23rd May 2008 11:37
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader |
Deutsche Securities Australia Limited |
Company dealt in |
Rio Tinto Limited |
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary |
Date of dealing |
22/05/2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
Long |
Short |
|
Number (%) |
Number (%) |
|
(1) Relevant securities |
452,461 0.10% |
-1,625,033 -0.36 |
(2) Derivatives (other than options) |
1,122,430 0.25% |
-635,162 -0.14 |
(3) Options and agreements to purchase/sell |
1,447,000 0.32% |
-1,275,000 -0.28 |
Total |
3,021,891 0.66% |
-3,535,195 -0.77 |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
Class of relevant security: |
Long |
Short |
Number (%) |
Number (%) |
|
(1) Relevant securities |
||
(2) Derivatives (other than options) |
||
(3) Options and agreements to purchase/sell |
||
Total |
Rights to subscribe (Note 2)
Class of relevant security: |
Details |
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale |
Number of securities |
Price per unit (Note 4) AUD $ |
Purchase |
790 |
146.03 |
Purchase |
250 |
146.05 |
Purchase |
102 |
146.12 |
Purchase |
45 |
146.23 |
Purchase |
7 |
146.31 |
Purchase |
192 |
146.32 |
Purchase |
101 |
146.33 |
Purchase |
55 |
146.34 |
Purchase |
62 |
146.35 |
Purchase |
254 |
146.36 |
Purchase |
2900 |
146.37 |
Purchase |
134 |
146.37 |
Purchase |
163 |
146.39 |
Purchase |
137 |
146.43 |
Purchase |
264 |
146.45 |
Purchase |
57 |
146.46 |
Purchase |
12 |
146.48 |
Purchase |
87 |
146.49 |
Purchase |
193 |
146.50 |
Purchase |
89 |
146.51 |
Purchase |
167 |
146.52 |
Purchase |
41 |
146.56 |
Purchase |
3 |
146.58 |
Purchase |
128 |
146.59 |
Purchase |
398 |
146.60 |
Purchase |
179 |
146.62 |
Purchase |
163 |
146.64 |
Purchase |
104 |
146.66 |
Purchase |
167 |
146.67 |
Purchase |
161 |
146.69 |
Purchase |
161 |
146.71 |
Purchase |
270 |
146.72 |
Purchase |
310 |
146.74 |
Purchase |
115 |
146.75 |
Purchase |
64 |
146.77 |
Purchase |
79 |
146.80 |
Purchase |
459 |
146.84 |
Purchase |
1062 |
146.87 |
Purchase |
1730 |
147.05 |
Purchase |
30 |
147.15 |
Purchase |
35 |
147.20 |
Purchase |
1 |
147.25 |
Purchase |
158 |
147.28 |
Purchase |
52 |
147.29 |
Purchase |
168 |
147.32 |
Purchase |
200 |
147.38 |
Purchase |
1 |
147.46 |
Purchase |
185 |
147.47 |
Purchase |
451 |
147.48 |
Purchase |
640 |
147.49 |
Purchase |
50 |
147.57 |
Purchase |
1 |
147.69 |
Purchase |
1 |
147.70 |
Purchase |
35 |
147.71 |
Purchase |
31 |
147.72 |
Purchase |
125 |
147.76 |
Purchase |
30 |
147.77 |
Purchase |
30 |
147.78 |
Purchase |
28 |
147.79 |
Purchase |
21 |
147.80 |
Purchase |
27 |
147.81 |
Purchase |
58 |
147.82 |
Purchase |
74 |
147.83 |
Purchase |
483 |
147.84 |
Purchase |
141 |
147.89 |
Purchase |
119 |
147.91 |
Purchase |
412 |
147.92 |
Purchase |
472 |
147.93 |
Purchase |
50 |
147.94 |
Purchase |
79 |
