|
FORM 38.5 (b)
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
|
|
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
|
|
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
|
|
(Rule 38.5(b) of the Takeover Code)
|
|
1. KEY INFORMATION
|
|
Name of exempt principal trader
|
Credit Suisse Securities (Europe) Limited
|
|
Company dealt in
|
Rio Tinto Plc
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
Ordinary Shares
|
|
Date of dealing
|
19-Nov-2008
|
|
|
|
|
|
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
|
|
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
|
|
|
Long
|
Short
|
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1) Relevant securities
|
|
|
-3614407
|
-0.362
|
|
(2) Derivatives (other than options)
|
|
|
|
|
|
(3) Options and agreements to purchase/sell
|
|
|
|
|
|
Total
|
|
|
-3614407
|
-0.362
|
|
|
|
|
|
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
|
|
Class Of Relevant Security :
|
Long
|
Short
|
|
(1) Relevant Securities
|
|
|
|
(2) Derivatives (other than options)
|
|
|
|
(3) Options and agreements to purchasesell
|
|
|
|
Total
|
|
|
|
|
|
|
|
(c) Rights to subscribe (Note 2)
|
|
Class of relevant security:
|
Details
|
|
|
|
|
|
|
|
|
3. DEALINGS (Note 3)
|
|
(a) Purchases and sales
|
|
Purchase/sale
|
Number of securities
|
Price per unit (Note 4)
|
|
Buy
|
8345
|
22.57 (GBP)
|
|
Buy
|
5337
|
22.57 (GBP)
|
|
Buy
|
3661
|
24.08 (GBP)
|
|
Buy
|
2888
|
24.19 (GBP)
|
|
Buy
|
2699
|
23.9 (GBP)
|
|
Buy
|
2486
|
23.84 (GBP)
|
|
Buy
|
2075
|
22.57 (GBP)
|
|
Buy
|
1961
|
23.86 (GBP)
|
|
Buy
|
986
|
22.57 (GBP)
|
|
Buy
|
868
|
23.03 (GBP)
|
|
Buy
|
864
|
23.13 (GBP)
|
|
Buy
|
849
|
23.53 (GBP)
|
|
Buy
|
842
|
23.75 (GBP)
|
|
Buy
|
842
|
23.73 (GBP)
|
|
Buy
|
841
|
23.77 (GBP)
|
|
Buy
|
837
|
23.88 (GBP)
|
|
Buy
|
831
|
24.05 (GBP)
|
|
Buy
|
830
|
24.08 (GBP)
|
|
Buy
|
829
|
23.51 (GBP)
|
|
Buy
|
800
|
23.98 (GBP)
|
|
Buy
|
791
|
23.16 (GBP)
|
|
Buy
|
781
|
23.45 (GBP)
|
|
Buy
|
739
|
23.91 (GBP)
|
|
Buy
|
711
|
24.07 (GBP)
|
|
Buy
|
688
|
24.06 (GBP)
|
|
Buy
|
633
|
23.52 (GBP)
|
|
Buy
|
625
|
23.13 (GBP)
|
|
Buy
|
617
|
24.1 (GBP)
|
|
Buy
|
616
|
23.74 (GBP)
|
|
Buy
|
616
|
23.34 (GBP)
|
|
Buy
|
613
|
23.54 (GBP)
|
|
Buy
|
600
|
23.62 (GBP)
|
|
Buy
|
600
|
23.86 (GBP)
|
|
Buy
|
600
|
23.85 (GBP)
|
|
Buy
|
560
|
24.06 (GBP)
|
|
Buy
|
560
|
23.9 (GBP)
|
|
Buy
|
560
|
23.49 (GBP)
|
|
Buy
|
554
|
24.05 (GBP)
|
|
Buy
|
552
|
23.65 (GBP)
|
|
Buy
|
533
|
23.85 (GBP)
|
|
Buy
|
532
|
23.96 (GBP)
|
|
Buy
|
526
|
23.69 (GBP)
|
|
Buy
|
520
|
23.93 (GBP)
|
|
Buy
|
511
|
23.56 (GBP)
|
|
Buy
|
500
|
23.78 (GBP)
|
|
Buy
|
500
|
23.72 (GBP)
|
|
Buy
|
500
|
23.15 (GBP)
|
|
Buy
|
487
|
23.69 (GBP)
|
|
Buy
|
422
|
23.76 (GBP)
|
|
Buy
|
420
|
23.31 (GBP)
|
|
Buy
|
420
|
23.86 (GBP)
|
|
Buy
|
412
|
23.88 (GBP)
|
|
Buy
|
412
|
23.85 (GBP)
|
|
Buy
|
412
|
24.06 (GBP)
|
|
Buy
|
412
|
23.31 (GBP)
|
|
Buy
|
412
|
23.63 (GBP)
|
|
Buy
|
412
|
23.56 (GBP)
|
|
Buy
|
412
|
23.7 (GBP)
|
|
Buy
|
412
|
23.65 (GBP)
|
|
Buy
|
402
|
23.76 (GBP)
|
|
Buy
|
400
|
23.78 (GBP)
|
|
Buy
|
400
|
23.95 (GBP)
|
|
Buy
|
400
|
23.98 (GBP)
|
|
Buy
|
400
|
23.84 (GBP)
|
|
Buy
|
400
|
24.04 (GBP)
|
|
Buy
|
400
|
24.03 (GBP)
|
|
Buy
|
400
|
24.08 (GBP)
|
|
Buy
|
400
|
23.26 (GBP)
|
|
Buy
|
400
|
23.96 (GBP)
|
|
Buy
|
400
|
23.74 (GBP)
|
|
Buy
|
399
|
23.05 (GBP)
|
|
Buy
|
393
|
23.56 (GBP)
|
|
Buy
|
390
|
23.1 (GBP)
|
|
Buy
|
390
|
23.11 (GBP)
|
|
Buy
|
390
|
23.91 (GBP)
|
|
Buy
|
380
|
23.85 (GBP)
|
|
Buy
|
377
|
24.04 (GBP)
|
|
Buy
|
377
|
24.04 (GBP)
|
|
Buy
|
350
|
23.72 (GBP)
|
|
Buy
|
350
|
23.71 (GBP)
|
|
Buy
|
337
|
23.66 (GBP)
|
|
Buy
|
337
|
23.94 (GBP)
|
|
Buy
|
333
|
24.02 (GBP)
|
|
Buy
|
319
|
23.7 (GBP)
|
|
Buy
|
319
|
23.51 (GBP)
|
|
Buy
|
309
|
23.1 (GBP)
|
|
Buy
|
309
|
23.62 (GBP)
|
|
Buy
|
301
|
23.75 (GBP)
|
|
Buy
|
300
|
23.14 (GBP)
|
|
Buy
|
300
|
23.85 (GBP)
|
|
Buy
|
300
|
23.85 (GBP)
|
|
Buy
|
300
|
23.84 (GBP)
|
|
Buy
|
300
|
23.44 (GBP)
|
|
Buy
|
300
|
23.7 (GBP)
|
|
Buy
|
300
|
23.69 (GBP)
|
|
Buy
|
300
|
23.97 (GBP)
|
|
Buy
|
300
|
23.65 (GBP)
|
|
Buy
|
300
|
23.77 (GBP)
|
|
Buy
|
300
|
23.83 (GBP)
|
|
Buy
|
300
|
23.67 (GBP)
|
|
Buy
|
300
|
23.67 (GBP)
|
|
Buy
|
300
|
23.85 (GBP)
|
|
Buy
|
300
|
23.88 (GBP)
|
|
Buy
|
300
|
23.88 (GBP)
|
|
Buy
|
300
|
23.57 (GBP)
|
|
Buy
|
300
|
23.57 (GBP)
|
|
Buy
|
300
|
23.95 (GBP)
|
|
Buy
|
299
|
23.69 (GBP)
|
|
Buy
|
299
|
23.22 (GBP)
|
|
Buy
|
299
|
23.84 (GBP)
|
|
Buy
|
291
|
23.68 (GBP)
|
|
Buy
|
283
|
23.75 (GBP)
|
|
Buy
|
270
|
23.11 (GBP)
|
|
Buy
|
261
|
24.11 (GBP)
|
|
Buy
|
260
|
23.94 (GBP)
|
|
Buy
|
259
|
23.805 (GBP)
|
|
Buy
|
257
|
23.78 (GBP)
|
|
Buy
|
243
|
23.85 (GBP)
|
|
Buy
|
240
|
23.62 (GBP)
|
|
Buy
|
240
|
23.68 (GBP)
|
|
Buy
|
240
|
23.77 (GBP)
|
|
Buy
|
233
|
23.83 (GBP)
|
|
Buy
|
232
|
24.12 (GBP)
|
|
Buy
|
232
|
24.07 (GBP)
|
|
Buy
|
230
|
23.92 (GBP)
|
|
Buy
|
225
|
24.005 (GBP)
|
|
Buy
|
223
|
23.7 (GBP)
|
|
Buy
|
219
|
23.875 (GBP)
|
|
Buy
|
217
|
24.035 (GBP)
|
|
Buy
|
213
|
23.66 (GBP)
|
|
Buy
|
212
|
23.74 (GBP)
|
|
Buy
|
211
|
23.875 (GBP)
|
|
Buy
|
211
|
23.95 (GBP)
|
|
Buy
|
211
|
23.94 (GBP)
|
|
Buy
|
211
|
23.68 (GBP)
|
|
Buy
|
209
|
23.45 (GBP)
|
|
Buy
|
208
|
24.19 (GBP)
|
|
Buy
|
207
|
23.06 (GBP)
|
|
Buy
|
205
|
23.68 (GBP)
|
|
Buy
|
200
|
23.77 (GBP)
|
|
Buy
|
200
|
23.57 (GBP)
|
|
Buy
|
200
|
23.86 (GBP)
|
|
Buy
|
200
|
24.19 (GBP)
|
|
