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EPT Disclosure

6th Oct 2008 13:05

RNS Number : 1622F
Citigroup GM Australia Pty Ltd
06 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

 

Company dealt in

Rio Tinto Ltd

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ord/Equity

Date of dealing

03 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

575,860 (0.13%)

 427,638 (0.01%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

538,593 (0.12%)

 2,719,303 (0.60%)

Total

1,114,453 (0.25%)

 3,146,941 (0.61%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

14625

3.3699999

7313

3.3599999

5058

29.9

3101

27.32

1000

14.15

949

29.950001

906

3.3

900

22.59

843

29.889999

600

3.0599999

594

3.0599999

552

3.3

489

3.3

489

22.469999

489

22.48

489

10.575

464

0.98

450

0.495

442

2.8399999

397

0.985

362

1.43

193

0.445

193

0.42

174

0.405

158

0.425

156

91.25

150

91.25

136

94.529999

120

86.739998

97

86.739998

87

86.156921

74

86

68

86.199997

67

86.199997

67

86.550003

66

86

65

86.599999

64

88.5

64

88.5

64

88.5

63

88.5

62

86.150002

57

86.199997

57

86.160004

55

86.599999

54

87.720001

53

86.199997

53

86.199997

52

86.580002

51

86.330002

51

86.419998

51

87.190002

50

87.349999

49

86.800003

48

86.589996

48

86.660004

48

86.419998

48

86.980003

48

87.260002

48

88.32

44

87.75

44

86.199997

43

86.870003

43

86.68

43

87.480003

41

88.230003

40

87.529999

40

86.989998

40

86.910004

40

87.449997

39

86.889999

38

86.800003

38

87.080002

38

87.099999

38

86.720001

35

86.57

31

86.910004

30

86.389999

28

87.089996

24

86.589996

20

86.519997

20

86.769997

17

86.540001

16

86.57

14

86.940002

13

88.5

12

87.010002

8

86.580002

8

85.529999

8

85.730003

8

87.160004

8

88.529999

8

86.709999

8

86.669998

7

89.019997

7

86.940002

7

85.510002

7

85.529999

4

86.919998

4

86.940002

3

86.709999

2

85.75

1

86.589996

1

86.879997

1

86.400002

1

86.699997

1

86.949997

1

86.989998

1

87.860001

1

86.940002

1

86.25

1

86.230003

1

87.07

1

86.849999

1

86.669998

1

86.919998

1

87.010002

1

87

1

86.919998

1

86.419998

1

86.330002

1

87.529999

1

87.019997

1

87.470001

1

87.449997

1

86.419998

1

88.449997

1

86.199997

1

86.129997

1

86.129997

1

86.129997

1

86.220001

1

86.220001

1

86.230003

1

86.190002

1

86.18

1

86.160004

1

86.160004

1

86.129997

1

86.080002

1

86.080002

1

86.07

1

86.059998

1

86.059998

1

85.989998

1

85.989998

1

85.900002

1

85.900002

1

85.879997

1

85.870003

1

85.830002

1

85.82

1

85.760002

1

85.769997

1

85.760002

1

85.75

1

85.75

1

85.75

1

85.709999

1

85.709999

1

85.699997

1

85.690002

1

85.669998

1

85.660004

1

85.629997

1

85.629997

1

85.610001

1

85.610001

1

85.589996

1

85.580002

1

85.580002

1

85.57

1

85.57

1

85.57

1

85.57

1

85.540001

1

85.540001

1

85.57

1

85.57

1

85.5

1

85.480003

1

85.480003

1

85.470001

1

85.470001

1

85.510002

1

85.510002

1

85.510002

1

85.510002

1

85.510002

1

85.529999

1

85.529999

1

85.75

1

85.720001

1

85.709999

1

85.720001

1

85.720001

1

85.720001

1

85.720001

1

85.720001

1

85.75

1

85.739998

1

85.739998

1

85.739998

1

85.739998

1

85.739998

1

85.980003

