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EPT Disclosure

24th Oct 2008 12:00

RNS Number : 6341G
Credit Suisse Equities (Australia)
24 October 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

23-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

13539851

0.403

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

13539851

0.403

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

1,000

24.70

Purchase

5,000

24.96

Purchase

9,000

24.99

Purchase

1,000

24.87

Purchase

100

25.12

Purchase

130

25.02

Purchase

63

25.02

Purchase

110

25.02

Purchase

688

25.02

Purchase

4,009

25.02

Purchase

236

25.00

Purchase

300

25.00

Purchase

464

25.00

Purchase

1,000

25.02

Purchase

714

24.91

Purchase

2,978

24.89

Purchase

22

24.88

Purchase

2,000

24.75

Purchase

1,000

24.48

Purchase

70

24.47

Purchase

250

24.47

Purchase

1,184,000

23.88

Purchase

25,942

24.57

Sale

-396

25.14

Sale

-636

24.95

Sale

-49,014

24.70

Sale

-373

24.70

Sale

-510

24.70

Sale

-40

24.70

Sale

-6,346

24.70

Sale

-500

24.70

Sale

-7,268

24.70

Sale

-19,037

24.70

Sale

-1,502

24.70

Sale

-1,000

24.70

Sale

-35,000

24.70

Sale

-200

24.70

Sale

-1,000

24.70

Sale

-400

24.70

Sale

-2,442

24.70

Sale

-26,587

25.00

Sale

-4,174

25.00

Sale

-1,000

25.00

Sale

-1,000

25.00

Sale

-3,000

25.00

Sale

-200

25.00

Sale

-500

25.00

Sale

-1,164

25.00

Sale

-4,174

25.00

Sale

-200

25.00

Sale

-100

25.00

Sale

-80

25.00

Sale

-5,000

25.00

Sale

-277

25.00

Sale

-295

25.00

Sale

-200

25.00

Sale

-250

25.00

Sale

-72

25.00

Sale

-5,864

25.00

Sale

-336

25.00

Sale

-5,639

25.00

Sale

-75

25.00

Sale

-3,000

25.00

Sale

-40

25.00

Sale

-10,000

25.00

Sale

-400

25.00

Sale

-87

25.00

Sale

-8,469

25.00

Sale

-9,940

25.00

Sale

-10,000

25.00

Sale

-400

25.00

Sale

-10,000

25.00

Sale

-22

25.00

Sale

-10,000

25.00

Sale

-200

25.00

Sale

-8,968

25.00

Sale

-3,097

25.00

Sale

-3,118

25.00

Sale

-11,000

25.00

Sale

-1,000

25.00

Sale

-150

25.00

Sale

-50

25.00

Sale

-200

25.00

Sale

-500

25.00

Sale

-150

25.00

Sale

-204

25.00

Sale

-119

25.00

Sale

-70

25.00

Sale

-600

25.00

Sale

-160

25.00

Sale

-200

25.00

Sale

-200

25.00

Sale

-2,000

25.00

Sale

-400

25.00

Sale

-100

25.00

Sale

-50

25.00

Sale

-300

25.00

Sale

-150

25.00

Sale

-300

25.00

Sale

-180

25.00

Sale

-200

25.00

Sale

-810

25.00

Sale

-500

25.00

Sale

-500

25.00

Sale

-100

25.00

Sale

-300

25.00

Sale

-400

25.00

Sale

-100

25.00

Sale

-1,000

25.00

Sale

-1,000

25.00

Sale

-200

25.00

Sale

-275

25.00

Sale

-40

25.00

Sale

-200

25.00

Sale

-43

25.00

Sale

-4,000

25.00

Sale

-200

25.00

Sale

-400

25.00

Sale

-36

25.00

Sale

-604

25.00

Sale

-40

25.00

Sale

-39

25.00

Sale

-80

25.00

Sale

-200

25.00

Sale

-100

25.00

Sale

-360

25.01

Sale

-500

25.01

Sale

-1,200

25.01

Sale

-100

25.01

Sale

-396

25.01

Sale

-500

25.02

Sale

-199

25.02

Sale

-500

25.03

Sale

-50

25.04

Sale

-115

25.05

Sale

-500

25.05

Sale

-1,807

25.08

Sale

-69

25.09

Sale

-216

25.09

Sale

-348

25.09

Sale

-314

25.09

Sale

-7,350

25.10

Sale

-100

25.10

Sale

-200

25.10

Sale

-500

25.10

Sale

-5,000

25.10

Sale

-722

25.10

Sale

-1,000

25.10

Sale

-200

25.10

Sale

-2,000

25.10

Sale

-85

25.10

Sale

-85

25.10

Sale

-200

25.10

Sale

-250

25.10

Sale

-1,000

25.11

Sale

-500