Buy
|
200
|
24.19 (GBP)
|
|
Buy
|
200
|
24.19 (GBP)
|
|
Buy
|
200
|
23.51 (GBP)
|
|
Buy
|
200
|
23.74 (GBP)
|
|
Buy
|
200
|
24.12 (GBP)
|
|
Buy
|
200
|
23.62 (GBP)
|
|
Buy
|
200
|
24.03 (GBP)
|
|
Buy
|
200
|
24.04 (GBP)
|
|
Buy
|
200
|
23.68 (GBP)
|
|
Buy
|
200
|
23.86 (GBP)
|
|
Buy
|
200
|
23.65 (GBP)
|
|
Buy
|
200
|
23.57 (GBP)
|
|
Buy
|
199
|
23.57 (GBP)
|
|
Buy
|
199
|
23.57 (GBP)
|
|
Buy
|
199
|
23.48 (GBP)
|
|
Buy
|
199
|
23.85 (GBP)
|
|
Buy
|
194
|
24.005 (GBP)
|
|
Buy
|
193
|
24.07 (GBP)
|
|
Buy
|
189
|
23.985 (GBP)
|
|
Buy
|
188
|
24.19 (GBP)
|
|
Buy
|
185
|
23.65 (GBP)
|
|
Buy
|
181
|
23.88 (GBP)
|
|
Buy
|
181
|
23.9 (GBP)
|
|
Buy
|
179
|
23.73 (GBP)
|
|
Buy
|
171
|
23.72 (GBP)
|
|
Buy
|
170
|
23.47 (GBP)
|
|
Buy
|
165
|
23.88 (GBP)
|
|
Buy
|
164
|
23.7 (GBP)
|
|
Buy
|
157
|
23.75 (GBP)
|
|
Buy
|
155
|
23.78 (GBP)
|
|
Buy
|
148
|
23.65 (GBP)
|
|
Buy
|
147
|
23.87 (GBP)
|
|
Buy
|
147
|
23.94 (GBP)
|
|
Buy
|
146
|
24.015 (GBP)
|
|
Buy
|
145
|
23.57 (GBP)
|
|
Buy
|
143
|
23.88 (GBP)
|
|
Buy
|
140
|
23.14 (GBP)
|
|
Buy
|
140
|
23.22 (GBP)
|
|
Buy
|
139
|
23.84 (GBP)
|
|
Buy
|
136
|
23.93 (GBP)
|
|
Buy
|
136
|
23.57 (GBP)
|
|
Buy
|
134
|
23.89 (GBP)
|
|
Buy
|
133
|
23.65 (GBP)
|
|
Buy
|
131
|
22.57 (GBP)
|
|
Buy
|
131
|
23.93 (GBP)
|
|
Buy
|
130
|
23.76 (GBP)
|
|
Buy
|
128
|
23.91 (GBP)
|
|
Buy
|
126
|
23.92 (GBP)
|
|
Buy
|
125
|
23.85 (GBP)
|
|
Buy
|
124
|
23.595 (GBP)
|
|
Buy
|
123
|
23.97 (GBP)
|
|
Buy
|
118
|
23.86 (GBP)
|
|
Buy
|
117
|
23.94 (GBP)
|
|
Buy
|
114
|
23.72 (GBP)
|
|
Buy
|
111
|
23.91 (GBP)
|
|
Buy
|
110
|
24.02 (GBP)
|
|
Buy
|
110
|
24.07 (GBP)
|
|
Buy
|
109
|
23.74 (GBP)
|
|
Buy
|
106
|
23.92 (GBP)
|
|
Buy
|
103
|
23.61 (GBP)
|
|
Buy
|
100
|
24.06 (GBP)
|
|
Buy
|
100
|
23.65 (GBP)
|
|
Buy
|
100
|
23.69 (GBP)
|
|
Buy
|
100
|
23.69 (GBP)
|
|
Buy
|
100
|
23.83 (GBP)
|
|
Buy
|
100
|
23.83 (GBP)
|
|
Buy
|
100
|
23.86 (GBP)
|
|
Buy
|
100
|
23.83 (GBP)
|
|
Buy
|
100
|
23.78 (GBP)
|
|
Buy
|
100
|
23.51 (GBP)
|
|
Buy
|
100
|
23.51 (GBP)
|
|
Buy
|
100
|
23.92 (GBP)
|
|
Buy
|
100
|
23.95 (GBP)
|
|
Buy
|
100
|
24.02 (GBP)
|
|
Buy
|
100
|
23.76 (GBP)
|
|
Buy
|
100
|
24.14 (GBP)
|
|
Buy
|
100
|
23.84 (GBP)
|
|
Buy
|
100
|
23.05 (GBP)
|
|
Buy
|
97
|
24.04 (GBP)
|
|
Buy
|
95
|
23.64 (GBP)
|
|
Buy
|
93
|
23.14 (GBP)
|
|
Buy
|
91
|
23.19 (GBP)
|
|
Buy
|
91
|
23.82 (GBP)
|
|
Buy
|
90
|
23.35 (GBP)
|
|
Buy
|
87
|
23.66 (GBP)
|
|
Buy
|
86
|
24.08 (GBP)
|
|
Buy
|
85
|
23.91 (GBP)
|
|
Buy
|
83
|
23.88 (GBP)
|
|
Buy
|
83
|
23.72 (GBP)
|
|
Buy
|
82
|
24.04 (GBP)
|
|
Buy
|
81
|
23.63 (GBP)
|
|
Buy
|
80
|
23.7 (GBP)
|
|
Buy
|
79
|
23.55 (GBP)
|
|
Buy
|
78
|
23.655 (GBP)
|
|
Buy
|
78
|
23.86 (GBP)
|
|
Buy
|
78
|
23.75 (GBP)
|
|
