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EPT Disclosure

22nd Oct 2008 11:49

RNS Number : 4322G
Deutsche Bank AG
22 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

21/10/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,780,495 0.61

-769,856 -0.17

(2) Derivatives (other than options)

725,085 0.16

-1,777,750 -0.39

(3) Options and agreements to purchase/sell

573,000 0.13

-908,100 -0.20

Total

4,078,580 0.90

-3,455,706 -0.76

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

62

66.29

Purchase

2828

70.04

Purchase

1600

70.05

Purchase

656

70.09

Purchase

1

70.10

Purchase

122

70.11

Purchase

2003

70.12

Purchase

52

70.13

Purchase

4001

70.14

Purchase

2723

70.15

Purchase

2

70.16

Purchase

1619

70.17

Purchase

76

70.18

Purchase

11

70.19

Purchase

11924

70.20

Purchase

649

70.22

Purchase

1

70.23

Purchase

1033

70.24

Purchase

2501

70.27

Purchase

1163

70.28

Purchase

1690

70.29

Purchase

1223

70.30

Purchase

1

70.32

Purchase

1570

70.35

Purchase

3242

70.40

Purchase

253

70.44

Purchase

1080

70.48

Purchase

3520

70.49

Purchase

2588

70.50

Purchase

1

70.51

Purchase

50

70.53

Purchase

956

70.54

Purchase

1002

70.55

Purchase

1

70.62

Purchase

103

70.64

Purchase

1000

70.65

Purchase

1

70.65

Purchase

1

70.66

Purchase

208

70.69

Purchase

1215

70.70

Purchase

501

70.89

Purchase

1464

70.90

Purchase

1307

70.91

Purchase

1552

71.30

Purchase

2003

71.50

Purchase

1300

71.50

Purchase

3085

71.53

Purchase

1

71.54

Purchase

918

71.56

Purchase

842

71.57

Purchase

3

71.59

Purchase

1

71.60

Purchase

2

71.62

Purchase

1

71.63

Purchase

1

71.64

Purchase

774

71.65

Purchase

2

71.67

Purchase

1

71.70

Purchase

3

71.72

Purchase

45

71.74

Purchase

475

71.79

Purchase

809

71.81

Purchase

1

71.82

Purchase

2

71.83

Purchase

693

71.84

Purchase

359

71.85

Purchase

485

71.86

Purchase

2473

71.87

Purchase

2227

71.88

Purchase

2036

71.89

Purchase

116

71.90

Purchase

17

71.91

Purchase

32

71.96

Purchase

1520

71.97

Purchase

135

71.98

Purchase

74

71.99

Purchase

5205

72.00

Purchase

504

72.01

Purchase

179

72.03

Purchase

1681

72.04

Purchase

169

72.05

Purchase

554

72.06

Purchase

3021

72.07

Purchase

5650

72.07

Purchase

175

72.08

Purchase

2239

72.09

Purchase

2304

72.10

Purchase

194

72.11

Purchase

183

72.12

Purchase

785

72.13

Purchase

201

72.14

Purchase

2726

72.15

Purchase

1

72.16

Purchase

734

72.18

Purchase

900

72.19

Purchase

1892

72.21

Purchase

2

72.25

Purchase

1800

72.26

Purchase

1

72.28

Purchase

195

72.30

Purchase

2500

72.33

Purchase

1

72.34

Purchase

4325

72.35

Purchase

5312

72.36

Purchase

100

72.37

Purchase

2050

72.38

Purchase

1

72.39

Purchase

3902

72.40

Purchase

4395

72.41

Purchase

1

72.43

Purchase

2

72.44

Purchase

2105

72.45

Purchase

1287

72.46

Purchase

1

72.48

Purchase

100

72.49

Purchase

10

72.50

Purchase

1001

72.53

Purchase

950

72.54

Purchase

2000

72.55

Purchase

2256

72.56

Purchase

1263

72.58