147.95 |
Purchase |
4 |
147.97 |
Purchase |
26 |
147.98 |
Purchase |
44 |
147.99 |
Purchase |
360 |
148.00 |
Purchase |
8950 |
148.02 |
Purchase |
55 |
148.02 |
Purchase |
172 |
148.05 |
Purchase |
29 |
148.06 |
Purchase |
91 |
148.08 |
Purchase |
471 |
148.11 |
Purchase |
496 |
148.12 |
Purchase |
1983 |
148.13 |
Purchase |
181 |
148.14 |
Purchase |
187 |
148.15 |
Purchase |
815 |
148.16 |
Purchase |
61 |
148.17 |
Purchase |
147 |
148.18 |
Purchase |
380 |
148.19 |
Purchase |
1431 |
148.20 |
Purchase |
13 |
148.21 |
Purchase |
159 |
148.22 |
Purchase |
445 |
148.25 |
Purchase |
19 |
148.28 |
Purchase |
400 |
148.29 |
Purchase |
149 |
148.34 |
Purchase |
32 |
148.35 |
Purchase |
103 |
148.36 |
Purchase |
107 |
148.37 |
Purchase |
408 |
148.38 |
Purchase |
110 |
148.39 |
Purchase |
134 |
148.40 |
Purchase |
754 |
148.42 |
Purchase |
1117 |
148.43 |
Purchase |
429 |
148.44 |
Purchase |
67 |
148.46 |
Purchase |
106 |
148.48 |
Purchase |
58 |
148.64 |
Purchase |
76 |
148.66 |
Purchase |
357 |
148.70 |
Purchase |
358 |
148.80 |
Purchase |
134 |
148.81 |
Purchase |
290 |
148.82 |
Purchase |
43 |
148.88 |
Purchase |
45 |
148.89 |
Purchase |
38 |
148.90 |
Purchase |
69 |
148.91 |
Purchase |
288 |
148.94 |
Purchase |
27 |
148.95 |
Purchase |
395 |
148.96 |
Purchase |
485 |
148.97 |
Purchase |
181 |
148.98 |
Purchase |
366 |
148.99 |
Purchase |
1357 |
149.00 |
Purchase |
38 |
149.01 |
Purchase |
356 |
149.09 |
Purchase |
200 |
149.10 |
Purchase |
125 |
149.11 |
Purchase |
31 |
149.12 |
Purchase |
313 |
149.13 |
Purchase |
1 |
149.14 |
Purchase |
122 |
149.15 |
Purchase |
173 |
149.16 |
Purchase |
251 |
149.17 |
Purchase |
193 |
149.19 |
Purchase |
103 |
149.20 |
Purchase |
722 |
149.21 |
Purchase |
1016 |
149.23 |
Purchase |
1192 |
149.24 |
Purchase |
767 |
149.25 |
Purchase |
473 |
149.26 |
Purchase |
319 |
149.27 |
Purchase |
163 |
149.28 |
Purchase |
50 |
149.29 |
Purchase |
275 |
149.30 |
Purchase |
646 |
149.31 |
Purchase |
558 |
149.32 |
Purchase |
365 |
149.33 |
Purchase |
793 |
149.34 |
Purchase |
232 |
149.35 |
Purchase |
411 |
149.36 |
Purchase |
644 |
149.37 |
Purchase |
1366 |
149.38 |
Purchase |
1283 |
149.39 |
Purchase |
1470 |
149.40 |
Purchase |
1028 |
149.41 |
Purchase |
102 |
149.43 |
Purchase |
272 |
149.44 |
Purchase |
663 |
149.45 |
Purchase |
82 |
149.48 |
Purchase |
185 |
149.49 |
Purchase |
796 |
149.51 |
Purchase |
95 |
149.52 |
Purchase |
8 |
149.54 |
Purchase |
30 |
149.55 |
Purchase |
138 |
149.57 |
Purchase |
762 |
149.58 |
Purchase |
274 |
149.59 |
Purchase |
1259 |
149.60 |
Purchase |
1721 |
149.61 |
Purchase |
262 |
149.62 |
Purchase |
311 |
149.63 |
Purchase |
24 |
149.64 |
Purchase |
545 |
149.65 |
Purchase |
857 |
149.66 |
Purchase |
388 |
149.67 |
Purchase |
66 |
149.68 |
Purchase |
493 |
149.69 |
Purchase |
523 |
149.70 |
Purchase |
537 |