1

86.239998

1

86.209999

1

86.220001

1

86.220001

1

86.209999

1

86.209999

1

86.209999

1

86.209999

1

86.199997

1

86.199997

1

86.199997

1

86.199997

1

86.209999

1

86.260002

1

86.260002

1

86.230003

1

86.230003

1

86.239998

1

86.25

1

86.25

1

86.370003

1

86.519997

1

86.75

1

86.709999

1

86.75

1

86.769997

1

86.720001

1

86.720001

1

86.720001

1

86.739998

1

86.699997

1

86.699997

1

86.739998

1

86.739998

1

86.800003

1

86.800003

1

87

1

87

1

87.050003

1

87.050003

1

87.050003

1

87.160004

1

87.169998

1

87.169998

1

87.169998

1

87.190002

1

87.18

1

87.199997

1

87.279999

1

87.239998

1

87.230003

1

87.230003

1

87.220001

1

87.160004

1

87.150002

1

87.139999

1

87

1

87

1

86.760002

1

86.739998

1

86.690002

1

86.690002

1

86.690002

1

86.580002

1

86.559998

1

86.419998

1

86.410004

1

86.43

1

86.410004

1

86.410004

1

86.410004

1

86.410004

1

86.400002

1

86.400002

1

86.379997

1

86.349999

1

86.339996

1

86.349999

1

86.349999

1

86.349999

1

86.290001

1

86.279999

1

86.279999

1

86.389999

1

86.389999

1

86.400002

1

86.550003

1

86.540001

1

86.510002

1

86.489998

1

86.510002

1

86.43

1

86.43

1

86.480003

1

86.480003

1

86.480003

1

86.669998

1

86.699997

1

86.639999

1

86.639999

1

86.639999

1

86.639999

1

86.639999

1

86.639999

1

86.629997

1

86.68

1

86.68

1

86.639999

1

86.690002

1

86.690002

1

86.730003

1

86.779999

1

86.900002

1

86.959999

1

86.959999

1

86.959999

1

86.959999

1

86.959999

1

86.959999

1

86.959999

1

86.870003

1

86.870003

1

86.870003

1

86.900002

1

86.900002

1

86.900002

1

86.910004

1

86.910004

1

86.980003

1

86.919998

1

87.040001

1

87.019997

1

87.010002

1

87.040001

1

87.040001

1

87.040001

1

87.040001

1

87.040001

1

87.040001

1

87.040001

1

87.040001

1

87.040001

1

87.040001

1

87.040001

1

87.040001

1

87.040001

1

86.980003

1

86.980003

1

86.949997

1

86.940002

1

86.949997

1

86.949997

1

86.949997

1

86.959999

1

86.980003

1

86.980003

1

87

1

87

1

87

1

86.970001

1

86.980003

1

86.959999

1

87

1

87

1

87

1

87

1

87.080002

1

87.150002

1

87.160004

1

87.160004

1

87.160004

1

87.160004

1

87.160004

1

87.160004

1

87.169998

1

87.150002

1

87.150002

1

87.150002

1

86.730003

1

86.730003

1

86.739998

1

86.730003

1

86.739998

1

86.739998

1

86.889999

1

86.760002

1

86.760002

1

86.779999

1

86.849999

1

86.849999

1

86.949997

1

86.959999

1

86.959999

1

86.959999

1

86.959999

1

86.959999

1

86.959999

1

86.989998

1

86.989998

1

86.989998

1

86.919998

1

86.919998

1

86.919998

1

87.010002

1

87

1

87.040001

1

87.029999

1

87.029999

1

87.029999

1

87.029999

1

86.970001

1

86.970001

1

86.989998

1

87

1

86.910004

1

86.919998

1

87.019997

1

87.110001

1

87.080002

1

87.010002

1

87.010002

1

87.010002

1

87.010002

1

87.010002

1

87

1

86.989998

1

86.889999

1

86.730003

1

86.730003

1

86.889999

1

86.900002

1

86.910004

1

86.910004

1

86.910004

1

86.910004

1

86.989998

1

87.279999

1

87.639999

1

87.639999

1

87.75

1

87.75

1

87.75

1

87.75

1

87.769997

1

87.699997

1

87.699997

1

87.709999

1

87.699997

1

87.580002

1

87.480003

1

87.559998

1

87.559998

