771

66.25

Sale

263

66.26

Sale

3670

66.27

Sale

1541

66.27

Sale

165

66.28

Sale

2937

66.29

Sale

4742

66.30

Sale

819

66.31

Sale

2520

66.32

Sale

158

66.33

Sale

4493

66.34

Sale

801

66.35

Sale

823

66.36

Sale

301

66.37

Sale

1541

66.38

Sale

7830

66.39

Sale

5077

66.40

Sale

5874

66.41

Sale

5926

66.42

Sale

6958

66.43

Sale

1563

66.44

Sale

4422

66.45

Sale

2575

66.46

Sale

3685

66.47

Sale

801

66.48

Sale

3285

66.49

Sale

14925

66.50

Sale

453

66.51

Sale

285

66.52

Sale

1056

66.53

Sale

1679

66.54

Sale

961

66.55

Sale

2903

66.56

Sale

3770

66.57

Sale

1307

66.58

Sale

493

66.59

Sale

1095

66.60

Sale

374

66.61

Sale

1657

66.62

Sale

303

66.63

Sale

1903

66.64

Sale

360

66.65

Sale

241

66.66

Sale

439

66.67

Sale

716

66.68

Sale

841

66.69

Sale

3900

66.70

Sale

1060

66.71

Sale

697

66.72

Sale

248

66.73

Sale

504

66.74

Sale

3680

66.75

Sale

287

66.76

Sale

2374

66.77

Sale

2080

66.78

Sale

2161

66.79

Sale

3508

66.80

Sale

4150

66.81

Sale

1952

66.81

Sale

405

66.83

Sale

313

66.84

Sale

389

66.85

Sale

20

66.86

Sale

695

66.87

Sale

228

66.88

Sale

5559

66.89

Sale

10930

66.90

Sale

6343

66.91

Sale

50

66.92

Sale

5255

66.93

Sale

2188

66.94

Sale

4696

66.95

Sale

243

66.96

Sale

152

66.97

Sale

109

66.98

Sale

7371

66.99

Sale

5539

67.00

Sale

84

67.01

Sale

573

67.02

Sale

387

67.03

Sale

503

67.05

Sale

194

67.06

Sale

54

67.07

Sale

31

67.08

Sale

172

67.09

Sale

93

67.11

Sale

60

67.12

Sale

41

67.13

Sale

113

67.14

Sale

105

67.15

Sale

194

67.17

Sale

318

67.21

Sale

191

67.22

Sale

22

67.23

Sale

24

67.27

Sale

258

67.29

Sale

640

67.36

Sale

3000

67.40

Sale

250

67.44

Sale

3000

67.46

Sale

20

67.49

Sale

9047

67.50

Sale

6039

67.51

Sale

1127

67.52

Sale

108

67.55

Sale

807

67.60

Sale

347

67.64

Sale

247

67.65

Sale

794

67.66

Sale

3041

67.67

Sale

2044

67.68

Sale

188

67.69

Sale

2262

67.70

Sale

1689

67.71

Sale

1433

67.72

Sale

110

67.74

Sale

191

67.75

Sale

149

67.76

Sale

413

67.77

Sale

165

67.78

Sale

44

67.79

Sale

128

67.80

Sale

1000

67.83

Sale

141

67.84

Sale

1499

67.85

Sale

1074

67.86

Sale

2196

67.90

Sale

347

67.91

Sale

347

67.93

Total Sales

324,704

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

500

65.97

CFD

Long

150

65.99

CFD

Long

500

66.18

CFD

Long

500

66.19

CFD

Long

3670

66.27

CFD

Long

500

66.32

CFD

Long

250

66.34

CFD

Long

100

66.36

CFD

Long

1462

66.38

CFD

Long

38

66.39

CFD

Long

100

66.56

CFD

Long

1000

66.58

CFD

Long

1000

66.60

CFD

Long

200

66.70

CFD

Long

1000

66.79

CFD

Long

4150

66.81

CFD

Long

691

66.89

CFD

Long

500

66.90

CFD

Long

500

66.91

CFD

Long

1000

66.95

CFD

Long

109

66.98

CFD

Long

250

67.44

CFD

Short

113

65.65

CFD

Short

387

65.66

CFD

Short

1000

65.86

CFD

Short

500

65.88

CFD

Short

1000

65.90

CFD

Short

47

65.94

CFD

Short

1600

66.00

CFD

Short

100

66.02

CFD

Short

103

66.03

CFD

Short

1000

66.08

CFD

Short

300

66.13

CFD

Short

200

66.33

CFD

Short

171

66.34

CFD

Short

829

66.36

CFD

Short

4660

66.38

CFD

Short

300

66.40

CFD

Short

500

66.51

CFD

Short

6980

66.58

CFD

Short

500

66.66

CFD

Short

150

66.71

CFD

Short

20

66.76

CFD

Short

350

66.95

CFD

Short

295

67.00

CFD

Short

200

67.03

CFD

Short

929

67.50

CFD

Short

71

67.51

CFD

Short

100

67.77

CFD

Short

132

72.50

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

24/10/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

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