149.71 |
Purchase |
51 |
149.72 |
Purchase |
260 |
149.73 |
Purchase |
13 |
149.74 |
Purchase |
5 |
149.75 |
Purchase |
379 |
149.76 |
Purchase |
1070 |
149.77 |
Purchase |
401 |
149.78 |
Purchase |
699 |
149.79 |
Purchase |
2776 |
149.80 |
Purchase |
32 |
149.81 |
Purchase |
357 |
149.83 |
Purchase |
203 |
149.85 |
Purchase |
55 |
149.87 |
Purchase |
2170 |
149.89 |
Purchase |
357 |
149.90 |
Purchase |
357 |
149.91 |
Purchase |
140 |
149.92 |
Purchase |
357 |
149.93 |
Purchase |
406 |
149.94 |
Purchase |
47 |
149.95 |
Purchase |
41 |
149.97 |
Purchase |
206 |
149.99 |
Purchase |
165 |
150.00 |
Purchase |
12196 |
150.05 |
Purchase |
373 |
150.11 |
Purchase |
524 |
150.12 |
Purchase |
357 |
150.15 |
Purchase |
7 |
150.18 |
Purchase |
357 |
150.20 |
Purchase |
610 |
150.21 |
Purchase |
33 |
150.22 |
Purchase |
94 |
150.23 |
Purchase |
1314 |
150.24 |
Purchase |
871 |
150.25 |
Purchase |
1 |
150.26 |
Purchase |
23 |
150.27 |
Purchase |
29 |
150.28 |
Purchase |
33 |
150.29 |
Purchase |
33 |
150.30 |
Purchase |
52 |
150.32 |
Purchase |
21 |
150.33 |
Purchase |
357 |
150.34 |
Purchase |
281 |
150.35 |
Purchase |
357 |
150.39 |
Purchase |
714 |
150.40 |
Purchase |
1 |
150.41 |
Purchase |
119 |
150.43 |
Purchase |
307 |
150.44 |
Purchase |
78 |
150.45 |
Purchase |
1 |
150.46 |
Purchase |
799 |
150.47 |
Purchase |
201 |
150.48 |
Purchase |
357 |
150.50 |
Purchase |
38 |
150.68 |
Purchase |
1678 |
150.70 |
Purchase |
54 |
150.73 |
Purchase |
19 |
150.75 |
Purchase |
1000 |
150.77 |
Purchase |
22 |
150.78 |
Purchase |
2000 |
150.80 |
Purchase |
319 |
150.82 |
Purchase |
616 |
150.84 |
Purchase |
3000 |
150.85 |
Purchase |
184 |
150.86 |
Purchase |
478 |
150.89 |
Purchase |
714 |
150.99 |
Purchase |
1357 |
151.00 |
Purchase |
15798 |
151.01 |
Purchase |
200 |
151.20 |
Purchase |
71 |
151.25 |
Purchase |
484 |
151.30 |
Purchase |
370 |
151.37 |
Purchase |
1002 |
151.40 |
Purchase |
363 |
151.42 |
Purchase |
92 |
151.44 |
Purchase |
317 |
151.48 |
Purchase |
358 |
151.50 |
Purchase |
205 |
151.54 |
Purchase |
289 |
151.55 |
Purchase |
1 |
151.57 |
Purchase |
57 |
151.61 |
Purchase |
207 |
151.62 |
Purchase |
282 |
151.63 |
Purchase |
131 |
151.64 |
Purchase |
69 |
151.65 |
Purchase |
233 |
151.66 |
Purchase |
78 |
151.67 |
Purchase |
43 |
151.69 |
Purchase |
1 |
151.70 |
Purchase |
23 |
151.71 |
Purchase |
100 |
151.72 |
Purchase |
621 |
151.75 |
Purchase |
74 |
151.77 |
Purchase |
79 |
151.79 |
Purchase |
1 |
151.83 |
Purchase |
281 |
151.85 |
Purchase |
90 |
151.86 |
Purchase |
164 |
151.87 |
Purchase |
193 |
151.88 |
Purchase |
673 |
151.89 |
Purchase |
1 |
151.90 |
Purchase |
752 |
151.91 |
Purchase |
887 |
151.92 |
Purchase |
1 |
151.93 |
Purchase |
1 |
151.95 |
Purchase |
64 |
151.98 |
Purchase |
259 |
151.99 |
Purchase |
513 |
152.00 |
Purchase |
350 |
152.04 |
Purchase |
85 |
