29th Nov 2007 09:49
UBS AG (EPT)29 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 28 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 19,984 0.01% - 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 19,984 0.01% - 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 1000 875.5 pence SALE 254 877.5 SALE 102 878.5 PURCHASE 400 882.5 SALE 406 886.5 SALE 500 886.5 SALE 850 887 SALE 85 887 SALE 983 887 SALE 194 887 SALE 818 887 SALE 9 887 SALE 100 887 SALE 74 887 SALE 163 887.5 PURCHASE 625 888 SALE 650 888.5 SALE 945 888.5 SALE 1353 888.5 SALE 1771 889 SALE 1738 889 SALE 671 889 SALE 220 889 SALE 64 889 SALE 11 889 SALE 643 889 SALE 1000 889.5 SALE 192 889.5 PURCHASE 251 890 PURCHASE 909 890 PURCHASE 872 890 PURCHASE 75 891 PURCHASE 109 891 PURCHASE 938 895 PURCHASE 995 895 PURCHASE 891 895 PURCHASE 1943 895 PURCHASE 1125 895 PURCHASE 319 895 SALE 190 895.5 SALE 204 895.5 SALE 66 896 SALE 34 896 PURCHASE 4566 896.5 PURCHASE 2482 896.5 SALE 2162 896.5 SALE 95 896.5 SALE 221 896.5 PURCHASE 200 911 PURCHASE 100 911 PURCHASE 395 911 SALE 178 912 PURCHASE 74 916 PURCHASE 263 916.5 PURCHASE 1100 916.5 PURCHASE 349 916.5 SALE 821 918.5 PURCHASE 746 919 PURCHASE 785 919 PURCHASE 1937 919 SALE 17 919.5 SALE 500 919.5 SALE 938 919.5 SALE 885 919.5 SALE 826 919.5 SALE 638 919.5 SALE 521 919.5 SALE 400 920 SALE 1133 920 SALE 600 920 SALE 24 920 PURCHASE 700 921.5 TOTAL PURCHASES 24,149 TOTAL SALES 24,249 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 29 NOVEMBER 2007Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros