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EPT Disclosure

22nd Aug 2008 11:27

RNS Number : 8887B
UBS AG (EPT)
22 August 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

21 AUGUST 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

0

0.00%

2,053

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

0

0.00%

2,053

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

PURCHASE

529

11723 AUD Cents

PURCHASE

676

11725

SALE

23

11731

SALE

100

11731

PURCHASE

174

11735

SALE

65

11735

SALE

78

11735

SALE

37

11735

SALE

241

11736

PURCHASE

615

11736

PURCHASE

1000

11737

PURCHASE

98

11737

PURCHASE

47

11739

SALE

238

11747

SALE

68

11747

SALE

542

11747

SALE

386

11749

PURCHASE

128

11749

PURCHASE

500

11750

SALE

653

11754

PURCHASE

87

11757

PURCHASE

359

11757

SALE

1

11758

SALE

8

11758

SALE

246

11758

PURCHASE

6

11758

PURCHASE

189

11759

PURCHASE

358

11759

PURCHASE

92

11759

PURCHASE

12

11759

PURCHASE

11

11759

PURCHASE

76

11761

PURCHASE

726

11762

PURCHASE

79

11762

PURCHASE

300

11762

PURCHASE

11

11762

PURCHASE

38

11762

SALE

1

11764

PURCHASE

1187

11764

PURCHASE

632

11764

SALE

5

11767

SALE

250

11767

SALE

31

11769

SALE

11

11769

SALE

59

11769

SALE

4

11770

SALE

3

11770

SALE

909

11770

PURCHASE

40

11771

PURCHASE

97

11773

PURCHASE

1

11774

PURCHASE

30

11775

PURCHASE

191

11776

PURCHASE

504

11776

SALE

6

11776

SALE

12

11776

SALE

255

11776

SALE

73

11776

SALE

22

11777

SALE

10

11777

SALE

16

11777

SALE

255

11777

SALE

243

11777

SALE

10

11777

SALE

60

11777

SALE

15

11777

SALE

220

11777

SALE

10

11778

PURCHASE

45

11778

PURCHASE

180

11778

SALE

9

11780

SALE

130

11780

SALE

873

11780

SALE

162

11780

SALE

3

11783

SALE

97

11783

SALE

10

11783

SALE

9

11783

PURCHASE

300

11783

PURCHASE

40

11783

PURCHASE

16

11783

SALE

3

11790

PURCHASE

198

11791

PURCHASE

78

11792

PURCHASE

34

11792

SALE

15

11793

SALE

255

11793

SALE

37

11793

SALE

232

11793

SALE

8

11795

SALE

3

11799

PURCHASE

200

11800

PURCHASE

500

11800

SALE

2

11800

PURCHASE

553

11800

PURCHASE

127

11800

SALE

706

11800

SALE

23

11800

PURCHASE

38

11801

PURCHASE

2

11801

PURCHASE

43

11801

PURCHASE

93

11801

PURCHASE

96

11801

PURCHASE

50

11801

PURCHASE

45

11801

PURCHASE

16

11803

PURCHASE

2

11803

PURCHASE

172

11803

PURCHASE

19

11803

PURCHASE

927

11804

PURCHASE

2

11805

PURCHASE

87

11805

SALE

102

11805

SALE

493

11805

SALE

10

11805

SALE

84

11805

SALE

255

11805

SALE

20

11805

PURCHASE

55

11805

PURCHASE

56

11806

PURCHASE

40

11806

PURCHASE

200

11806

PURCHASE

582

11807

PURCHASE

200

11808

PURCHASE

226

11808

SALE

27

11809

PURCHASE

90

11809

SALE

1041

11809

SALE

50

11809

PURCHASE

833

11810

PURCHASE

22

11810

PURCHASE

1

11811

PURCHASE

53

11811