1

87.489998

1

87.480003

1

87.480003

1

87.480003

1

87.449997

1

87.459999

1

87.440002

1

87.470001

1

87.459999

1

87.480003

1

87.459999

1

87.470001

1

87.75

1

87.75

1

87.82

1

87.82

1

87.82

1

87.830002

1

87.870003

1

87.870003

1

87.860001

1

87.870003

1

87.870003

1

87.870003

1

87.849999

1

88.099999

1

88.099999

1

88.099999

1

88.059998

1

88.080002

1

88.07

1

88.32

1

88.510002

1

88.519997

1

88.540001

Total

44,978

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

87.160004

-1

87.160004

-1

87.160004

-1

87.160004

-1

87.160004

-1

87.169998

-1

87.150002

-1

87.150002

-1

87.150002

-1

87.150002

-1

86.160004

-1

86.160004

-1

86.160004

-1

86.160004

-1

86.18

-1

86.230003

-1

85.900002

-1

85.900002

-1

85.860001

-1

85.910004

-1

85.889999

-1

85.889999

-1

85.889999

-1

85.889999

-1

85.889999

-1

85.889999

-1

85.889999

-1

85.889999

-1

85.800003

-1

85.800003

-1

85.769997

-1

85.769997

-1

85.779999

-1

85.779999

-1

85.790001

-1

85.790001

-1

85.790001

-1

85.769997

-1

85.760002

-1

85.739998

-1

85.739998

-1

85.739998

-1

85.730003

-1

85.620003

-1

85.620003

-1

85.629997

-1

85.639999

-1

85.5

-1

85.5

-1

85.5

-1

85.470001

-1

85.470001

-1

85.470001

-1

85.470001

-1

85.470001

-1

85.470001

-1

85.470001

-1

85.470001

-1

85.470001

-1

85.470001

-1

85.470001

-1

85.470001

-1

85.480003

-1

85.489998

-1

85.470001

-1

85.470001

-1

85.449997

-1

85.459999

-1

85.5

-1

85.5

-1

85.5

-1

85.529999

-1

85.529999

-1

85.660004

-1

85.660004

-1

85.720001

-1

85.720001

-1

85.730003

-1

85.730003

-1

85.699997

-1

85.699997

-1

85.709999

-1

85.720001

-1

85.730003

-1

85.739998

-1

85.739998

-1

85.739998

-1

85.989998

-1

86.25

-1

86.25

-1

86.209999

-1

86.199997

-1

86.190002

-1

86.190002

-1

86.209999

-1

86.199997

-1

86.199997

-1

86.190002

-1

86.190002

-1

86.209999

-1

86.199997

-1

86.220001

-1

86.260002

-1

86.230003

-1

86.230003

-1

86.239998

-1

86.239998

-1

86.239998

-1

86.389999

-1

86.510002

-1

86.720001

-1

86.699997

-1

86.709999

-1

86.760002

-1

86.720001

-1

86.720001

-1

86.720001

-1

86.760002

-1

86.760002

-1

86.68

-1

86.699997

-1

86.709999

-1

86.800003

-1

86.800003

-1

86.93

-1

86.940002

-1

86.989998

-1

87

-1

87.040001

-1

87.169998

-1

87.169998

-1

87.169998

-1

87.160004

-1

87.169998

-1

87.18

-1

87.18

-1

87.199997

-1

87.199997

-1

87.199997

-1

87.199997

-1

87.199997

-1

87.129997

-1

87.129997

-1

87.129997

-1

86.989998

-1

87

-1

86.760002

-1

86.68

-1

86.68

-1

86.68

-1

86.68

-1

86.580002

-1

86.580002

-1

86.43

-1

86.43

-1

86.419998

-1

86.43

-1

86.330002

-1

86.330002

-1

86.410004

-1

86.309998

-1

86.309998

-1

86.349999

-1

86.360001

-1

86.360001

-1

86.360001

-1

86.339996

-1

86.339996

-1

86.290001

-1

86.290001

-1

86.290001

-1

86.32

-1

86.339996

-1

86.400002

-1

86.529999

-1

86.529999

-1

86.449997

-1

86.449997

-1

86.510002

-1

86.440002

-1

86.440002

-1

86.440002

-1

86.440002

-1

86.440002

-1

86.68

-1

86.68

-1

86.68

-1

86.68

-1

86.690002

-1

86.68

-1

86.690002

-1

86.68

-1

86.669998

-1

86.599999

-1

86.669998

-1

86.690002

-1

86.68

-1

86.68

-1