25.11

Sale

-400

25.11

Sale

-649

25.11

Sale

-200

25.12

Sale

-1,000

25.12

Sale

-1,500

25.12

Sale

-902

25.13

Sale

-116

25.14

Sale

-93

25.14

Sale

-85

25.14

Sale

-915

25.14

Sale

-1,070

25.00

Sale

-600

25.00

Sale

-90

25.00

Sale

-2,763

25.00

Sale

-506

25.00

Sale

-5,000

25.00

Sale

-20

25.00

Sale

-2,000

25.00

Sale

-4

25.00

Sale

-3,000

25.00

Sale

-155

25.00

Sale

-132

25.00

Sale

-68

25.00

Sale

-157

25.00

Sale

-9,435

25.00

Sale

-6,830

24.95

Sale

-1,000

24.95

Sale

-210

24.95

Sale

-150

24.95

Sale

-450

24.95

Sale

-5,000

24.95

Sale

-500

24.95

Sale

-4,000

24.95

Sale

-1,000

24.95

Sale

-400

24.95

Sale

-800

24.95

Sale

-120

24.95

Sale

-500

24.95

Sale

-2,282

24.95

Sale

-200

24.95

Sale

-65

24.95

Sale

-183

24.95

Sale

-177

24.95

Sale

-140

24.95

Sale

-200

24.95

Sale

-330

24.95

Sale

-463

24.95

Sale

-1,820

24.95

Sale

-2,500

24.95

Sale

-5,000

24.95

Sale

-5,000

24.95

Sale

-5,000

24.95

Sale

-200

24.95

Sale

-1,000

24.95

Sale

-1,248

24.95

Sale

-177

24.95

Sale

-750

24.95

Sale

-500

24.95

Sale

-490

24.95

Sale

-200

24.95

Sale

-1,028

24.95

Sale

-87

24.95

Sale

-17

24.95

Sale

-60

24.95

Sale

-4,158

24.95

Sale

-40

24.95

Sale

-831

24.95

Sale

-400

24.95

Sale

-200

24.95

Sale

-309

24.95

Sale

-2,000

24.95

Sale

-1,000

24.95

Sale

-293

24.95

Sale

-10,000

24.95

Sale

-155

24.95

Sale

-132

24.95

Sale

-68

24.95

Sale

-157

24.95

Sale

-4,842

24.95

Sale

-338

24.96

Sale

-4,918

24.95

Sale

-309

24.95

Sale

-58

24.95

Sale

-400

24.95

Sale

-200

24.95

Sale

-6,679

24.95

Sale

-5,000

24.95

Sale

-5,000

24.95

Sale

-600

24.95

Sale

-500

24.95

Sale

-500

24.95

Sale

-200

24.96

Sale

-11,713

24.80

Sale

-10,000

24.80

Sale

-5,000

24.80

Sale

-10,000

24.80

Sale

-500

24.80

Sale

-2,000

24.80

Sale

-10,000

24.80

Sale

-10,000

24.80

Sale

-1,000

24.80

Sale

-160

24.80

Sale

-485

24.80

Sale

-1,000

24.80

Sale

-4,500

24.80

Sale

-100

24.80

Sale

-100

24.80

Sale

-2,000

24.80

Sale

-80

24.80

Sale

-325

24.80

Sale

-500

24.80

Sale

-1,666

24.80

Sale

-500

24.80

Sale

-21

24.80

Sale

-100

24.80

Sale

-433

24.80

Sale

-450

24.80

Sale

-810

24.80

Sale

-452

24.80

Sale

-150

24.80

Sale

-677

24.80

Sale

-200

24.80

Sale

-100

24.80

Sale

-1,000

24.80

Sale

-1,000

24.80

Sale

-250

24.80

Sale

-500

24.80

Sale

-1,201

24.80

Sale

-10,000

24.80

Sale

-800

24.80

Sale

-160

24.80

Sale

-100

24.80

Sale

-1,259

24.80

Sale

-1,000

24.80

Sale

-469

24.80

Sale

-1,040

24.80

Sale

-350

24.80

Sale

-350

24.80

Sale

-80

24.80

Sale

-150

24.80

Sale

-400

24.80

Sale

-600

24.80

Sale

-979

24.80

Sale

-250

24.80

Sale

-1,000

24.80

Sale

-250

24.80

Sale

-500

24.80

Sale

-690

24.80

Sale

-600

24.81

Sale

-31,240

24.75

Sale

-5,000

24.75

Sale

-8,558

24.75

Sale

-1,000

24.75

Sale

-1,000

24.75

Sale

-200

24.75

Sale

-240

24.75

Sale

-77

24.75

Sale

-250

24.75

Sale

-1,000

24.75

Sale

-1,000

24.75

Sale

-500

24.75

Sale

-600

24.75

Sale

-250

24.75

Sale

-80

24.75

Sale

-51

24.75

Sale

-7,794

24.52

Sale

-500

24.52

Sale

-600

24.52

Sale

-100

24.52

Sale

-10,000

24.52

Sale

-200

24.52

Sale

-100

24.52

Sale

-95

24.52

Sale

-1,000

24.52

Sale

-1,600

24.52

Sale

-517

24.52

Sale

-269

24.52

Sale

-417

24.52

Sale

-500

24.52

Sale