Purchase

357

72.60

Purchase

1740

72.62

Purchase

1

72.63

Purchase

1

72.66

Purchase

268

72.67

Purchase

2001

72.68

Purchase

2

72.69

Purchase

1

72.74

Purchase

1975

72.77

Purchase

1

72.80

Purchase

1

72.81

Purchase

1

72.84

Purchase

2

72.85

Purchase

1

72.86

Purchase

2119

72.87

Purchase

2

72.88

Purchase

3

72.90

Purchase

1

72.92

Purchase

62

72.93

Purchase

48

72.94

Purchase

1

72.95

Purchase

1499

72.96

Purchase

2

72.97

Purchase

636

72.98

Purchase

2

73.01

Purchase

2001

73.03

Purchase

616

73.08

Purchase

113

73.09

Purchase

136

73.10

Purchase

2

73.12

Purchase

5

73.16

Purchase

1

73.17

Purchase

2002

73.18

Purchase

2

73.19

Purchase

1998

73.22

Purchase

1

73.31

Purchase

1003

73.32

Purchase

454

73.34

Purchase

65

73.35

Purchase

1182

73.36

Purchase

410

73.41

Purchase

1

73.44

Purchase

1638

73.45

Purchase

2002

73.46

Purchase

2001

73.47

Purchase

1

73.48

Purchase

1

73.49

Purchase

70

73.51

Purchase

1

73.54

Purchase

2000

73.56

Purchase

574

73.57

Purchase

996

73.58

Purchase

109

73.63

Purchase

63

73.64

Purchase

17388

74.36

Total Purchases

190,412

Sale

62

66.29

Sale

1000

70.00

Sale

1000

70.01

Sale

2000

70.02

Sale

1000

70.04

Sale

43

70.09

Sale

1415

70.10

Sale

100

70.11

Sale

3741

70.12

Sale

871

70.13

Sale

8163

70.14

Sale

1307

70.15

Sale

1337

70.16

Sale

5209

70.17

Sale

1387

70.18

Sale

3352

70.19

Sale

12140

70.20

Sale

112

70.22

Sale

43

70.23

Sale

1892

70.24

Sale

2159

70.25

Sale

44

70.27

Sale

872

70.28

Sale

1292

70.29

Sale

1522

70.30

Sale

114

70.31

Sale

746

70.32

Sale

302

70.33

Sale

7500

70.34

Sale

1405

70.34

Sale

558

70.35

Sale

1071

70.36

Sale

18

70.37

Sale

438

70.38

Sale

629

70.39

Sale

344

70.40

Sale

1146

70.43

Sale

261

70.44

Sale

63

70.46

Sale

31

70.49

Sale

511

70.50

Sale

1148

70.51

Sale

203

70.53

Sale

2404

70.54

Sale

475

70.55

Sale

450

70.56

Sale

673

70.56

Sale

386

70.58

Sale

784

70.59

Sale

100

70.60

Sale

64

70.61

Sale

1014

70.63

Sale

1589

70.64

Sale

189

70.65

Sale

1251

70.66

Sale

1059

70.69

Sale

1000

70.70

Sale

6

70.71

Sale

622

70.78

Sale

251

70.79

Sale

1500

70.80

Sale

126

70.81

Sale

2

70.82

Sale

25

70.84

Sale

457

70.85

Sale

100

70.87

Sale

501

70.89

Sale

852

70.91

Sale

3515

71.00

Sale

420

71.01

Sale

3806

71.23

Sale

46

71.24

Sale

121

71.27

Sale

398

71.34

Sale

74

71.44

Sale

74

71.45

Sale

965

71.46

Sale

554

71.47

Sale

149

71.48

Sale

15

71.49

Sale

9820

71.50

Sale

1229

71.51

Sale

788

71.52

Sale

1185

71.53

Sale

1032

71.54

Sale

286

71.55

Sale

1333

71.56

Sale

648

71.57

Sale

281

71.58

Sale

1509

71.59

Sale

2266

71.60

Sale

1989

71.61

Sale

1281

71.62

Sale

598

71.63

Sale

9

71.64

Sale

268

71.65

Sale

463

71.66

Sale

1790

71.67

Sale

2036

71.68

Sale

1133

71.69

Sale

534

71.70

Sale

504

71.72

Sale

381

71.73

Sale

665

71.74

Sale

184

71.75

Sale

1778

71.78

Sale

1212

71.79

Sale

250