PURCHASE

200

11811

PURCHASE

107

11811

PURCHASE

1

11811

PURCHASE

1

11812

SALE

54

11812

PURCHASE

24

11813

SALE

284

11813

SALE

2

11813

SALE

29

11813

SALE

517

11813

SALE

17

11813

SALE

1734

11813

PURCHASE

170

11814

PURCHASE

140

11814

PURCHASE

515

11814

PURCHASE

32

11814

SALE

429

11814

SALE

100

11814

PURCHASE

1

11815

PURCHASE

15

11815

PURCHASE

1

11815

PURCHASE

236

11815

PURCHASE

4

11815

SALE

1

11815

PURCHASE

268

11815

SALE

130

11815

SALE

310

11815

PURCHASE

218

11816

PURCHASE

182

11816

PURCHASE

371

11816

PURCHASE

677

11817

PURCHASE

57

11817

PURCHASE

317

11817

PURCHASE

40

11817

PURCHASE

200

11817

PURCHASE

99

11817

PURCHASE

13

11817

PURCHASE

11

11818

PURCHASE

45

11818

PURCHASE

173

11818

PURCHASE

132

11818

PURCHASE

91

11818

PURCHASE

74

11818

SALE

86

11819

SALE

136

11819

PURCHASE

53

11820

SALE

367

11820

PURCHASE

560

11820

PURCHASE

527

11820

SALE

29

11822

SALE

15

11822

SALE

133

11822

SALE

44

11822

PURCHASE

91

11822

SALE

192

11823

PURCHASE

72

11823

SALE

1

11824

SALE

87

11824

PURCHASE

439

11824

SALE

1

11825

PURCHASE

44

11825

PURCHASE

155

11825

SALE

1

11825

SALE

14

11825

SALE

637

11825

SALE

18

11825

PURCHASE

400

11825

PURCHASE

500

11825

PURCHASE

212

11825

PURCHASE

430

11826

SALE

42

11826

SALE

100

11826

SALE

4

11827

SALE

318

11827

PURCHASE

200

11827

SALE

100

11827

SALE

62

11827

SALE

134

11827

PURCHASE

427

11828

SALE

909

11829

SALE

42

11829

SALE

100

11829

PURCHASE

357

11829

SALE

57

11829

SALE

78

11829

SALE

30

11829

SALE

59

11829

SALE

45

11829

SALE

827

11830

PURCHASE

60

11830

PURCHASE

94

11830

PURCHASE

2

11830

SALE

270

11830

SALE

135

11830

SALE

45175

11831.86

PURCHASE

45175

11831.86

SALE

14

11832

SALE

17

11832

SALE

36

11832

SALE

17

11832

PURCHASE

100

11833

PURCHASE

223

11834

PURCHASE

67

11834

SALE

717

11834

SALE

27

11834

SALE

61

11834

SALE

113

11834

SALE

1

11836

PURCHASE

100

11836

PURCHASE

49

11836

SALE

254

11836

SALE

231

11836

PURCHASE

180

11837

SALE

91

11837

SALE

11

11837

SALE

65

11837

SALE

2

11837

PURCHASE

401

11838

SALE

134

11838

SALE

28

11838

SALE

280

11838

SALE

150

11838

PURCHASE

210

11839

PURCHASE

274

11839

SALE

239

11839

SALE

2

11840

SALE

9

11840

SALE

1332

11840

SALE

380

11840

SALE

6

11840

SALE

42

11840

SALE

388

11840

SALE

225

11840

SALE

18

11840

PURCHASE

305

11840

PURCHASE

224

11840

PURCHASE

42612

11840.48

SALE

42612

11840.48

SALE

27

11841

SALE

200

11841

SALE

971

11841

SALE

40

11841

SALE

250

11841

SALE

250

11841

PURCHASE

1282

11842

SALE

29

11842

PURCHASE

19

11842

PURCHASE

221

11842

PURCHASE

183

11845

SALE

2

11846

SALE

126

11846

SALE

28

11846

SALE

26

11846

PURCHASE

904

11846

SALE

215