86.660004

-1

86.669998

-1

86.760002

-1

86.760002

-1

86.739998

-1

86.739998

-1

86.75

-1

86.760002

-1

86.779999

-1

86.790001

-1

86.830002

-1

86.839996

-1

86.839996

-1

86.870003

-1

86.870003

-1

86.870003

-1

86.870003

-1

86.879997

-1

86.889999

-1

86.919998

-1

86.919998

-1

86.919998

-1

86.940002

-1

86.93

-1

86.93

-1

86.940002

-1

86.949997

-1

86.949997

-1

86.949997

-1

87.010002

-1

87.010002

-1

87.010002

-1

87.010002

-1

87.019997

-1

87.029999

-1

87.040001

-1

87.050003

-1

87.019997

-1

87.029999

-1

86.910004

-1

86.959999

-1

86.970001

-1

86.980003

-1

86.970001

-1

86.989998

-1

86.989998

-1

86.989998

-1

86.989998

-1

86.980003

-1

86.949997

-1

86.980003

-1

86.93

-1

86.970001

-1

86.980003

-1

86.980003

-1

87.080002

-1

87.099999

-1

87.110001

-1

87.120003

-1

87.120003

-1

87.139999

-1

87.139999

-1

87.150002

-1

87.169998

-1

87.18

-1

87.139999

-1

87.139999

-1

86.739998

-1

86.739998

-1

86.75

-1

86.730003

-1

86.730003

-1

86.730003

-1

86.839996

-1

86.75

-1

86.75

-1

86.779999

-1

86.839996

-1

86.839996

-1

86.849999

-1

86.889999

-1

86.889999

-1

86.889999

-1

86.900002

-1

86.900002

-1

86.910004

-1

86.989998

-1

86.989998

-1

87

-1

86.93

-1

86.910004

-1

86.910004

-1

87

-1

87

-1

86.989998

-1

86.989998

-1

86.989998

-1

87

-1

87

-1

86.980003

-1

86.970001

-1

86.970001

-1

86.970001

-1

86.919998

-1

86.910004

-1

87

-1

87.099999

-1

87.089996

-1

86.970001

-1

86.989998

-1

86.980003

-1

86.989998

-1

86.989998

-1

86.980003

-1

86.980003

-1

86.889999

-1

86.870003

-1

86.730003

-1

86.730003

-1

86.889999

-1

86.889999

-1

86.940002

-1

86.910004

-1

86.910004

-1

86.910004

-1

86.900002

-1

86.980003

-1

87.260002

-1

87.57

-1

87.629997

-1

87.730003

-1

87.730003

-1

87.730003

-1

87.739998

-1

87.75

-1

87.739998

-1

87.720001

-1

87.690002

-1

87.690002

-1

87.690002

-1

87.529999

-1

87.470001

-1

87.470001

-1

87.470001

-1

87.410004

-1

87.470001

-1

87.470001

-1

87.440002

-1

87.440002

-1

87.440002

-1

87.440002

-1

87.449997

-1

87.440002

-1

87.440002

-1

87.440002

-1

87.449997

-1

87.449997

-1

87.440002

-1

87.449997

-1

87.449997

-1

87.650002

-1

87.650002

-1

87.809998

-1

87.809998

-1

87.809998

-1

87.839996

-1

87.830002

-1

87.839996

-1

87.839996

-1

87.849999

-1

87.849999

-1

87.860001

-1

87.830002

-1

88.059998

-1

88.07

-1

88.080002

-1

88.059998

-1

88.040001

-1

88.07

-1

88.32

-1

88.5

-1

88.519997

-1

88.519997

-1

88.519997

-1

88.550003

-1

88.580002

-1

88.470001

-1

88.470001

-1

88.470001

-1

88.580002

-1

88.599999

-1

88.599999

-1

88.550003

-1

88.550003

-1

88.550003

-1

88.480003

-1

88.449997

-1

88.440002

-1

88.449997

-1

88.440002

-1

88.440002

-1

88.440002

-1

88.440002

-1

88.440002

-1

89.029999

-1

89.040001

-1

89.050003

-1

89.059998

-2

86.68

-2

87.470001

-2

87.449997

-2

87.860001

-2

87.860001

-2

87.860001

-2

87.860001

-2

87.860001

-2

87.860001

-2

87.860001

-2

87.860001

-2

88.459999

-3

87.160004

-3

87.019997

-3

86.870003

-3

87.75

-4

86.25

-4

87.019997

-4

86.940002

-5

87.75

-6

86.739998

-6

86.230003

-6

86.230003

-6

87.089996

-6

87.089996

-6

