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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Rio Tinto Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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04-Jul-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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123259
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0.012
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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123259
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0.012
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Buy
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2310
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54.98 (GBP)
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Buy
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1810
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56 (GBP)
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Buy
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1130
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54.74 (GBP)
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Buy
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1000
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54.29 (GBP)
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Buy
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600
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54.74 (GBP)
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Buy
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530
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54.17 (GBP)
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Buy
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500
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54.26 (GBP)
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Buy
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500
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54.26 (GBP)
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Buy
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429
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54.04 (GBP)
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Buy
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409
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54.29 (GBP)
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Buy
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379
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54.29 (GBP)
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Buy
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378
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54.29 (GBP)
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|
Buy
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304
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54.26 (GBP)
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Buy
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294
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54.29 (GBP)
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Buy
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278
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54.29 (GBP)
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Buy
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250
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54.29 (GBP)
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Buy
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227
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54.26 (GBP)
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Buy
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203
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54.39 (GBP)
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Buy
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157
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54.39 (GBP)
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Buy
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143
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54.45 (GBP)
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Buy
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92
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54.26 (GBP)
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Buy
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89
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54.2 (GBP)
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Buy
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70
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54.39 (GBP)
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Buy
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60
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54.37 (GBP)
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Buy
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60
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54.385 (GBP)
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Buy
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57
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54.04 (GBP)
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Buy
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56
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54.635 (GBP)
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Buy
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49
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54.23 (GBP)
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Buy
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47
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54.67 (GBP)
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Buy
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46
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54.67 (GBP)
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Buy
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46
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54.72 (GBP)
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|
Buy
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46
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54.72 (GBP)
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Buy
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46
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54.72 (GBP)
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Buy
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45
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54.71 (GBP)
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Buy
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45
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54.71 (GBP)
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Buy
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45
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54.01 (GBP)
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Buy
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43
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54.55 (GBP)
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Buy
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43
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54.64 (GBP)
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Buy
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42
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54.67 (GBP)
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Buy
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42
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55.13 (GBP)
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Buy
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42
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54.72 (GBP)
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Buy
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41
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54.98 (GBP)
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Buy
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40
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54.71 (GBP)
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Buy
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38
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54.71 (GBP)
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Buy
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38
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54.55 (GBP)
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Buy
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34
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54.68 (GBP)
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Buy
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33
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54.67 (GBP)
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Buy
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33
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54.44 (GBP)
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Buy
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32
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54.44 (GBP)
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Buy
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32
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54.45 (GBP)
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Buy
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31
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54 (GBP)
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Buy
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30
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54.45 (GBP)
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Buy
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30
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54.62 (GBP)
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Buy
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28
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54.68 (GBP)
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Buy
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26
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55.75 (GBP)
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Buy
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25
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55.11 (GBP)
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Buy
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25
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55.75 (GBP)
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Buy
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23
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54.62 (GBP)
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Buy
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22
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54.28 (GBP)
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Buy
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19
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54.44 (GBP)
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Buy
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18
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55.13 (GBP)
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Buy
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17
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54 (GBP)
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Buy
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16
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54.37 (GBP)
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Buy
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15
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54.355 (GBP)
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Buy
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14
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53.985 (GBP)
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Buy
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13
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54.68 (GBP)
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Buy
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12
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54.67 (GBP)
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Buy
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6
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54.55 (GBP)
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Buy
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3
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54.64 (GBP)
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Buy
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2
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54.71 (GBP)
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Sell
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4458
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56 (GBP)
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Sell
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4458
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56 (GBP)
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Sell
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1702
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54.84 (GBP)
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Sell
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1170
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54.1 (GBP)
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Sell
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1000
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54.41 (GBP)
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Sell
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988
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54.41 (GBP)
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Sell
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916
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54.41 (GBP)
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Sell
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646
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54.41 (GBP)
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Sell
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635
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54.51 (GBP)
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Sell
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600
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55.56 (GBP)
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Sell
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600
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55.56 (GBP)
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Sell
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600
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54.05 (GBP)
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Sell
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469
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56 (GBP)
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Sell
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469
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56 (GBP)
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Sell