-1,308

24.52

Sale

-13,956

24.50

Sale

-50

24.50

Sale

-1,020

24.50

Sale

-700

24.50

Sale

-1,000

24.50

Sale

-250

24.50

Sale

-1,743

24.50

Sale

-1,000

24.50

Sale

-100

24.50

Sale

-400

24.50

Sale

-5,000

24.50

Sale

-200

24.50

Sale

-600

24.50

Sale

-482

24.50

Sale

-263

24.50

Sale

-400

24.50

Sale

-49

24.50

Sale

-1,000

24.50

Sale

-400

24.50

Sale

-2,085

24.50

Sale

-308

24.50

Sale

-25

24.50

Sale

-349

24.50

Sale

-200

24.50

Sale

-962

24.50

Sale

-4

24.50

Sale

-228

24.50

Sale

-150

24.50

Sale

-410

24.50

Sale

-180

24.50

Sale

-495

24.50

Sale

-816

24.50

Sale

-400

24.50

Sale

-19

24.50

Sale

-1

24.50

Sale

-1,000

24.50

Sale

-477

24.50

Sale

-2,000

24.50

Sale

-200

24.50

Sale

-258

24.50

Sale

-3,000

24.50

Sale

-500

24.50

Sale

-7,320

24.50

Sale

-721

24.50

Sale

-1,318

24.50

Sale

-4,682

24.50

Sale

-4,976

24.50

Sale

-28,195

24.50

Sale

-894

24.50

Sale

-268

24.50

Sale

-1,068

24.50

Sale

-9,923

24.50

Sale

-23,778

24.50

Sale

-95

24.50

Sale

-102

24.50

Sale

-34

24.50

Sale

-400

24.50

Sale

-116

24.50

Sale

-384

24.50

Sale

-180

24.50

Sale

-2,382

24.50

Sale

-21,227

24.50

Sale

-1,211

24.50

Sale

-215

24.50

Sale

-1,319

24.50

Sale

-215

24.50

Sale

-47

24.50

Sale

-453

24.50

Sale

-421

24.50

Sale

-908

24.50

Sale

-86

24.50

Sale

-914

24.50

Sale

-69

24.50

Sale

-1,291

24.50

Sale

-3

24.50

Sale

-55

24.50

Sale

-220

24.50

Sale

-128

24.50

Sale

-1,309

24.50

Sale

-6,868

24.50

Sale

-149

24.50

Sale

-3,000

24.50

Sale

-23

24.50

Sale

-570

24.50

Sale

-8,095

24.50

Sale

-1,000

24.50

Sale

-5,000

24.50

Sale

-400

24.50

Sale

-10,000

24.50

Sale

-162

24.50

Sale

-85

24.50

Sale

-10,000

24.50

Sale

-204

24.50

Sale

-500

24.50

Sale

-2,000

24.50

Sale

-69

24.50

Sale

-100

24.50

Sale

-375

24.50

Sale

-285

24.50

Sale

-7,983

24.50

Sale

-445

24.50

Sale

-2,738

24.51

Sale

-850

24.50

Sale

-394

24.51

Sale

-4,900

24.50

Sale

-3,131

24.50

Sale

-2,000

24.50

Sale

-1,000

24.51

Sale

-55

24.51

Sale

-345

24.51

Sale

-4,655

24.50

Sale

-345

24.50

Sale

-200

24.50

Sale

-12

24.50

Sale

-375

24.50

Sale

-981

24.50

Sale

-611

24.50

Sale

-1,600

24.50

Sale

-1,000

24.50

Sale

-432

24.50

Sale

-2,330

24.50

Sale

-1,020

24.50

Sale

-100

24.50

Sale

-742

24.50

Sale

-41,184

24.50

Sale

-500

24.50

Sale

-1,951

24.50

Sale

-984

24.50

Sale

-1,016

24.50

Sale

-500

24.50

Sale

-1,453

24.50

Sale

-1,235

24.50

Sale

-800

24.50

Sale

-60

24.50

Sale

-940

24.50

Sale

-2,685

24.50

Sale

-96

24.50

Sale

-300

24.50

Sale

-150

24.50

Sale

-11

24.50

Sale

-588

24.50

Sale

-500

24.50

Sale

-250

24.50

Sale

-20

24.50

Sale

-1,707

24.50

Sale

-300

24.50

Sale

-263

24.50

Sale

-112

24.50

Sale

-3,613

24.50

Sale

-6,151

24.50

Sale

-10,000

24.50

Sale

-5,000

24.50

Sale

-1,000

24.50

Sale

-20,000

24.50

Sale

-2,000

24.50

Sale

-1,254

24.50

Sale

-4,595

24.50

Sale

-286

24.15

Sale

-500

24.39

Sale

-244

24.39

Sale

-37

24.39

Sale

-80

24.39

Sale

-120

24.39

Sale

-3,000

24.39

Sale

-6,519

24.39

TOTAL BUYS:1240076

TOTAL SELLS: 994418

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

24-10-2008

Contact name

Simon Crawley; Philipp Abelbeck

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFEIIDLSFIT

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