Buy
|
78
|
23.45 (GBP)
|
|
Buy
|
77
|
23.75 (GBP)
|
|
Buy
|
74
|
23.91 (GBP)
|
|
Buy
|
73
|
23.93 (GBP)
|
|
Buy
|
73
|
23.87 (GBP)
|
|
Buy
|
72
|
23.65 (GBP)
|
|
Buy
|
72
|
23.57 (GBP)
|
|
Buy
|
71
|
23.86 (GBP)
|
|
Buy
|
70
|
23.95 (GBP)
|
|
Buy
|
68
|
23.7 (GBP)
|
|
Buy
|
67
|
23.89 (GBP)
|
|
Buy
|
66
|
23.86 (GBP)
|
|
Buy
|
66
|
24.015 (GBP)
|
|
Buy
|
65
|
23.93 (GBP)
|
|
Buy
|
65
|
23.71 (GBP)
|
|
Buy
|
64
|
24.04 (GBP)
|
|
Buy
|
63
|
23.92 (GBP)
|
|
Buy
|
62
|
23.71 (GBP)
|
|
Buy
|
61
|
23.97 (GBP)
|
|
Buy
|
51
|
23.57 (GBP)
|
|
Buy
|
51
|
23.85 (GBP)
|
|
Buy
|
48
|
22.57 (GBP)
|
|
Buy
|
47
|
23.14 (GBP)
|
|
Buy
|
46
|
23.19 (GBP)
|
|
Buy
|
44
|
22.95 (GBP)
|
|
Buy
|
44
|
23.96 (GBP)
|
|
Buy
|
44
|
22.95 (GBP)
|
|
Buy
|
43
|
22.99 (GBP)
|
|
Buy
|
43
|
23.28 (GBP)
|
|
Buy
|
43
|
23 (GBP)
|
|
Buy
|
43
|
23 (GBP)
|
|
Buy
|
43
|
23.45 (GBP)
|
|
Buy
|
43
|
23 (GBP)
|
|
Buy
|
43
|
23.06 (GBP)
|
|
Buy
|
43
|
23 (GBP)
|
|
Buy
|
43
|
23.46 (GBP)
|
|
Buy
|
43
|
22.99 (GBP)
|
|
Buy
|
42
|
24 (GBP)
|
|
Buy
|
42
|
24.04 (GBP)
|
|
Buy
|
42
|
23.81 (GBP)
|
|
Buy
|
42
|
23.71 (GBP)
|
|
Buy
|
42
|
23.85 (GBP)
|
|
Buy
|
42
|
23.75 (GBP)
|
|
Buy
|
42
|
23.99 (GBP)
|
|
Buy
|
42
|
23.95 (GBP)
|
|
Buy
|
42
|
23.78 (GBP)
|
|
Buy
|
42
|
23.76 (GBP)
|
|
Buy
|
42
|
23.81 (GBP)
|
|
Buy
|
42
|
23.66 (GBP)
|
|
Buy
|
42
|
23.66 (GBP)
|
|
Buy
|
42
|
23.65 (GBP)
|
|
Buy
|
42
|
23.65 (GBP)
|
|
Buy
|
42
|
23.955 (GBP)
|
|
Buy
|
42
|
23.78 (GBP)
|
|
Buy
|
42
|
23.6 (GBP)
|
|
Buy
|
42
|
24.03 (GBP)
|
|
Buy
|
42
|
23.96 (GBP)
|
|
Buy
|
40
|
23.75 (GBP)
|
|
Buy
|
40
|
23.55 (GBP)
|
|
Buy
|
39
|
23.86 (GBP)
|
|
Buy
|
38
|
24.03 (GBP)
|
|
Buy
|
37
|
23.91 (GBP)
|
|
Buy
|
35
|
24.18 (GBP)
|
|
Buy
|
33
|
23.86 (GBP)
|
|
Buy
|
32
|
23.94 (GBP)
|
|
Buy
|
32
|
24.04 (GBP)
|
|
Buy
|
32
|
24.1 (GBP)
|
|
Buy
|
31
|
23.74 (GBP)
|
|
Buy
|
31
|
23.87 (GBP)
|
|
Buy
|
31
|
23.87 (GBP)
|
|
Buy
|
27
|
23.12 (GBP)
|
|
Buy
|
25
|
24.04 (GBP)
|
|
Buy
|
24
|
23.81 (GBP)
|
|
Buy
|
23
|
24.19 (GBP)
|
|
Buy
|
22
|
23.11 (GBP)
|
|
Buy
|
21
|
22.83 (GBP)
|
|
Buy
|
21
|
23.51 (GBP)
|
|
Buy
|
20
|
23.75 (GBP)
|
|
Buy
|
19
|
23.94 (GBP)
|
|
Buy
|
12
|
24.005 (GBP)
|
|
Buy
|
7
|
23.75 (GBP)
|
|
Buy
|
5
|
23.85 (GBP)
|
|
Buy
|
5
|
23.67 (GBP)
|
|
Buy
|
5
|
23.57 (GBP)
|
|
Buy
|
2
|
23.77 (GBP)
|
|
Buy
|
2
|
24 (GBP)
|
|
Buy
|
2
|
23.69 (GBP)
|
|
Buy
|
1
|
23.62 (GBP)
|
|
Buy
|
1
|
23.94 (GBP)
|
|
Buy
|
1
|
23.66 (GBP)
|
|
Buy
|
1
|
23.57 (GBP)
|
|
Sell
|
28220
|
24.18 (GBP)
|
|
Sell
|
4200
|
23.86 (GBP)
|
|
Sell
|
2000
|
23.78 (GBP)
|
|
Sell
|
1923
|
22.7 (GBP)
|
|
Sell
|
1546
|
23.19 (GBP)
|
|
Sell
|
1500
|
23.92011 (GBP)
|
|
Sell
|
1082
|
23.65 (GBP)
|
|
Sell
|
1000
|
22.71 (GBP)
|
|
Sell
