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EPT Disclosure

2nd Oct 2008 13:05

RNS Number : 9508E
UBS AG (EPT)
02 October 2008
 



FORM 38.5(a)

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Rio Tinto LTD

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary 

Date of dealing

01 OCTOBER 2008

 

 

2. DEALINGS (Note 2)

 

(a) Purchases and sales

 

Total number of securities purchased

Highest price paid (Note 3)

Lowest price paid (Note 3)

4,022

92.61375 AUD

92.61375 AUD

 

 

Total number of securities sold

Highest price received (Note 3)

Lowest price received (Note 3) 

3,990

90.96519 AUD

90.96519 AUD

 

(b) Derivatives transactions (other than options)

 

Product name,  e.g. CFD

Long/short (Note 4)

Number of securities (Note 5)

Price per unit (Note 3)

CFD

LONG

526

90.9652 AUD

CFD

LONG

211

90.9652

CFD

LONG

218

90.9652

CFD

LONG

501

90.9652

CFD

LONG

557

90.9652

CFD

LONG

1977

90.9652

CFD

SHORT

4022

92.61375435

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g call option

Writing,  selling,  purchasing, varying etc

Number of securities to which the option relates (Note 5)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option moneypaid/received per unit (Note 3)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 3)

 

 

 

3. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

 

 

Date of disclosure

02 OCTOBER 2008

Contact name

NIMISHA SACHDEV

Telephone number

020 7568 9289

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 6)

CONNECTED ADVISER

 

 

Notes

 

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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