71.80

Sale

695

71.81

Sale

65

71.82

Sale

392

71.84

Sale

4888

71.85

Sale

1209

71.86

Sale

1719

71.87

Sale

139

71.88

Sale

760

71.89

Sale

382

71.90

Sale

765

71.91

Sale

185

71.92

Sale

146

71.93

Sale

934

71.94

Sale

599

71.95

Sale

78

71.96

Sale

138

71.97

Sale

1792

71.99

Sale

5650

71.99

Sale

7439

72.01

Sale

3528

72.02

Sale

1395

72.03

Sale

419

72.04

Sale

306

72.05

Sale

7

72.06

Sale

1819

72.07

Sale

241

72.08

Sale

885

72.09

Sale

446

72.10

Sale

1291

72.11

Sale

1589

72.12

Sale

1865

72.13

Sale

2063

72.14

Sale

733

72.15

Sale

781

72.16

Sale

1011

72.17

Sale

1291

72.18

Sale

1226

72.19

Sale

260

72.20

Sale

203

72.21

Sale

10

72.22

Sale

367

72.23

Sale

322

72.24

Sale

360

72.25

Sale

191

72.26

Sale

808

72.27

Sale

41

72.28

Sale

3351

72.28

Sale

1179

72.29

Sale

1131

72.30

Sale

1095

72.31

Sale

612

72.32

Sale

277

72.33

Sale

521

72.34

Sale

176

72.35

Sale

4

72.36

Sale

1236

72.37

Sale

755

72.38

Sale

234

72.39

Sale

1884

72.40

Sale

191

72.41

Sale

381

72.43

Sale

773

72.44

Sale

1205

72.45

Sale

353

72.46

Sale

157

72.47

Sale

3126

72.48

Sale

1782

72.49

Sale

159

72.50

Sale

801

72.51

Sale

197

72.52

Sale

136

72.53

Sale

2352

72.54

Sale

3937

72.55

Sale

1183

72.56

Sale

253

72.57

Sale

1094

72.58

Sale

1276

72.59

Sale

951

72.60

Sale

23

72.61

Sale

877

72.62

Sale

333

72.63

Sale

770

72.64

Sale

114

72.65

Sale

662

72.66

Sale

693

72.67

Sale

485

72.68

Sale

493

72.69

Sale

580

72.70

Sale

119

72.71

Sale

857

72.73

Sale

85

72.74

Sale

787

72.76

Sale

3642

72.77

Sale

84

72.78

Sale

1310

72.79

Sale

3240

72.80

Sale

402

72.81

Sale

258

72.82

Sale

2274

72.83

Sale

2776

72.84

Sale

6

72.85

Sale

541

72.86

Sale

554

72.87

Sale

729

72.88

Sale

1151

72.89

Sale

769

72.90

Sale

373

72.92

Sale

2283

72.93

Sale

2237

72.94

Sale

3137

72.95

Sale

1768

72.96

Sale

757

72.97

Sale

968

72.98

Sale

1221

72.99

Sale

688

73.00

Sale

877

73.02

Sale

52

73.04

Sale

540

73.05

Sale

17

73.07

Sale

117

73.09

Sale

255

73.10

Sale

200

73.11

Sale

842

73.12

Sale

297

73.13

Sale

194

73.14

Sale

489

73.15

Sale

1065

73.16

Sale

1510

73.17

Sale

604

73.18

Sale

154

73.19

Sale

115

73.20

Sale

1898

73.21

Sale

524

73.22

Sale

450

73.24

Sale

541

73.24

Sale

200

73.25

Sale

660

73.26

Sale

580

73.28

Sale

657

73.29

Sale

411

73.30

Sale

1510

73.31

Sale

929

73.32

Sale

574

73.34

Sale

80

73.35

Sale

135

73.39

Sale

1386

73.40

Sale

3119

73.41

Sale

99

73.44

Sale

654

73.45

Sale

966

73.46

Sale

28

73.48

Sale

527

73.49

Sale

500

73.50

Sale

2060

73.51

Sale

304

73.54

Sale

1384

73.56

Sale

822

73.58

Sale

1069

73.59

Sale

1616

73.60

Sale

104

73.61

Sale

109

73.63

Sale

504

73.65

Sale

2068

73.66

Sale

26

73.67

Sale

3734

74.36

Total Sales

289,817

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

62

66.29

CFD

Long

1000

70.00

CFD

Long

245

70.10

CFD

Long