11847

SALE

176

11847

SALE

403

11848

SALE

500

11848

SALE

155

11848

SALE

27

11849

SALE

10

11849

SALE

8

11849

SALE

135

11849

SALE

150

11849

SALE

65

11849

PURCHASE

183

11850

SALE

75

11850

SALE

80

11850

SALE

302

11850

SALE

380

11850

SALE

46

11850

SALE

203

11850

SALE

177

11850

SALE

320

11850

SALE

226

11850

SALE

150

11850

SALE

72

11850

SALE

377

11850

PURCHASE

2000

11850

PURCHASE

73

11850

PURCHASE

203

11850

PURCHASE

469

11850

SALE

352

11850

SALE

35

11850

SALE

253

11850

SALE

41

11850

SALE

21

11850

SALE

282

11850

SALE

71

11850

SALE

4

11851

SALE

88

11851

SALE

100

11851

SALE

138

11851

SALE

87

11851

SALE

110

11851

SALE

301

11851

SALE

22

11851

PURCHASE

33

11851

SALE

83

11853

SALE

26

11853

SALE

132

11853

SALE

530

11854

SALE

655

11854

SALE

100

11854

SALE

323

11854

SALE

266

11854

SALE

430

11855

PURCHASE

60

11856

PURCHASE

50

11856

PURCHASE

1000

11856

PURCHASE

57

11857

PURCHASE

234

11857

PURCHASE

45

11857

PURCHASE

9

11857

PURCHASE

50

11857

PURCHASE

222

11858

PURCHASE

250

11858

PURCHASE

844

11860

PURCHASE

1000

11860

PURCHASE

658

11862

PURCHASE

18

11863

PURCHASE

134

11863

SALE

2

11872

SALE

188

11875

PURCHASE

200

11880

SALE

1

11882

PURCHASE

69

11889

SALE

2

11894

PURCHASE

105

11896

SALE

1

11897

SALE

297

11897

SALE

305

11899

PURCHASE

2000

11900

PURCHASE

100

11900

SALE

61

11900

SALE

59

11900

SALE

200

11900

SALE

177

11902

SALE

66

11903

SALE

200

11903

PURCHASE

1976

11904

SALE

300

11908

PURCHASE

91

11910

SALE

655

11910

SALE

119

11910

SALE

71

11910

PURCHASE

8

11911

SALE

25

11913

SALE

425

11913

SALE

130

11917

SALE

251

11917

SALE

100

11917

SALE

448

11917

SALE

165

11917

SALE

171

11917

PURCHASE

80

11918

PURCHASE

16

11918

PURCHASE

7

11918

PURCHASE

74

11918

SALE

65

11920

SALE

100

11920

SALE

650

11921

PURCHASE

159

11922

PURCHASE

8

11922

PURCHASE

123

11922

PURCHASE

53

11923

PURCHASE

238

11928

SALE

628

11928

SALE

184

11928

PURCHASE

500

11930

PURCHASE

70

11930

PURCHASE

455

11930

PURCHASE

5

11933

PURCHASE

396

11933

SALE

419

11935

SALE

3

11935

SALE

8

11935

PURCHASE

80

11938

PURCHASE

6

11938

PURCHASE

20

11938

PURCHASE

26

11939

PURCHASE

9

11939

SALE

27

11947

SALE

632

11947

SALE

524

11949

PURCHASE

330

11950

PURCHASE

1000

11950

SALE

43

11952

SALE

181

11956

SALE

676

11960

SALE

7

11967

PURCHASE

581

11969

PURCHASE

4

11969

TOTAL PURCHASES

132,962

TOTAL SALES

130,399

(b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

22 AUGUST 2008

Contact name

NIMISHA SACHDEV

Telephone number

020 7568 9289

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBGGDIRDDGGID

Related Shares:

Rio Tinto
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Value8,684.56
Change50.81