28th Nov 2007 14:18
Deutsche Bank AG28 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 27/11/2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Ordinary Number Number (%) (%) (1) Relevant securities -1,408,235 -0.31 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total -1,408,235 -0.31 (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit - Australian Dollars $ Purchase 1872 135Purchase 500 135.08Purchase 293 135.09Purchase 724 135.1Purchase 70 135.11Purchase 33148 135.1461Purchase 2863 135.15Purchase 1000 135.16Purchase 362 135.21Purchase 400 135.24Purchase 295 135.28Purchase 15000 135.288529Purchase 680 135.31Purchase 747 135.32Purchase 886 135.34Purchase 1479 135.35Purchase 622 135.38Purchase 362 135.4Purchase 3226 135.41Purchase 362 135.42Purchase 200 135.45Purchase 11 135.47Purchase 825 135.5Purchase 2100 135.55Purchase 50 135.58Purchase 10000 135.588836Purchase 363 135.6Purchase 6 135.61Purchase 1450 135.64Purchase 150 135.65Purchase 114 135.67Purchase 562 135.7Purchase 587 135.75Purchase 450 135.76Purchase 6531 135.78172Purchase 724 135.79Purchase 362 135.8Purchase 200 135.81Purchase 131 135.82Purchase 725 135.83Purchase 6108 135.8389Purchase 320 135.86Purchase 1088 135.87Purchase 379 135.89Purchase 84 135.91Purchase 708 135.94Purchase 362 135.95Purchase 3050 135.9631Purchase 4 135.98Purchase 363 135.99Purchase 5651 135.99358Purchase 8786 136Purchase 663 136.01Purchase 1 136.03Purchase 206 136.04Purchase 5766 136.04627Purchase 123 136.1Purchase 10000 136.137658Purchase 1872 136.14Purchase 4009 136.15Purchase 171 136.16Purchase 318 136.17Purchase 1697 136.18Purchase 6321 136.2Purchase 241 136.23Purchase 478 136.25Purchase 1451 136.3Purchase 828 136.32Purchase 1497 136.33Purchase 8 136.35Purchase 2197 136.36Purchase 100 136.38Purchase 5 136.39Purchase 724 136.42Purchase 374 136.45Purchase 363 136.47Purchase 338 136.48Purchase 173 136.49Purchase 6744 136.5Purchase 2000 136.53Purchase 2420 136.5397Purchase 363 136.58Purchase 702 136.6Purchase 362 136.62Purchase 363 136.63Purchase 362 136.65Purchase 362 136.66Purchase 363 136.67Purchase 363 136.7Purchase 840 136.73Purchase 830 136.94Purchase 707 136.95Purchase 362 136.97Purchase 1500 136.99Purchase 4500 137Purchase 363 137.1Purchase 362 137.2Purchase 1000 137.24Purchase 1000 137.25Purchase 1000 137.5Purchase 90 138Purchase 14000 138.82001TOTAL PURCHASE 198,217Sale 3000 135Sale 350 135.05Sale 5048 135.06Sale 1 135.09Sale 5679 135.1Sale 633 135.11Sale 15 135.12Sale 1062 135.14Sale 16574 135.1461Sale 50 135.15Sale 577 135.16Sale 497 135.17Sale 58 135.18Sale 208 135.2Sale 40 135.24Sale 169 135.26Sale 13 135.27Sale 1 135.28Sale 15000 135.288529Sale 3 135.3Sale 169 135.31Sale 1000 135.35Sale 1115 135.36Sale 8 135.38Sale 96 135.44Sale 1182 135.46Sale 10000 135.588836Sale 1000 135.75Sale 6531 135.78172Sale 6108 135.8389Sale 3050 135.9631Sale 5651 135.99358Sale 3636 136Sale 500 136.01Sale 5766 136.04627Sale 723 136.11Sale 1062 136.12Sale 5000 136.137658Sale 1872 136.14Sale 5294 136.15Sale 174 136.16Sale 470 136.17Sale 1897 136.18Sale 6297 136.2Sale 1605 136.22Sale 1000 136.25Sale 2000 136.3Sale 1000 136.31Sale 1000 136.32Sale 3497 136.33Sale 724 136.34Sale 284 136.35Sale 2197 136.36Sale 100 136.38Sale 5 136.39Sale 100 136.46Sale 173 136.49Sale 9020 136.5Sale 2420 136.5397Sale 200 136.55Sale 600 136.62Sale 700 136.78Sale 3500 136.8Sale 1000 136.81Sale 1069 136.83Sale 1047 136.85Sale 300 136.96Sale 90 138Sale 14000 138.82001TOTAL SALES 165,210 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit - Australian Dollars $e.g. CFDCFD Short 1872 135CFD Short 500 135.08CFD Short 2500 135.15CFD Short 1000 135.16CFD Short 400 135.24CFD Short 281 135.28CFD Short 15000 135.288529CFD Short 1 135.31CFD Short 218 135.32CFD Short 2500 135.41CFD Short 200 135.45CFD Short 100 135.5CFD Short 10000 135.588836CFD Short 200 135.7CFD Short 450 135.76CFD Short 6531 135.78172CFD Short 200 135.81CFD Short 6108 135.8389CFD Short 3050 135.9631CFD Short 4 135.98CFD Short 5651 135.99358CFD Short 3379 136CFD Short 300 136.01CFD Short 200 136.04CFD Short 5766 136.04627CFD Short 5000 136.137658CFD Short 117 136.23CFD Short 2000 136.53CFD Short 702 136.6CFD Short 1500 136.99CFD Short 4500 137CFD Short 90 138CFD Short 14000 138.82001 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. N/A Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 28/11/2007 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto