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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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10-10-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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1088543
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0.250
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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1088543
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0.250
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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326
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71.38
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Purchase
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72
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71.38
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Purchase
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70
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71.38
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Purchase
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32
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71.38
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Purchase
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343
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71.11
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Purchase
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68
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71.11
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Purchase
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985
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71.11
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Purchase
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35
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71.43
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Purchase
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62
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71.43
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Purchase
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2,000
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71.43
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Purchase
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403
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71.43
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Purchase
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585
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71.55
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Purchase
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906
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71.55
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Purchase
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600
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71.55
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Purchase
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83
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71.55
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Purchase
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156
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71.55
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Purchase
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152
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71.55
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Purchase
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161
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71.55
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Purchase
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205
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71.55
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Purchase
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152
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71.55
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Purchase
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547
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71.60
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Purchase
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147
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71.60
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Purchase
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1,088
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71.60
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Purchase
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218
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71.59
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Purchase
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3
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71.73
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Purchase
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200
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71.73
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Purchase
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27
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71.73
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Purchase
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534
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71.73
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Purchase
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500
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71.73
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Purchase
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99
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71.73
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Purchase
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37
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71.73
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Purchase
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2,600
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71.73
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Purchase
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1,613
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71.71
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Purchase
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360
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71.71
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Purchase
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27
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71.70
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Purchase
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973
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71.71
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Purchase
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91
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71.71
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Purchase
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64
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71.71
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Purchase
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444
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71.71
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Purchase
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166
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71.71
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Purchase
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96
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71.71
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Purchase
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68
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71.71
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Purchase
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810
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71.69
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Purchase
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170
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71.69
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Purchase
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620
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71.69
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Purchase
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1,800
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71.71
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Purchase
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132
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71.71
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Purchase
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46
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71.71
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Purchase
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722
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71.71
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Purchase
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145
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71.63
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Purchase
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180
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71.63
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Purchase
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119
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71.63
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Purchase
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394
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71.63
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Purchase
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3
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71.63
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Purchase
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32
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71.63
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Purchase
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127
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71.63
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Purchase
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52
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71.60
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Purchase
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180
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71.60
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Purchase
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65
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71.60
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Purchase
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101
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71.60
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Purchase
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806
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71.65
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Purchase
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124
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71.65
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Purchase
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53
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71.65
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Purchase
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105
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71.65
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Purchase
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89
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71.65
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Purchase
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117
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71.65
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Purchase
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21
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71.65
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Purchase
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85
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71.65
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Purchase
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895
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73.20
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Purchase
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25
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73.20
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Purchase
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404
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73.20
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Purchase
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404
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73.20
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Purchase
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1,767
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73.20
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Purchase
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2,000
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73.20
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Purchase
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500
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73.20
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Purchase
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247
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73.16
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Purchase
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2,000
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73.15
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Purchase
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394
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73.11
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Purchase
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522
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73.11
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Purchase
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105
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73.10
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Purchase
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300
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73.10
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Purchase
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110
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73.10
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Purchase
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127
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73.05
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Purchase
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200
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73.05
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Purchase
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2,305
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74.85
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Purchase
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1,300
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74.85
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Purchase
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300
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74.85
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Purchase
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650
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74.85
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Purchase
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500
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74.85
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Purchase
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160
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74.85
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Purchase
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1,000
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74.85
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Purchase
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19,785
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74.85
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Purchase
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7,287
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74.85
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Purchase
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500
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74.85
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Purchase
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200
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74.85
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Purchase
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1,208
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74.85
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Purchase
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150
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74.85
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Purchase
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500
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74.85
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Purchase
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155
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74.85
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Purchase
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792
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74.85
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Purchase
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600
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74.85
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Purchase
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608
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74.85
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Purchase
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48,612
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79.99
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Sale
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1,759
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73.00
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Sale
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-1,759
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73.00
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Sale
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-230
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72.24
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Sale
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-9
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72.20
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Sale
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-49
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72.20
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Sale
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-341
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72.20
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Sale
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-10,000
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73.00
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Sale
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-2,500
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73.00
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Sale
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-10,000
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73.00
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Sale
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-24,626
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73.00
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Sale
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-384
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72.24
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Sale
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-1,000
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72.24
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Sale
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-200
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72.24
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Sale
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-1,473
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72.24
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Sale
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-1,059
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72.30
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Sale
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-50
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72.30
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Sale
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-126
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72.20
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Sale
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-50
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72.20
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Sale
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-190
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72.20
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Sale
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-397
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72.20
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Sale
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-1,006
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71.80
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Sale
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-826
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71.80
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Sale
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-232
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71.84
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Sale
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-170
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71.84
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Sale
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-10
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71.84
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Sale
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-1
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71.84
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Sale
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-155
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71.84
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Sale
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-1,000
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71.43
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Sale
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-374
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71.38
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Sale
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-250
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71.38
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Sale
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-115
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71.39
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Sale
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-261
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71.39
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Sale
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-1,000
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71.29
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Sale
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-1,000
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71.31
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Sale
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-155
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71.88
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Sale
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-70
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71.90
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Sale
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-10
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71.90
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Sale
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-48
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71.90
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Sale
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-350
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71.90
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Sale
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-15
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71.90
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Sale
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-113
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71.90
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Sale
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-9
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71.90
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Sale
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-300
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71.90
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Sale
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-7
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71.90
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Sale
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-78
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71.90
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Sale
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-1,099
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73.10
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Sale
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-190
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73.10
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Sale
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-438
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73.64
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Sale
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-500
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73.64
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Sale
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-180
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73.65
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Sale
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-20
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73.65
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Sale
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-750
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73.85
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Sale
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-112
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73.88
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Sale
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-1,759
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73.00
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TOTAL BUYS:121008
TOTAL SELLS:65287
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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13-10-2008
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Contact name
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Carolyn Collins; Philipp Abelbeck
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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