87.089996

-6

87.089996

-6

87.089996

-6

87.089996

-6

87.089996

-6

87.080002

-6

87.080002

-6

87.080002

-6

86.940002

-6

86.989998

-6

86.989998

-6

86.989998

-6

86.989998

-6

86.989998

-6

86.989998

-6

88.32

-7

86.739998

-7

87.099999

-7

86.910004

-7

86.910004

-7

86.910004

-7

86.910004

-7

86.910004

-7

87.089996

-7

87.080002

-7

87.080002

-7

87.080002

-7

87.080002

-7

87.080002

-7

86.940002

-7

86.940002

-7

86.940002

-7

86.940002

-7

86.940002

-7

86.940002

-7

87.010002

-7

87.010002

-7

87.010002

-7

87.010002

-7

86.989998

-7

86.989998

-7

86.989998

-7

86.910004

-7

86.910004

-7

86.910004

-7

86.910004

-7

86.910004

-7

86.910004

-7

86.910004

-7

88.230003

-8

87.150002

-8

86.959999

-8

86.919998

-8

86.860001

-8

86.669998

-8

86.949997

-8

87.050003

-8

87

-8

86.910004

-8

86.910004

-8

86.93

-8

87.010002

-8

87.010002

-8

86.889999

-8

86.910004

-8

86.68

-8

86.980003

-8

86.980003

-8

86.980003

-8

86.980003

-8

87.260002

-8

87.260002

-8

87.260002

-8

87.260002

-8

87.260002

-8

88.230003

-8

88.230003

-8

88.230003

-8

88.230003

-8

88.230003

-8

88.230003

-8

88.230003

-9

86.25

-9

86.889999

-9

86.889999

-9

86.889999

-9

86.889999

-9

86.889999

-9

86.68

-9

86.68

-9

86.68

-9

86.68

-9

86.68

-9

86.68

-9

86.940002

-9

86.940002

-9

86.940002

-9

86.980003

-9

86.980003

-9

86.980003

-9

86.980003

-9

87.260002

-9

87.260002

-9

87.260002

-10

86.870003

-10

86.870003

-10

86.870003

-10

86.870003

-10

86.870003

-10

86.949997

-10

86.949997

-10

86.940002

-10

86.940002

-10

88.32

-10

88.32

-10

88.32

-10

88.32

-10

88.32

-11

86.870003

-11

88.32

-12

86.400002

-12

86.400002

-12

86.519997

-12

86.949997

-13

86.769997

-13

86.57

-14

86.739998

-14

85.730003

-14

85.730003

-14

86.540001

-15

85.75

-15

85.730003

-15

86.919998

-15

87.75

-16

85.75

-16

86.57

-16

86.919998

-16

86.900002

-16

87.480003

-16

87.480003

-16

87.480003

-16

87.480003

-17

87.120003

-17

87.150002

-17

86.769997

-17

86.540001

-17

86.540001

-17

86.57

-17

86.57

-17

86.989998

-18

86.519997

-18

86.519997

-18

86.769997

-18

86.57

-18

86.57

-18

87.449997

-18

87.449997

-19

87.449997

-20

86.739998

-21

85.529999

-21

87.75

-21

87.75

-22

85.529999

-22

87.099999

-23

87.099999

-25

87.120003

-25

86.720001

-26

86.800003

-26

86.720001

-27

86.800003

-28

87.160004

-37

87.150002

-39

87.150002

-40

89.050003

-41

87.160004

-41

87.129997

-42

87.110001

-44

88.5

-45

86.739998

-61

87.150002

-63

87.160004

-80

88.910004

-100

87.150002

-115

88.910004

-120

86.739998

-120

86.809998

-172

87.150002

-194

87

-199

87.169998

-200

86.739998

-202

88.910004

-225

88.910004

-235

88.910004

-248

88.910004

-299

87.160004

-362

87.720001

-362

88.339996

-410

87.160004

-415

88.910004

-450

87.160004

-489

88.5

-489

88.5

-489

88.5

-489

88.5

-534

88.910004

-588

86.739998

-593

87.150002

-919

87.18

-949

86.156921

-1000

88.910004

-1000

87.150002

-2000

87.150002

-2305

87

-2351

87

-5000

86.739998

-5000

86.739998

-5058

94.529999

-9180

86.75

-29660

88.910004

-72500

88.550003

Total

147,899

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call option;