152.05 |
Purchase |
357 |
152.09 |
Purchase |
19 |
152.10 |
Purchase |
943 |
152.12 |
Purchase |
714 |
152.14 |
Purchase |
176 |
152.16 |
Purchase |
331 |
152.17 |
Purchase |
310 |
152.18 |
Purchase |
761 |
152.19 |
Purchase |
957 |
152.20 |
Purchase |
250 |
152.21 |
Purchase |
357 |
152.26 |
Purchase |
40 |
152.28 |
Purchase |
1357 |
152.29 |
Purchase |
295 |
152.31 |
Purchase |
25 |
152.32 |
Purchase |
411 |
152.33 |
Purchase |
8 |
152.34 |
Purchase |
965 |
152.35 |
Purchase |
12 |
152.36 |
Purchase |
378 |
152.37 |
Purchase |
357 |
152.38 |
Purchase |
824 |
152.40 |
Purchase |
46 |
152.41 |
Purchase |
416 |
152.42 |
Purchase |
20 |
152.43 |
Purchase |
24 |
152.44 |
Purchase |
208 |
152.45 |
Purchase |
357 |
152.46 |
Purchase |
714 |
152.47 |
Purchase |
632 |
152.49 |
Purchase |
3635 |
152.50 |
Purchase |
306 |
152.51 |
Purchase |
567 |
152.52 |
Purchase |
398 |
152.53 |
Purchase |
372 |
152.54 |
Purchase |
612 |
152.55 |
Purchase |
357 |
152.56 |
Purchase |
137 |
152.57 |
Purchase |
137 |
152.58 |
Purchase |
54 |
152.59 |
Purchase |
796 |
152.60 |
Purchase |
358 |
152.61 |
Purchase |
100 |
152.62 |
Purchase |
292 |
152.63 |
Purchase |
25 |
152.64 |
Purchase |
624 |
152.65 |
Purchase |
503 |
152.66 |
Purchase |
608 |
152.67 |
Purchase |
12 |
152.69 |
Purchase |
65 |
152.71 |
Purchase |
215 |
152.72 |
Purchase |
202 |
152.74 |
Purchase |
357 |
152.75 |
Purchase |
935 |
152.77 |
Purchase |
64 |
152.79 |
Purchase |
1123 |
152.80 |
Purchase |
642 |
152.83 |
Purchase |
224 |
152.84 |
Purchase |
338 |
152.85 |
Purchase |
65 |
152.87 |
Purchase |
358 |
152.88 |
Purchase |
100 |
152.89 |
Purchase |
1323 |
152.90 |
Purchase |
26 |
152.91 |
Purchase |
435 |
152.92 |
Purchase |
36 |
152.93 |
Purchase |
281 |
152.94 |
Purchase |
239 |
152.97 |
Purchase |
157 |
153.00 |
Purchase |
11 |
153.03 |
Purchase |
32 |
153.04 |
Purchase |
103 |
153.05 |
Purchase |
263 |
153.09 |
Purchase |
701 |
153.11 |
Purchase |
299 |
153.12 |
Purchase |
321 |
153.13 |
Purchase |
763 |
153.14 |
Purchase |
240 |
153.16 |
Purchase |
815 |
153.18 |
Purchase |
430 |
153.19 |
Purchase |
1071 |
153.20 |
Purchase |
156 |
153.21 |
Purchase |
363 |
153.22 |
Purchase |
714 |
153.25 |
Purchase |
140 |
153.27 |
Purchase |
31 |
153.29 |
Purchase |
180 |
153.39 |
Purchase |
105 |
153.42 |
Purchase |
32 |
153.45 |
Purchase |
500 |
153.49 |
Purchase |
281 |
153.50 |
Purchase |
178 |
153.55 |
Purchase |
357 |
153.64 |
Purchase |
100 |
153.66 |
Purchase |
615 |
153.67 |
Purchase |
398 |
153.75 |
TOTAL PURCHASE |
173,847 |
|
Sale |
99 |
146.03 |
Sale |
164 |
146.14 |
Sale |
74 |
146.16 |
Sale |
90 |
146.18 |
Sale |
357 |
146.22 |
Sale |
387 |
146.23 |
Sale |
357 |
146.24 |
Sale |
357 |
146.25 |
Sale |
246 |
146.28 |
Sale |
170 |
146.31 |
Sale |
59 |
146.32 |
Sale |
301 |
146.33 |
Sale |
104 |
146.35 |
Sale |
14 |
146.36 |
