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EPT Disclosure

12th Aug 2008 11:33

RNS Number : 1470B
Credit Suisse Equities (Australia)
12 August 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

 

Name of exempt principal trader

 

Credit Suisse Equities (Australia) Limited

 

Company dealt in

 

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

 

Date of dealing

 

11-08-2008

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

909289

0.199

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

909289

0.199

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

181

111.66

Purchase

2,592

111.66

Purchase

318

111.66

Purchase

3,704

111.66

Purchase

282

111.66

Purchase

3

111.48

Purchase

431

111.48

Purchase

350

111.33

Purchase

631

111.35

Purchase

114

111.32

Purchase

250

111.32

Purchase

21

111.32

Purchase

350

111.38

Purchase

921

111.11

Purchase

59

111.11

Purchase

20

111.11

Purchase

365

111.57

Purchase

135

111.56

Purchase

93

111.78

Purchase

113

111.78

Purchase

6

111.78

Purchase

6

111.78

Purchase

5

111.74

Purchase

456

111.75

Purchase

88

111.74

Purchase

1

111.74

Purchase

91

111.73

Purchase

350

111.72

Purchase

321

111.85

Purchase

29

111.85

Purchase

456

111.66

Purchase

332

111.63

Purchase

666

111.62

Purchase

350

111.73

Purchase

800

111.66

Purchase

350

111.66

Purchase

601

111.89

Purchase

342

111.89

Purchase

45

111.86

Purchase

7

111.86

Purchase

5

111.86

Purchase

385

111.79

Purchase

350

111.82

Purchase

177

111.99

Purchase

669

111.99

Purchase

154

111.98

Purchase

72

112.06

Purchase

136

112.06

Purchase

29

112.06

Purchase

113

112.06

Purchase

97

112.13

Purchase

253

112.13

Purchase

500

112.01

Purchase

500

112.15

Purchase

300

112.15

Purchase

366

112.21

Purchase

90

112.21

Purchase

397

112.25

Purchase

6

112.21

Purchase

81

112.21

Purchase

16

112.21

Purchase

350

112.10

Purchase

526

112.09

Purchase

9

112.06

Purchase

97

112.06

Purchase

6

112.06

Purchase

49

112.06

Purchase

7

112.06

Purchase

67

112.06

Purchase

144

112.06

Purchase

41

112.12

Purchase

520

112.12

Purchase

350

112.14

Purchase

103

112.34

Purchase

31

112.34

Purchase

216

112.34

Purchase

55

112.34

Purchase

745

112.34

Purchase

3

112.24

Purchase

42

112.24

Purchase

6

112.24

Purchase

151

112.05

Purchase

39

112.05

Purchase

6

112.05

Purchase

179

112.05

Purchase

7

112.05

Purchase

78

112.05

Purchase

96

112.09

Purchase

893

112.09

Purchase

11

112.09

Purchase

5

111.92

Purchase

6

111.92

Purchase

187

111.92

Purchase

153

111.92

Purchase

5

111.92

Purchase

35

111.92

Purchase

171

111.92

Purchase

7

111.92

Purchase

12

111.92

Purchase

97

111.85

Purchase

3

111.85

Purchase

100

111.85

Purchase

1

111.88

Purchase

7

111.88

Purchase

192

111.88

Purchase

92

111.87

Purchase

40

111.83

Purchase

121

111.83

Purchase

7

111.83

Purchase

8

111.82

Purchase

1

111.82

Purchase

13

111.81

Purchase

98

111.81

Purchase

3

111.81

Purchase

56

111.81

Purchase

61

111.81

Purchase

533

111.80

Purchase

40

111.80

Purchase

2

111.80

Purchase

1

111.80

Purchase

188

111.80

Purchase

122

111.80

Purchase

4

111.79

Purchase

42

111.79

Purchase

2

111.79

Purchase

66

111.79

Purchase

153

111.80

Purchase

6

111.80

Purchase

6

111.80

Purchase

14

111.80

Purchase

3

111.80

Purchase

128

111.80

Purchase

4

111.97

Purchase

813

111.97

Purchase

118

112.00

Purchase

7

112.00

Purchase

125

112.00

Purchase

58

112.00

Purchase

4

111.97

Purchase

2

111.96

Purchase

36

111.96

Purchase

3

111.95

Purchase

32

111.95

Purchase

585

111.79

Purchase

14

111.79

Purchase

2

111.79

Purchase

1

111.78

Purchase

1

111.78

Purchase

12

111.78

Purchase

326

112.23

Purchase

3

112.23

Purchase

1

112.23

Purchase

20

112.23

Purchase

350

112.42

Purchase

385

112.55

Purchase

281

113.28

Purchase

69

113.28

Purchase

385

113.28

Purchase

94

113.12

Purchase

3

113.12

Purchase

6

113.12

Purchase

159

113.12

Purchase

6

113.12

Purchase

82

113.12

Purchase

385

113.12

Purchase

87

113.19

Purchase

2

113.19

Purchase

296

113.19

Purchase

350

113.37

Purchase

219

113.37

Purchase

46

113.37

Purchase

2

113.37

Purchase

15

113.37

Purchase

103

113.37

Purchase

10

113.69

Purchase

234

113.69

Purchase

84

113.69

Purchase

231

113.69

Purchase

154

113.69

Purchase

350

113.68

Purchase

17

113.42

Purchase

6

113.42

Purchase

47

113.27

Purchase

1

113.27

Purchase

278

113.27

Purchase

16

113.30

Purchase

385

113.09

Purchase

385

113.28

Purchase

385

113.28

Purchase

350

113.20

Purchase

406

113.19

Purchase

4

113.19

Purchase

10

113.19

Purchase

135

113.10

Purchase

215

113.10

Purchase

350

113.00

Purchase

350

113.06

Purchase

381

113.07

Purchase

4

113.07

Purchase

385

113.12

Purchase

456

113.28

Purchase

334

113.30

Purchase

386

113.42

Purchase

22

113.69

Purchase

299

112.24

Sale

-367

113.21

Sale

-31

113.19

Sale

-2

113.29

Sale

-12

113.21

Sale

-300

113.21

Sale

-121

113.21

Sale

-110

113.19

Sale

-404

113.19

Sale

-100

113.19

Sale

-55

113.19

Sale

-100

113.19

Sale

-75

113.17

Sale

-100

113.29

Sale

-106

113.29

Sale

-219

113.29

Sale

-476

113.56

Sale

-60

113.58

TOTAL BUYS:40711

TOTAL SELLS:2638

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

12-08-2008

 

Contact name

Carolyn Collins/ Simon Crawley

 

Telephone number

44 20 7888 0241

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

 

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFVITLIFLIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,685.14
Change51.39