 P = put option)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

P

purchasing

200

100

E

20081218

3.37

C

purchasing

200

110

A

20081218

3.36

C

purchasing

-50

110

A

20081218

29.9

P

selling

-60

78.46

A

20090924

27.32

C

selling

-70

64

A

20090619

14.15

C

selling

-100

88

E

20091215

29.95

C

selling

-100

95

A

20090326

3.3

C

selling

-100

64

A

20090619

22.59

C

selling

-200

110

A

20081218

29.89

C

selling

-200

80

E

20090423

3.06

C

selling

-200

64

A

20090619

3.06

C

selling

-200

110

A

20081218

3.3

C

selling

-200

110

A

20081218

3.3

C

selling

-200

110

A

20081218

22.47

C

selling

-200

110

A

20081218

22.48

C

selling

30000

80

E

20090423

10.575

C

selling

-6000

80

E

20090423

0.98

C

selling

-6000

115

E

20090326

0.495

C

selling

-9000

115

E

20081218

2.84

C

selling

-12000

115

E

20090326

0.985

C

selling

-15000

105

E

20090326

1.43

C

selling

-30000

115

E

20081218

0.445

C

selling

-48000

115

E

20081218

0.42

C

selling

-60000

115

E

20081218

0.405

C

selling

-120000

115

E

20081218

0.425

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

06 October 2008

Contact name

Pavla Trskova

Telephone number

02890 409544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

P

purchased

140000

37.6132

E

20091001

P

purchased

108000

77.94

E

20100219

P

purchased

50979

38.5842

E

20091201

P

purchased

40000

78.5

E

20110630

P

purchased

30588

43.3704

E

20100628

P

purchased

20000

43.3704

E

20100628

P

purchased

12000

89

E

20100809

P

purchased

6789

77.8

E

20090630

P

purchased

6646

95.75

E

20100629

P

purchased

6646

138.11

E

20120416

P

purchased

6528

77.2

E

20110627

P

purchased

6415

75.22

E

20100524

P

purchased

6415

82.55

E

20100517

P

purchased

6268

95.75

E

20100628

P

purchased

5810

95.7

E

20120905

P

purchased

5428

98.22

E

20120912

P

purchased

5066

78.46

A

20090924

P

purchased

4886

78.5

E

20110630

P

purchased

4420

78.5

E

20110630

P

purchased

4320

68.66

A

20090924

P

purchased

3801

110

A

20081218

P

purchased

3388

75

A

20111222

P

purchased

3188

80

A

20111222

P

purchased

3105

122

A

20081218

P

purchased

2994

72

A

20081218

P

purchased

2862

115

A

20081030

P

purchased

2591

120

A

20081030

P

purchased

2591

121

A

20081127

P

purchased

2248

68

A

20101223

C

purchased

2000

78.46

A

20090924

P

purchased

1976

77

A

20111222

C

purchased

1936

138

A

20081030

C

written

1592

116

A

20081030

C

written

1370

105

A

20081030

C

written

1273

98

A

20081030

C

written

1273

104

A

20081030

P

written

1188

96

A

20081030

C

written

1152

85

A

20111222

C

written

1152

122

A

20081218

C

written

1152

105

A

20081127

C

written

1152

95

A

20090326

P

written

1132

141.69

A

20130627

C

written

1000

56.89

A

20090924

P

written

873

129.41

A

20121220

P

written

869

128.75

A

20130228

P

written

725

127.31

A

20130228

P

written

561

124.35

A

20130228

P

written

561

143.31

A

20130627

P

written

514

141.79

A

20110630

P

written

514

141.69

A

20110630

P

written

464

139.04

A

20130627

P

written

464

141.75

A

20130627

P

written

422

139.59

A

20130627

P

written

422

130.34

A

20121220

P

written

405

128.71

A

20110224

P

written

400

92.66

A

20110728

P

written

392

130

A

20081218

P

written

388

93.6

A

20110728

P

written

388

94.02

A

20110728

P

written

365

131.2

A

20130328

P

written

332

140.36

A

20130627

P

written

332

78.5

E

20110630

P

written

330

78.5

E

20110630

P

written

302

78.5

E

20110630

P

written

302

78.5

E

20110630

P

written

296

98.22

E

20120912

P

written

290

98.22

E

20120912

P

written

290

95.7

E

20120905

P

written

268

95.7

E

20120905

P

written

266

94.08

A

20110728

P

written

208

135.22

A

20110412

C

written

208

65

A

20081127

P

written

203

95.75

E

20100628

P

written

203

95.75

E

20100628

P

written

191

135.38

A

20130725

P

written

191

82.55

E

20100517

P

written

191

82.55

E

20100517

P

written

191

136.18

A

20130627

P

written

177

75.22

E

20100524

P

written

160

75.22

E

20100524

P

written

159

137

A

20130328

P

written

141

77.2

E

20110627

P

written

138

77.2

E

20110627

C

written

117

75

E

20090924

P

written

115

131.14

A

20121011

P

written

107

131.96

A

20130205

P

written

99

98.1

A

20100625

P

written

90

138.11

E

20120416

P

written

88

138.11

E

20120416

P

written

88

95.75

E

20100629

P

written

87

95.75

E

20100629

P

written

81

77.8

E

20090630

P

written

79

77.8

E

20090630

P

written

78

89

E

20100809

P

written

77

89

E

20100809

P

written

71

138

A

20130228

C

written

-70

59.227

A

20130627

P

written

-70

89.4361

A

20110207

P

written

-191

137.5

A

20130725

C

written

-191

88

E

20091215

C

written

-203

80

E

20090423

P

written

-208

83.22

A

20111007

P

written

-270

43.3704

E

20100628

P

written

-290

43.3704

E

20100628

P

written

-302

43.3704

E

20100628

P

written

-332

43.3704

E

20100628

P

written

-388

105.3

A

20110523

P

written

-391

78.5

E

20110630

P

written

-422

78.5

E

20110630

C

written

-464

95

A

20081218

P

written

-514

85.0735

A

20110228

P

written

-561

153.6

A

20130107

P

written

-732

174.48

A

20130521

C

written

-945

66

E

20091215

P

written

-975

160.932

A

20121128

P

written

-1000

90

E

20081218

C

written

-1152

95

E

20090326

P

written

-1152

73.8533

A

20101229

C

written

-1273

85

A

20100623

C

written

-1290

105

E

20090326

P

written

-1948

38.5842

E

20091201

P

written

-2000

38.5842

E

20091201

P

written

-2491

119

A

20120711

P

written

-2591

85.04

A

20110328

P

written

-3640

99.8

A

20110428

P

written

-5000

115.61

A

20120613

P

written

-5000

164.66

A

20121227

C

written

-6415

110

A

20081218

P

written

-6646

96.12

A

20110623

P

written

-7337

99.12

A

20120425

P

written

-8000

88.07

A

20110623

P

written

-9000

97.272

A

20120828

P

written

-10000

109.19

A

20120530

P

written

-12300

92.64

A

20110624

P

written

-15000

119.75

A

20120628

P

written

-15000

88.6

A

20120327

P

written

-23989

77.94

E

20100219

P

written

-25000

77.94

E

20100219

P

written

-33000

116.82

A

20120711

P

written

-44000

37.6132

E

20091001

P

written

-50000

37.6132

E

20091001

P

written

-50000

94.91

A

20110623

C

written

-55200

64

A

20090619

C

written

-61000

115

E

20090326

P

written

-75000

100

E

20081218

C

written

-75000

58.592

A

20120628

P

written

-90000

56.0324

E

20081103

P

written

-112000

74.25

E

20110727

P

written

-192000

56.1501

A

20101011

C

written

-449640

145

E

20081218

C

written

-468000

135

E

20081218

C

written

-789720

115

E

20081218

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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