100

70.11

CFD

Long

3741

70.12

CFD

Long

486

70.13

CFD

Long

6823

70.14

CFD

Long

562

70.16

CFD

Long

1730

70.17

CFD

Long

2924

70.20

CFD

Long

112

70.22

CFD

Long

1114

70.24

CFD

Long

44

70.27

CFD

Long

178

70.29

CFD

Long

7500

70.34

CFD

Long

486

70.39

CFD

Long

173

70.44

CFD

Long

100

70.54

CFD

Long

450

70.56

CFD

Long

673

70.56

CFD

Long

100

70.60

CFD

Long

3515

71.00

CFD

Long

420

71.01

CFD

Long

149

71.48

CFD

Long

9384

71.50

CFD

Long

217

71.51

CFD

Long

274

71.52

CFD

Long

143

71.53

CFD

Long

78

71.54

CFD

Short

91

71.55

CFD

Short

255

71.56

CFD

Short

807

71.60

CFD

Short

197

71.65

CFD

Short

693

71.68

CFD

Short

35

71.69

CFD

Short

237

71.72

CFD

Short

86

71.80

CFD

Short

41

71.82

CFD

Short

251

71.84

CFD

Short

534

71.85

CFD

Short

4

71.86

CFD

Short

471

71.87

CFD

Short

139

71.88

CFD

Short

314

71.89

CFD

Short

184

71.92

CFD

Short

21

71.93

CFD

Short

497

71.94

CFD

Short

375

71.95

CFD

Short

78

71.96

CFD

Short

64

72.01

CFD

Short

164

72.02

CFD

Short

281

72.03

CFD

Short

201

72.04

CFD

Short

300

72.05

CFD

Short

241

72.08

CFD

Short

132

72.10

CFD

Short

115

72.11

CFD

Short

60

72.12

CFD

Short

15

72.13

CFD

Short

363

72.14

CFD

Short

104

72.15

CFD

Short

73

72.18

CFD

Short

131

72.19

CFD

Short

44

72.24

CFD

Short

360

72.25

CFD

Short

643

72.27

CFD

Short

3351

72.28

CFD

Short

312

72.30

CFD

Short

116

72.34

CFD

Short

176

72.35

CFD

Short

84

72.38

CFD

Short

186

72.39

CFD

Short

363

72.44

CFD

Short

245

72.45

CFD

Short

144

72.46

CFD

Short

87

72.47

CFD

Short

70

72.49

CFD

Short

103

72.52

CFD

Short

81

72.53

CFD

Short

70

72.54

CFD

Short

117

72.55

CFD

Short

136

72.56

CFD

Short

2

72.57

CFD

Short

198

72.58

CFD

Short

109

72.59

CFD

Short

2

72.62

CFD

Short

153

72.64

CFD

Short

200

72.82

CFD

Short

65

72.86

CFD

Short

104

72.87

CFD

Short

82

72.92

CFD

Short

133

72.93

CFD

Short

144

72.94

CFD

Short

126

72.95

CFD

Short

1051

72.96

CFD

Short

49

72.98

CFD

Short

117

72.99

CFD

Short

67

73.00

CFD

Short

66

73.05

CFD

Short

17

73.07

CFD

Short

21

73.10

CFD

Short

214

73.12

CFD

Short

109

73.14

CFD

Short

6

73.16

CFD

Short

136

73.18

CFD

Short

154

73.19

CFD

Short

115

73.20

CFD

Short

450

73.24

CFD

Short

200

73.25

CFD

Short

36

73.28

CFD

Short

77

73.39

CFD

Short

99

73.44

CFD

Short

48

73.45

CFD

Short

213

73.46

CFD

Short

27

73.48

CFD

Short

195

73.49

CFD

Short

97

73.54

CFD

Short

40

73.56

CFD

Short

300

73.58

CFD

Short

109

73.63

CFD

Short

57

73.65

CFD

Long

62

66.29

CFD

Long

50

70.13

CFD

Long

1000

70.35

CFD

Long

50

70.53

CFD

Long

1000

70.55

CFD

Long

1000

70.65

CFD

Long

1300

71.50

CFD

Long

50

72.38

CFD

Long

100

72.49

CFD

Long

350

72.54

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

22/10/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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