|
910
|
23.18 (GBP)
|
|
Sell
|
834
|
23.96 (GBP)
|
|
Sell
|
832
|
24.03 (GBP)
|
|
Sell
|
831
|
24.04 (GBP)
|
|
Sell
|
788
|
23.62 (GBP)
|
|
Sell
|
720
|
22.99 (GBP)
|
|
Sell
|
711
|
23.74 (GBP)
|
|
Sell
|
700
|
23.79 (GBP)
|
|
Sell
|
660
|
23.15 (GBP)
|
|
Sell
|
616
|
23.49 (GBP)
|
|
Sell
|
615
|
23.89 (GBP)
|
|
Sell
|
605
|
24.07 (GBP)
|
|
Sell
|
604
|
23.19 (GBP)
|
|
Sell
|
600
|
23.83 (GBP)
|
|
Sell
|
600
|
23.97 (GBP)
|
|
Sell
|
600
|
22.76 (GBP)
|
|
Sell
|
590
|
23.7 (GBP)
|
|
Sell
|
586
|
23.75 (GBP)
|
|
Sell
|
581
|
23.08 (GBP)
|
|
Sell
|
567
|
23.88 (GBP)
|
|
Sell
|
562
|
23.82 (GBP)
|
|
Sell
|
559
|
23.85 (GBP)
|
|
Sell
|
557
|
23.1 (GBP)
|
|
Sell
|
548
|
23.73 (GBP)
|
|
Sell
|
526
|
23.17 (GBP)
|
|
Sell
|
509
|
23.86 (GBP)
|
|
Sell
|
507
|
23.56 (GBP)
|
|
Sell
|
502
|
22.57 (GBP)
|
|
Sell
|
500
|
23.74 (GBP)
|
|
Sell
|
500
|
23.86 (GBP)
|
|
Sell
|
461
|
23.75 (GBP)
|
|
Sell
|
440
|
23.14 (GBP)
|
|
Sell
|
423
|
24.4 (GBP)
|
|
Sell
|
421
|
23.52 (GBP)
|
|
Sell
|
420
|
23.13 (GBP)
|
|
Sell
|
420
|
23.13 (GBP)
|
|
Sell
|
418
|
23.17 (GBP)
|
|
Sell
|
415
|
23.9 (GBP)
|
|
Sell
|
415
|
24.05 (GBP)
|
|
Sell
|
412
|
23.56 (GBP)
|
|
Sell
|
412
|
24.04 (GBP)
|
|
Sell
|
412
|
23.88 (GBP)
|
|
Sell
|
412
|
23.74 (GBP)
|
|
Sell
|
412
|
23.15 (GBP)
|
|
Sell
|
412
|
22.99 (GBP)
|
|
Sell
|
412
|
24.16 (GBP)
|
|
Sell
|
412
|
23.87 (GBP)
|
|
Sell
|
403
|
23.75 (GBP)
|
|
Sell
|
400
|
23.65 (GBP)
|
|
Sell
|
400
|
23.65 (GBP)
|
|
Sell
|
400
|
23.65 (GBP)
|
|
Sell
|
400
|
23.65 (GBP)
|
|
Sell
|
400
|
23.65 (GBP)
|
|
Sell
|
400
|
23.86 (GBP)
|
|
Sell
|
400
|
23.68 (GBP)
|
|
Sell
|
400
|
23.83 (GBP)
|
|
Sell
|
400
|
23.83 (GBP)
|
|
Sell
|
400
|
24.1 (GBP)
|
|
Sell
|
400
|
24.1 (GBP)
|
|
Sell
|
400
|
23.65 (GBP)
|
|
Sell
|
400
|
24.14 (GBP)
|
|
Sell
|
397
|
23.17 (GBP)
|
|
Sell
|
395
|
23.83 (GBP)
|
|
Sell
|
390
|
23.72 (GBP)
|
|
Sell
|
389
|
24.19 (GBP)
|
|
Sell
|
386
|
23.51 (GBP)
|
|
Sell
|
383
|
23.95 (GBP)
|
|
Sell
|
383
|
23.91 (GBP)
|
|
Sell
|
365
|
23.69 (GBP)
|
|
Sell
|
365
|
23.73 (GBP)
|
|
Sell
|
361
|
23.76 (GBP)
|
|
Sell
|
360
|
23.04 (GBP)
|
|
Sell
|
350
|
24.07 (GBP)
|
|
Sell
|
350
|
23.75 (GBP)
|
|
Sell
|
347
|
23.24 (GBP)
|
|
Sell
|
344
|
23.63 (GBP)
|
|
Sell
|
344
|
23.88 (GBP)
|
|
Sell
|
340
|
23.71 (GBP)
|
|
Sell
|
338
|
23.85 (GBP)
|
|
Sell
|
320
|
23.62 (GBP)
|
|
Sell
|
320
|
23.96 (GBP)
|
|
Sell
|
319
|
23.91 (GBP)
|
|
Sell
|
316
|
23.59 (GBP)
|
|
Sell
|
314
|
23.96 (GBP)
|
|
Sell
|
312
|
23.87 (GBP)
|
|
Sell
|
312
|
23.84 (GBP)
|
|
Sell
|
308
|
23.87 (GBP)
|
|
Sell
|
301
|
24.4 (GBP)
|
|
Sell
|
300
|
23.52 (GBP)
|
|
Sell
|
300
|
23.63 (GBP)
|
|
Sell
|
300
|
23.71 (GBP)
|
|
Sell
|
300
|
23.68 (GBP)
|
|
Sell
|
300
|