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450
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54.05 (GBP)
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Sell
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450
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54.05 (GBP)
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Sell
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450
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54.05 (GBP)
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Sell
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450
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54.05 (GBP)
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Sell
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405
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54.2 (GBP)
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Sell
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385
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55.56 (GBP)
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Sell
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356
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54.84 (GBP)
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Sell
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336
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54.05 (GBP)
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Sell
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306
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54.05 (GBP)
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Sell
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268
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54.84 (GBP)
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Sell
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244
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54.09 (GBP)
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Sell
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241
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54.2 (GBP)
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Sell
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221
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53.98 (GBP)
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Sell
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145
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55.68 (GBP)
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Sell
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128
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54.125 (GBP)
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Sell
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123
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54.2 (GBP)
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Sell
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115
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54.015 (GBP)
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Sell
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99
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53.955 (GBP)
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Sell
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98
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53.98 (GBP)
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Sell
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90
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53.985 (GBP)
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Sell
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79
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54 (GBP)
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Sell
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71
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54.04 (GBP)
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Sell
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65
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56 (GBP)
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Sell
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63
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53.98 (GBP)
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Sell
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62
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54.01 (GBP)
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Sell
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62
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54.06 (GBP)
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Sell
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59
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53.98 (GBP)
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Sell
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58
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54 (GBP)
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Sell
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56
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54.635 (GBP)
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Sell
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54
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53.98 (GBP)
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Sell
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54
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54.01 (GBP)
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Sell
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53
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54.02 (GBP)
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Sell
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52
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54.04 (GBP)
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Sell
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50
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54.06 (GBP)
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Sell
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49
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54.04 (GBP)
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Sell
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49
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54.04 (GBP)
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Sell
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47
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53.95 (GBP)
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Sell
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46
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54 (GBP)
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Sell
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46
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54.04 (GBP)
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Sell
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46
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54.03 (GBP)
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Sell
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46
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53.99 (GBP)
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Sell
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45
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54 (GBP)
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Sell
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45
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54.41 (GBP)
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Sell
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45
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54.01 (GBP)
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Sell
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45
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54.02 (GBP)
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Sell
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45
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54.05 (GBP)
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Sell
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44
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53.95 (GBP)
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Sell
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43
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54.03 (GBP)
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Sell
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42
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53.95 (GBP)
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Sell
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42
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54.03 (GBP)
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Sell
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39
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54.01 (GBP)
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Sell
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38
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54.02 (GBP)
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Sell
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37
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54.19 (GBP)
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Sell
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36
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54.1 (GBP)
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Sell
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36
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54.77 (GBP)
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Sell
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36
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54.84 (GBP)
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Sell
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36
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54.93 (GBP)
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|
Sell
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36
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54.06 (GBP)
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Sell
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34
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53.95 (GBP)
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Sell
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34
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54.205 (GBP)
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|
Sell
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33
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54.02 (GBP)
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|
Sell
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33
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54.11 (GBP)
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|
Sell
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31
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53.95 (GBP)
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|
Sell
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31
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54 (GBP)
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|
Sell
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28
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53.93 (GBP)
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Sell
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27
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54.21 (GBP)
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|
Sell
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25
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54.84 (GBP)
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|
Sell
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22
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53.98 (GBP)
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|
Sell
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19
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54.82 (GBP)
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|
Sell
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19
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54.04 (GBP)
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|
Sell
|
17
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54.82 (GBP)
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|
Sell
|
17
|
54 (GBP)
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|
Sell
|
17
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55.98 (GBP)
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|
Sell
|
17
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56.02 (GBP)
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|
Sell
|
16
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54.01 (GBP)
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|
Sell
|
16
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55.72 (GBP)
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|
Sell
|
15
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54.04 (GBP)
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Sell
|
15
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54.01 (GBP)
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|
Sell
|
15
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53.95 (GBP)
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|
Sell
|
14
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53.985 (GBP)
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|
Sell
|
14
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55.97 (GBP)
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|
Sell
|
13
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54.06 (GBP)
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|
Sell
|
12
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53.99 (GBP)
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|
Sell
|
12
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53.95 (GBP)
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|
Sell
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12
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53.95 (GBP)
|
|
Sell
|
9
|
53.905 (GBP)
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|
Sell
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8
|
54.09 (GBP)
|
|
Sell
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5
|
53.98 (GBP)
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|
Sell
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2
|
54.16 (GBP)
|
|
Sell
|
1
|
53.95 (GBP)
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|
Sell
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1
|
53.98 (GBP)
|
|
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TOTAL BUYS:13638
TOTAL SELLS:26512
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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|
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|
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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|
|
Date of disclosure
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07-Jul-2008
|
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Contact name
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Collins, Carolyn/ Crawley, Simon
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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