Sale |
131 |
146.41 |
Sale |
100 |
146.43 |
Sale |
17 |
146.44 |
Sale |
61 |
146.45 |
Sale |
192 |
146.46 |
Sale |
12 |
146.47 |
Sale |
2 |
146.48 |
Sale |
388 |
146.51 |
Sale |
155 |
146.52 |
Sale |
62 |
146.53 |
Sale |
361 |
146.54 |
Sale |
73 |
146.55 |
Sale |
57 |
146.56 |
Sale |
329 |
146.62 |
Sale |
1 |
146.67 |
Sale |
150 |
146.68 |
Sale |
6 |
146.70 |
Sale |
214 |
146.72 |
Sale |
22 |
146.73 |
Sale |
9 |
146.74 |
Sale |
34 |
146.75 |
Sale |
282 |
146.79 |
Sale |
7 |
146.82 |
Sale |
250 |
147.14 |
Sale |
339 |
147.16 |
Sale |
68 |
147.17 |
Sale |
268 |
147.19 |
Sale |
106 |
147.23 |
Sale |
8 |
147.24 |
Sale |
1 |
147.29 |
Sale |
345 |
147.30 |
Sale |
26 |
147.46 |
Sale |
666 |
147.47 |
Sale |
10 |
147.56 |
Sale |
270 |
147.57 |
Sale |
46 |
147.60 |
Sale |
32 |
147.72 |
Sale |
177 |
147.73 |
Sale |
6 |
147.74 |
Sale |
46 |
147.76 |
Sale |
54 |
147.77 |
Sale |
100 |
147.79 |
Sale |
5 |
147.81 |
Sale |
512 |
147.82 |
Sale |
139 |
147.84 |
Sale |
2 |
147.85 |
Sale |
49 |
147.86 |
Sale |
196 |
147.87 |
Sale |
22 |
147.89 |
Sale |
31 |
147.90 |
Sale |
55 |
147.91 |
Sale |
100 |
147.93 |
Sale |
18 |
147.94 |
Sale |
72 |
147.95 |
Sale |
20 |
147.96 |
Sale |
61 |
147.97 |
Sale |
128 |
147.99 |
Sale |
115 |
148.00 |
Sale |
40 |
148.01 |
Sale |
121 |
148.05 |
Sale |
324 |
148.06 |
Sale |
336 |
148.07 |
Sale |
57 |
148.08 |
Sale |
115 |
148.10 |
Sale |
315 |
148.11 |
Sale |
84 |
148.12 |
Sale |
143 |
148.13 |
Sale |
146 |
148.14 |
Sale |
35 |
148.16 |
Sale |
270 |
148.17 |
Sale |
60 |
148.18 |
Sale |
38 |
148.19 |
Sale |
83 |
148.20 |
Sale |
263 |
148.21 |
Sale |
119 |
148.22 |
Sale |
66 |
148.23 |
Sale |
233 |
148.24 |
Sale |
465 |
148.25 |
Sale |
52 |
148.26 |
Sale |
302 |
148.27 |
Sale |
13 |
148.29 |
Sale |
68 |
148.30 |
Sale |
52 |
148.31 |
Sale |
194 |
148.33 |
Sale |
73 |
148.36 |
Sale |
164 |
148.37 |
Sale |
349 |
148.38 |
Sale |
58 |
148.39 |
Sale |
118 |
148.40 |
Sale |
182 |
148.41 |
Sale |
535 |
148.42 |
Sale |
7 |
148.43 |
Sale |
11 |
148.44 |
Sale |
159 |
148.45 |
Sale |
321 |
148.47 |
Sale |
83 |
148.48 |
Sale |
185 |
148.49 |
Sale |
6 |
148.52 |
Sale |
264 |
148.56 |
Sale |
98 |
148.64 |
Sale |
136 |
148.65 |
Sale |
46 |
148.67 |
Sale |
176 |
148.70 |
Sale |
600 |
148.82 |
Sale |
64 |
148.93 |
Sale |
37 |
148.94 |
Sale |
6600 |
148.95 |
Sale |
63 |
148.97 |
Sale |
137 |
148.98 |
Sale |
63 |
148.99 |
Sale |
102 |
149.00 |
Sale |
13 |
149.09 |
Sale |
125 |
149.11 |
Sale |
65 |
149.18 |
Sale |
155 |
149.21 |
Sale |
41 |
149.22 |
Sale |
483 |
149.23 |
Sale |
131 |
149.24 |
Sale |
524 |
149.25 |
Sale |
94 |
149.26 |
Sale |
46 |
149.27 |
Sale |
33 |
149.28 |
Sale |
445 |
149.29 |
Sale |
219 |
149.30 |
Sale |
34 |
149.31 |
Sale |
381 |
149.33 |
Sale |
593 |
149.35 |
Sale |
158 |
149.36 |
Sale |
189 |
149.37 |
Sale |
256 |
149.38 |
Sale |
452 |
149.39 |
Sale |
85 |