23.68 (GBP)
|
|
Sell
|
300
|
23.75 (GBP)
|
|
Sell
|
300
|
23.89 (GBP)
|
|
Sell
|
300
|
23.89 (GBP)
|
|
Sell
|
300
|
23.78 (GBP)
|
|
Sell
|
300
|
24.04 (GBP)
|
|
Sell
|
300
|
23.73 (GBP)
|
|
Sell
|
300
|
24.06 (GBP)
|
|
Sell
|
300
|
23.23 (GBP)
|
|
Sell
|
300
|
23.13 (GBP)
|
|
Sell
|
300
|
23.92 (GBP)
|
|
Sell
|
300
|
23.14 (GBP)
|
|
Sell
|
300
|
23.27 (GBP)
|
|
Sell
|
299
|
23.63 (GBP)
|
|
Sell
|
299
|
23.67 (GBP)
|
|
Sell
|
299
|
23.1 (GBP)
|
|
Sell
|
285
|
23.19 (GBP)
|
|
Sell
|
278
|
23.95 (GBP)
|
|
Sell
|
274
|
23.76 (GBP)
|
|
Sell
|
271
|
23.54 (GBP)
|
|
Sell
|
270
|
23.77 (GBP)
|
|
Sell
|
270
|
23.68 (GBP)
|
|
Sell
|
270
|
23.78 (GBP)
|
|
Sell
|
269
|
23.62 (GBP)
|
|
Sell
|
266
|
23.74 (GBP)
|
|
Sell
|
261
|
23.77 (GBP)
|
|
Sell
|
260
|
24.04 (GBP)
|
|
Sell
|
251
|
23.91 (GBP)
|
|
Sell
|
251
|
23.75 (GBP)
|
|
Sell
|
251
|
23.73 (GBP)
|
|
Sell
|
246
|
23.66 (GBP)
|
|
Sell
|
244
|
23.75 (GBP)
|
|
Sell
|
240
|
23.62 (GBP)
|
|
Sell
|
240
|
23.77 (GBP)
|
|
Sell
|
237
|
23.46 (GBP)
|
|
Sell
|
236
|
23.84 (GBP)
|
|
Sell
|
233
|
23.56 (GBP)
|
|
Sell
|
232
|
23.6 (GBP)
|
|
Sell
|
231
|
23.88 (GBP)
|
|
Sell
|
225
|
23.05 (GBP)
|
|
Sell
|
224
|
23.73 (GBP)
|
|
Sell
|
224
|
23.77 (GBP)
|
|
Sell
|
222
|
23.71 (GBP)
|
|
Sell
|
221
|
23.96 (GBP)
|
|
Sell
|
215
|
23.19 (GBP)
|
|
Sell
|
215
|
23.78 (GBP)
|
|
Sell
|
211
|
23.69 (GBP)
|
|
Sell
|
211
|
23.88 (GBP)
|
|
Sell
|
211
|
23.73 (GBP)
|
|
Sell
|
210
|
23.13 (GBP)
|
|
Sell
|
208
|
22.45 (GBP)
|
|
Sell
|
206
|
23.05 (GBP)
|
|
Sell
|
205
|
24.12 (GBP)
|
|
Sell
|
204
|
23.94 (GBP)
|
|
Sell
|
201
|
23.89 (GBP)
|
|
Sell
|
201
|
24.05 (GBP)
|
|
Sell
|
200
|
23.71 (GBP)
|
|
Sell
|
200
|
23.96 (GBP)
|
|
Sell
|
200
|
23.92 (GBP)
|
|
Sell
|
200
|
23.92 (GBP)
|
|
Sell
|
200
|
23.47 (GBP)
|
|
Sell
|
200
|
23.69 (GBP)
|
|
Sell
|
200
|
23.95 (GBP)
|
|
Sell
|
200
|
23.75 (GBP)
|
|
Sell
|
200
|
23.75 (GBP)
|
|
Sell
|
200
|
23.75 (GBP)
|
|
Sell
|
200
|
23.74 (GBP)
|
|
Sell
|
200
|
23.14 (GBP)
|
|
Sell
|
200
|
22.76 (GBP)
|
|
Sell
|
200
|
22.72 (GBP)
|
|
Sell
|
200
|
23.41 (GBP)
|
|
Sell
|
200
|
23.96 (GBP)
|
|
Sell
|
200
|
23.94 (GBP)
|
|
Sell
|
200
|
24.09 (GBP)
|
|
Sell
|
200
|
23.63 (GBP)
|
|
Sell
|
200
|
23.95 (GBP)
|
|
Sell
|
200
|
23.94 (GBP)
|
|
Sell
|
200
|
23.52 (GBP)
|
|
Sell
|
200
|
23.72 (GBP)
|
|
Sell
|
199
|
23.93 (GBP)
|
|
Sell
|
198
|
23.75 (GBP)
|
|
Sell
|
194
|
23.86 (GBP)
|
|
Sell
|
190
|
23.56 (GBP)
|
|
Sell
|
189
|
23.91 (GBP)
|
|
Sell
|
188
|
23.48 (GBP)
|
|
Sell
|
187
|
23.91 (GBP)
|
|
Sell
|
183
|
23.54 (GBP)
|
|
Sell
|
181
|
23.1 (GBP)
|
|
Sell
|
179
|
23.93 (GBP)
|
|
Sell
|
179
|
23.7 (GBP)
|
|
Sell
|
177
|
23.85 (GBP)
|
|
Sell
|
175
|
22.71 (GBP)
|
|
Sell
|
175
|
23.75 (GBP)
