3rd Aug 2009 11:51
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
Anglo American Plc |
|
Class of relevant security to which the dealings being disclosed relate(Note 1) |
0.54945 USD ordinary (GB00B1XZS820) |
|
Date of dealing |
31 July 2009 |
2. DEALINGS(Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid(Note 3) |
Lowest price paid(Note 3) |
|
405909 |
19.50500 ZAR |
18.71500 GBP |
|
Total number of securities sold |
Highest price received(Note 3) |
Lowest price received(Note 3) |
|
368261 |
32.25800 USD |
18.79000 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short(Note 4) |
Number of securities(Note 5) |
Price per unit(Note 3) |
|
CFD |
Long |
25000 |
19.0206004 GBP |
|
CFD |
Long |
140520 |
19.123134 GBP |
|
CFD |
Long |
6161 |
18.999208 GBP |
|
CFD |
Long |
7633 |
245.9921 ZAR |
|
CFD |
Long |
4685 |
32.25799946 USD |
|
CFD |
Long |
2693 |
32.25799944 USD |
|
CFD |
Short |
105000 |
19.3213 GBP |
|
CFD |
Short |
100000 |
19.2642 GBP |
|
CFD |
Short |
7633 |
245.99210009 ZAR |
|
CFD |
Short |
30836 |
245.6047 ZAR |
|
CFD |
Short |
7500 |
244.6354 ZAR |
|
CFD |
Short |
2103 |
18.988819 GBP |
|
CFD |
Short |
2200 |
19.193619 GBP |
|
CFD |
Short |
25000 |
18.8064008 GBP |
|
CFD |
Short |
2135 |
19.30579 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates(Note 5) |
Exercise price |
Type,e.g. American, European etc. |
Expiry date |
Option money paid/received per unit(Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit(Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
03 August 2009 |
|
Contact name |
Nimisha Sachdev |
|
Telephone number |
+44 (0)20 7568 9289 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN |
|
Nature of connection (Note 6) |
CONNECTED ADVISOR |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk
Related Shares:
Anglo American