149.40 |
Sale |
124 |
149.41 |
Sale |
7 |
149.42 |
Sale |
2 |
149.43 |
Sale |
35 |
149.44 |
Sale |
32 |
149.45 |
Sale |
19 |
149.46 |
Sale |
52 |
149.48 |
Sale |
114 |
149.51 |
Sale |
274 |
149.52 |
Sale |
41 |
149.54 |
Sale |
87 |
149.55 |
Sale |
39 |
149.57 |
Sale |
178 |
149.58 |
Sale |
152 |
149.59 |
Sale |
277 |
149.60 |
Sale |
229 |
149.61 |
Sale |
124 |
149.62 |
Sale |
794 |
149.63 |
Sale |
147 |
149.64 |
Sale |
313 |
149.65 |
Sale |
182 |
149.66 |
Sale |
54 |
149.67 |
Sale |
9 |
149.68 |
Sale |
8 |
149.69 |
Sale |
60 |
149.70 |
Sale |
505 |
149.71 |
Sale |
5 |
149.73 |
Sale |
47 |
149.74 |
Sale |
212 |
149.78 |
Sale |
175 |
149.80 |
Sale |
7 |
149.81 |
Sale |
135 |
149.84 |
Sale |
142 |
149.88 |
Sale |
188 |
149.90 |
Sale |
117 |
149.91 |
Sale |
186 |
149.92 |
Sale |
374 |
149.93 |
Sale |
448 |
149.94 |
Sale |
24 |
149.96 |
Sale |
302 |
149.98 |
Sale |
176 |
150.13 |
Sale |
136 |
150.19 |
Sale |
31 |
150.20 |
Sale |
57 |
150.21 |
Sale |
114 |
150.22 |
Sale |
149 |
150.23 |
Sale |
328 |
150.24 |
Sale |
456 |
150.25 |
Sale |
151 |
150.48 |
Sale |
135 |
150.49 |
Sale |
409 |
150.68 |
Sale |
5 |
150.69 |
Sale |
188 |
150.70 |
Sale |
1 |
150.71 |
Sale |
10 |
150.77 |
Sale |
7 |
150.78 |
Sale |
53 |
150.80 |
Sale |
209 |
150.84 |
Sale |
5 |
150.98 |
Sale |
35 |
150.99 |
Sale |
1000 |
151.01 |
Sale |
233 |
151.25 |
Sale |
219 |
151.30 |
Sale |
227 |
151.39 |
Sale |
70 |
151.40 |
Sale |
155 |
151.42 |
Sale |
155 |
151.44 |
Sale |
62 |
151.45 |
Sale |
227 |
151.51 |
Sale |
299 |
151.53 |
Sale |
16 |
151.58 |
Sale |
230 |
151.60 |
Sale |
40 |
151.63 |
Sale |
202 |
151.66 |
Sale |
70 |
151.67 |
Sale |
342 |
151.72 |
Sale |
32 |
151.74 |
Sale |
69 |
151.76 |
Sale |
100 |
151.77 |
Sale |
272 |
151.78 |
Sale |
22 |
151.79 |
Sale |
100 |
151.80 |
Sale |
251 |
151.88 |
Sale |
365 |
151.89 |
Sale |
398 |
151.90 |
Sale |
159 |
151.92 |
Sale |
11 |
151.96 |
Sale |
178 |
151.97 |
Sale |
161 |
151.99 |
Sale |
91 |
152.03 |
Sale |
166 |
152.04 |
Sale |
31 |
152.08 |
Sale |
301 |
152.10 |
Sale |
93 |
152.11 |
Sale |
128 |
152.12 |
Sale |
1399 |
152.13 |
Sale |
102 |
152.14 |
Sale |
113 |
152.15 |
Sale |
137 |
152.17 |
Sale |
275 |
152.18 |
Sale |
36 |
152.19 |
Sale |
80 |
152.20 |
Sale |
110 |
152.21 |
Sale |
419 |
152.22 |
Sale |
430 |
152.23 |
Sale |
256 |
152.26 |
Sale |
1000 |
152.28 |
Sale |
12 |
152.30 |
Sale |
114 |
152.31 |
Sale |
433 |
152.32 |
Sale |
29 |
152.33 |
Sale |
230 |
152.35 |
Sale |
491 |
152.36 |
Sale |
158 |
152.37 |
Sale |
198 |
152.38 |
Sale |
221 |
152.39 |
Sale |
330 |
152.42 |
Sale |
2 |
152.43 |
Sale |
104 |
152.45 |
Sale |
137 |
152.49 |
Sale |
1000 |
152.50 |
Sale |
154 |
152.51 |
Sale |
40 |
152.52 |
Sale |
323 |
152.53 |
Sale |
611 |
152.54 |
Sale |
256 |
152.55 |
Sale |
153 |
152.56 |
Sale |
17 |
152.57 |
Sale |
47 |
152.58 |
Sale |
50 |
152.59 |