|
|
Sell
|
173
|
23.91 (GBP)
|
|
Sell
|
169
|
23.74 (GBP)
|
|
Sell
|
168
|
23.88 (GBP)
|
|
Sell
|
159
|
23.9 (GBP)
|
|
Sell
|
147
|
23.56 (GBP)
|
|
Sell
|
143
|
23.75 (GBP)
|
|
Sell
|
143
|
23.88 (GBP)
|
|
Sell
|
142
|
23.48 (GBP)
|
|
Sell
|
141
|
23.83 (GBP)
|
|
Sell
|
140
|
23.76 (GBP)
|
|
Sell
|
140
|
23.14 (GBP)
|
|
Sell
|
140
|
23.16 (GBP)
|
|
Sell
|
140
|
23.13 (GBP)
|
|
Sell
|
140
|
23.14 (GBP)
|
|
Sell
|
140
|
23.13 (GBP)
|
|
Sell
|
137
|
23.91 (GBP)
|
|
Sell
|
135
|
23.9 (GBP)
|
|
Sell
|
132
|
23.7 (GBP)
|
|
Sell
|
132
|
23.93 (GBP)
|
|
Sell
|
131
|
22.91 (GBP)
|
|
Sell
|
130
|
23.56 (GBP)
|
|
Sell
|
128
|
23.48 (GBP)
|
|
Sell
|
127
|
23.17 (GBP)
|
|
Sell
|
126
|
23.89 (GBP)
|
|
Sell
|
125
|
23.85 (GBP)
|
|
Sell
|
124
|
24.05 (GBP)
|
|
Sell
|
121
|
23.66 (GBP)
|
|
Sell
|
120
|
23.69 (GBP)
|
|
Sell
|
119
|
23.74 (GBP)
|
|
Sell
|
118
|
23.7 (GBP)
|
|
Sell
|
118
|
23.74 (GBP)
|
|
Sell
|
118
|
23.86 (GBP)
|
|
Sell
|
114
|
23.83 (GBP)
|
|
Sell
|
113
|
23.6 (GBP)
|
|
Sell
|
112
|
23.85 (GBP)
|
|
Sell
|
108
|
23.13 (GBP)
|
|
Sell
|
107
|
23.71 (GBP)
|
|
Sell
|
105
|
23.92 (GBP)
|
|
Sell
|
104
|
23.11 (GBP)
|
|
Sell
|
100
|
23.13 (GBP)
|
|
Sell
|
100
|
23.65 (GBP)
|
|
Sell
|
100
|
23.51 (GBP)
|
|
Sell
|
100
|
23.71 (GBP)
|
|
Sell
|
100
|
23.67 (GBP)
|
|
Sell
|
100
|
23.94 (GBP)
|
|
Sell
|
100
|
23.94 (GBP)
|
|
Sell
|
100
|
23.8 (GBP)
|
|
Sell
|
100
|
23.78 (GBP)
|
|
Sell
|
100
|
23.92 (GBP)
|
|
Sell
|
100
|
23.88 (GBP)
|
|
Sell
|
100
|
23.13 (GBP)
|
|
Sell
|
100
|
22.72 (GBP)
|
|
Sell
|
100
|
23.13 (GBP)
|
|
Sell
|
100
|
23.41 (GBP)
|
|
Sell
|
100
|
23.21 (GBP)
|
|
Sell
|
100
|
22.8 (GBP)
|
|
Sell
|
100
|
23.16 (GBP)
|
|
Sell
|
100
|
23.69 (GBP)
|
|
Sell
|
100
|
23.89 (GBP)
|
|
Sell
|
100
|
23.84 (GBP)
|
|
Sell
|
100
|
23.65 (GBP)
|
|
Sell
|
100
|
23.63 (GBP)
|
|
Sell
|
98
|
23.79 (GBP)
|
|
Sell
|
98
|
24.1 (GBP)
|
|
Sell
|
95
|
23.66 (GBP)
|
|
Sell
|
94
|
23.13 (GBP)
|
|
Sell
|
91
|
24.41 (GBP)
|
|
Sell
|
87
|
24.06 (GBP)
|
|
Sell
|
85
|
23.7 (GBP)
|
|
Sell
|
79
|
23.48 (GBP)
|
|
Sell
|
78
|
22.76 (GBP)
|
|
Sell
|
76
|
24.05 (GBP)
|
|
Sell
|
73
|
22.57 (GBP)
|
|
Sell
|
67
|
23.63 (GBP)
|
|
Sell
|
66
|
23.56 (GBP)
|
|
Sell
|
63
|
23.13 (GBP)
|
|
Sell
|
62
|
23.63 (GBP)
|
|
Sell
|
58
|
23.62 (GBP)
|
|
Sell
|
57
|
23.89 (GBP)
|
|
Sell
|
56
|
23.48 (GBP)
|
|
Sell
|
56
|
23.91 (GBP)
|
|
Sell
|
50
|
23.88 (GBP)
|
|
Sell
|
47
|
23.23 (GBP)
|
|
Sell
|
44
|
22.82 (GBP)
|
|
Sell
|
44
|
22.91 (GBP)
|
|
Sell
|
44
|
22.73 (GBP)
|
|
Sell
|
43
|
23.24 (GBP)
|
|
Sell
|
43
|
23.44 (GBP)
|
|
Sell
|
43
|
23.24 (GBP)
|
|
Sell
|
43
|
23.14 (GBP)
|
|
Sell
|
43
|
23.47 (GBP)
|
|
Sell
|
43
|
23.36 (GBP)
|
|
Sell
|
43
|
23.37 (GBP)
|
|
Sell
|
43
|
23.38 (GBP)
|
|
Sell
|
43
|
23.23 (GBP)
|
|
Sell
|
42
|
24.05 (GBP)
|
|
Sell
|
42
|
23.79 (GBP)
|
|
Sell
|
42
|
23.67 (GBP)
|
|
Sell
|
42
|
23.67 (GBP)
|
|
Sell
|
42
|
23.79 (GBP)
|
|
Sell
|
42
|
23.69 (GBP)
|
|
Sell
|
42
|
23.86 (GBP)
|
|
Sell
|
42
|
23.89 (GBP)
|
|
Sell
|
42
|
23.99 (GBP)
|
|
Sell
|
42
|
24.07 (GBP)
|
|
Sell
|
42
|
23.94 (GBP)
|
|
Sell
|
42
|
23.53 (GBP)
|
|
Sell
|
42
|
23.82 (GBP)
|
|
Sell
|
42
|
23.96 (GBP)
|
|
Sell
|
42
|
23.95 (GBP)
|
|
Sell
|
42
|
23.72 (GBP)
|
|
Sell
|
42
|
23.79 (GBP)
|
|
Sell
|
42
|
23.81 (GBP)
|
|
Sell
|
42
|
23.78 (GBP)
|
|
Sell
|
42
|
23.99 (GBP)
|
|
Sell
|
42
|
23.97 (GBP)
|
|
Sell
|
42
|
23.7 (GBP)
|
|
Sell
|
42
|
23.69 (GBP)
|
|
Sell
|
41
|
24.4 (GBP)
|
|
Sell
|
41
|
24.4 (GBP)
|
|
Sell
|
41
|
22.94 (GBP)
|
|
Sell
|
41
|
24.44 (GBP)
|
|
Sell
|
41
|
23.77 (GBP)
|
|
Sell
|
41
|
24.32 (GBP)
|
|
Sell
|
40
|
23.63 (GBP)
|
|
Sell
|
39
|
23.86 (GBP)
|
|
Sell
|
38
|
23.74 (GBP)
|
|
Sell
|
35
|
23.02 (GBP)
|
|
Sell
|
33
|
22.72 (GBP)
|
|
Sell
|
31
|
23.67 (GBP)
|
|
Sell
|
31
|
23.98 (GBP)
|
|
Sell
|
30
|
23.23 (GBP)
|
|
Sell
|
30
|
23.95 (GBP)
|
|
Sell
|
30
|
23.89 (GBP)
|
|
Sell
|
30
|
23.19 (GBP)
|
|
Sell
|
28
|
23.7 (GBP)
|
|
Sell
|
23
|
23.52 (GBP)
|
|
Sell
|
23
|
24.19 (GBP)
|
|
Sell
|
23
|
24.15 (GBP)
|
|
Sell
|
21
|
23.74 (GBP)
|
|
Sell
|
20
|
23.19 (GBP)
|
|
Sell
|
18
|
23.59 (GBP)
|
|
Sell
|
15
|
23.12 (GBP)
|
|
Sell
|
15
|
23.18 (GBP)
|
|
Sell
|
15
|
23.15 (GBP)
|
|
Sell
|
12
|
23.83 (GBP)
|
|
Sell
|
10
|
22.49 (GBP)
|
|
Sell
|
10
|
24.24 (GBP)
|
|
Sell
|
10
|
23.76 (GBP)
|
|
Sell
|
8
|
23.86 (GBP)
|
|
Sell
|
6
|
24.35 (GBP)
|
|
Sell
|
5
|
23.63 (GBP)
|
|
Sell
|
5
|
23.84 (GBP)
|
|
Sell
|
3
|
22.94 (GBP)
|
|
Sell
|
2
|
23.69 (GBP)
|
|
Sell
|
1
|
22.97 (GBP)
|
|
|
|
TOTAL BUYS:102270
TOTAL SELLS:116439
|
|
(b) Derivatives transactions (other than options)
|
|
Product name, e.g. CFD
|
Long/short (Note 5)
|
Number of securities (Note 6)
|
Price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
(c) Options transactions in respect of existing securities
|
|
(i) Writing, selling, purchasing or varying
|
|
Product name,e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise price
|
Type, e.g. American, European etc.
|
Expiry date
|
Option money paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
|
|
|
|
|
|
|
|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
|
|
|
|
Date of disclosure
|
20-Nov-2008 09:37:43
|
|
Contact name
|
Collins,Carolyn/ Crawley, Simon
|
|
Telephone number
|
44 20 7888 0241
|
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
|
|
Nature of connection (Note 9)
|
ADVISOR
|
|
|
|
|
|
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
|
|
|