Sale |
1205 |
152.60 |
Sale |
150 |
152.61 |
Sale |
103 |
152.62 |
Sale |
215 |
152.63 |
Sale |
95 |
152.64 |
Sale |
125 |
152.66 |
Sale |
1540 |
152.67 |
Sale |
12 |
152.69 |
Sale |
514 |
152.70 |
Sale |
1375 |
152.71 |
Sale |
476 |
152.72 |
Sale |
63 |
152.73 |
Sale |
133 |
152.75 |
Sale |
93 |
152.76 |
Sale |
595 |
152.77 |
Sale |
350 |
152.78 |
Sale |
40 |
152.79 |
Sale |
817 |
152.80 |
Sale |
46 |
152.82 |
Sale |
206 |
152.83 |
Sale |
74 |
152.84 |
Sale |
58 |
152.85 |
Sale |
429 |
152.88 |
Sale |
213 |
152.89 |
Sale |
100 |
152.90 |
Sale |
122 |
152.93 |
Sale |
353 |
152.94 |
Sale |
31 |
152.96 |
Sale |
7 |
152.97 |
Sale |
40 |
152.98 |
Sale |
51 |
152.99 |
Sale |
150 |
153.00 |
Sale |
12 |
153.01 |
Sale |
32 |
153.05 |
Sale |
621 |
153.09 |
Sale |
186 |
153.10 |
Sale |
196 |
153.12 |
Sale |
58 |
153.14 |
Sale |
1 |
153.15 |
Sale |
80 |
153.17 |
Sale |
62 |
153.19 |
Sale |
59 |
153.20 |
Sale |
55 |
153.21 |
Sale |
220 |
153.22 |
Sale |
737 |
153.23 |
Sale |
72 |
153.25 |
Sale |
35 |
153.27 |
Sale |
47 |
153.31 |
Sale |
193 |
153.35 |
Sale |
154 |
153.49 |
Sale |
77 |
153.50 |
Sale |
220 |
153.52 |
Sale |
414 |
153.53 |
Sale |
62 |
153.58 |
Sale |
270 |
153.64 |
Sale |
247 |
153.67 |
Sale |
63 |
153.70 |
Sale |
285 |
153.75 |
Sale |
127 |
153.76 |
Sale |
12 |
153.79 |
TOTAL SALES |
68,135 |
(b) Derivatives transactions (other than options)
Product name, e.g. CFD |
Long/short (Note 5) |
Number of securities (Note 6) |
Price per unit (Note 4) AUD $ |
CFD |
Long |
100 |
146.43 |
CFD |
Long |
250 |
147.30 |
CFD |
Long |
380 |
147.82 |
CFD |
Long |
400 |
148.25 |
CFD |
Long |
600 |
148.82 |
CFD |
Long |
6600 |
148.95 |
CFD |
Long |
70 |
151.67 |
CFD |
Long |
100 |
151.77 |
CFD |
Long |
178 |
151.97 |
CFD |
Long |
38 |
151.99 |
CFD |
Long |
74 |
152.14 |
CFD |
Long |
53 |
152.36 |
CFD |
Long |
59 |
152.42 |
CFD |
Long |
137 |
152.49 |
CFD |
Long |
21 |
152.52 |
CFD |
Long |
72 |
152.53 |
CFD |
Long |
1 |
152.78 |
CFD |
Long |
150 |
152.80 |
CFD |
Long |
34 |
152.82 |
CFD |
Long |
28 |
152.83 |
CFD |
Long |
27 |
152.84 |
CFD |
Long |
31 |
152.85 |
CFD |
Long |
4 |
152.88 |
CFD |
Long |
100 |
152.90 |
CFD |
Long |
1 |
152.94 |
CFD |
Long |
31 |
152.96 |
CFD |
Long |
40 |
152.98 |
CFD |
Long |
51 |
152.99 |
CFD |
Long |
150 |
153.00 |
CFD |
Long |
90 |
153.10 |
CFD |
Long |
118 |
153.12 |
CFD |
Long |
58 |
153.14 |
CFD |
Long |
1 |
153.15 |
CFD |
Long |
80 |
153.17 |
CFD |
Long |
62 |
153.19 |
CFD |
Long |
110 |
153.49 |
CFD |
Long |
56 |
153.50 |
CFD |
Long |
220 |
153.52 |
CFD |
Long |
414 |
153.53 |
CFD |
Long |
12 |
153.79 |
CFD |
Short |
250 |
146.05 |
CFD |
Short |
2900 |
146.37 |
CFD |
Short |
86 |
146.51 |
CFD |
Short |
41 |
146.56 |
CFD |
Short |
167 |
146.67 |
CFD |
Short |
34 |
146.72 |
CFD |
Short |
30 |
147.15 |
CFD |
Short |
35 |
147.20 |
CFD |
Short |
1 |
147.25 |
CFD |
Short |
200 |
147.38 |
CFD |
Short |
121 |
147.48 |
CFD |
Short |
118 |
147.49 |
CFD |
Short |
50 |
147.57 |
CFD |
Short |
34 |
147.71 |
CFD |
Short |
19 |
147.77 |
CFD |
Short |
30 |
147.78 |
CFD |
Short |
17 |
147.79 |
CFD |
Short |
27 |
147.81 |
CFD |
Short |
4 |
147.82 |
CFD |
Short |
73 |
147.83 |
CFD |
Short |
16 |
147.89 |
CFD |
Short |
39 |
147.92 |
CFD |
Short |
37 |
147.93 |
CFD |
Short |
49 |
147.94 |
CFD |
Short |
4 |
147.95 |
CFD |
Short |
24 |
147.98 |
CFD |
Short |
4 |
148.00 |
CFD |
Short |
8950 |
148.02 |
CFD |
Short |
55 |
148.02 |
CFD |
Short |
161 |
148.05 |
CFD |
Short |
29 |
148.06 |
CFD |
Short |
63 |
148.08 |
CFD |
Short |
385 |
148.12 |
CFD |
Short |
74 |
148.13 |
CFD |
Short |
73 |
148.14 |
CFD |
Short |
78 |
148.16 |
CFD |
Short |
13 |
148.21 |
CFD |
Short |
57 |
148.25 |
CFD |
Short |
43 |
148.29 |
CFD |
Short |
103 |
148.36 |
CFD |
Short |
107 |
148.37 |
CFD |
Short |
14 |
148.38 |
CFD |
Short |
109 |
148.39 |
CFD |
Short |
134 |
148.40 |
CFD |
Short |
500 |
148.42 |
CFD |
Short |
131 |
148.43 |
CFD |
Short |
106 |
148.48 |
CFD |
Short |
58 |
148.64 |
CFD |
Short |
1 |
148.80 |
CFD |
Short |
19 |
148.88 |
CFD |
Short |
23 |
148.95 |
CFD |
Short |
38 |
148.96 |
CFD |
Short |
107 |
148.97 |
CFD |
Short |
181 |
148.98 |
CFD |
Short |
1000 |
149.00 |
CFD |
Short |
38 |
149.01 |
CFD |
Short |
31 |
149.12 |
CFD |
Short |
2 |
149.19 |
CFD |
Short |
1 |
149.21 |
CFD |
Short |
47 |
149.24 |
CFD |
Short |
25 |
149.25 |
CFD |
Short |
101 |
149.30 |
CFD |
Short |
32 |
149.34 |
CFD |
Short |
119 |
149.60 |
CFD |
Short |
114 |
149.61 |
CFD |
Short |
42 |
149.62 |
CFD |
Short |
8 |
149.65 |
CFD |
Short |
54 |
149.68 |
CFD |
Short |
44 |
149.72 |
CFD |
Short |
22 |
149.76 |
CFD |
Short |
100 |
149.77 |
CFD |
Short |
55 |
149.87 |
CFD |
Short |
49 |
149.94 |
CFD |
Short |
39 |
149.99 |
CFD |
Short |
33 |
150.22 |
CFD |
Short |
600 |
150.24 |
CFD |
Short |
36 |
150.25 |
CFD |
Short |
23 |
150.27 |
CFD |
Short |
30 |
150.32 |
CFD |
Short |
120 |
150.48 |
CFD |
Short |
8428 |
151.01 |
CFD |
Short |
150 |
151.55 |
CFD |
Short |
1 |
151.61 |
CFD |
Short |
129 |
151.64 |
CFD |
Short |
130 |
152.80 |
CFD |
Short |
60 |
153.49 |
CFD |
Short |
110 |
153.50 |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 6) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 4) |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 4) |
(d) Other dealings (including new securities) (Note 3)
Nature of transaction (Note 7) |
Details |
Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
Date of disclosure |
23/05/2008 |
Contact name |
Kelly-Jade Ledwich |
Telephone number |
020 7545 7804 |
Name of offeree/offeror with which connected |
Rio Tinto plc |
Nature of connection (Note 9) |
Connected Advisor to Offeree |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto